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Comments on Exemptive Order: Order Granting Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with the Pending Revision of the Definition of "Security" to Encompass Security-Based Swaps, and Request for Comments

[Release No. 34-64795; File No. S7-27-11]


Submitted Comments

Dec. 20, 2012 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Dec. 5, 2011 SIFMA SBS Exemptive Relief Request
Oct. 20, 2011 Draft SIFMA SBS Exemptive Relief Request
Jul. 26, 2011 Kevin Gould, President, Markit North America, Inc.
Jul. 15, 2011 Jeff Gooch, Chief Executive Officer, MarkitSERV
Jul. 11, 2011 Christine P. Nguyen, Jr., Professional of Economics University Law, San Diego, California

Meetings with SEC Officials

Feb. 15, 2012 Memorandum from the Division of Trading and Markets regarding a February 7 and 8, 2012, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), Davis Polk & Wardwell LLP, and Goldman Sachs
Nov. 30, 2011 Memorandum from the Division of Trading and Markets regarding a November 29, 2011, meeting with representatives of Davis Polk & Wardwell LLP
Oct. 26, 2011 Memorandum from the Division of Trading and Markets regarding an October 7, 2011, meeting with representatives of Davis Polk & Wardwell LLP
Jul. 12, 2011 Memorandum from the Division of Trading and Markets regarding a July 12, 2011, telephonic meeting with a representative of Wilmer Cutler Pickering Hale and Dorr LLP
Jul. 12, 2011 Memorandum from the Division of Trading and Markets regarding a July 11, 2011, Telephonic meeting with representative of the Loan Syndications and Trading Association
Jul. 7, 2011 Memorandum from the Division of Trading and Markets regarding a July 7, 2011, telephonic meeting with representatives of Davis Polk & Wardwell LLP

 

http://www.sec.gov/comments/s7-27-11/s72711.shtml

Modified: 01/15/2013