Proposed Rule: Regulation of Non-Public Trading Interest

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets concerning an October 19, 2009, meeting with representatives of Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets concerning an October 28, 2009, meeting with representatives of Direct Edge
Meeting with SEC Officials Memorandum from the Division of Trading and Markets concerning an October 28, 2009, meeting with representatives of NYSE Euronext
Public Comment Narotam S. Sambyal, Jammu, India
Public Comment Jack G. Levy, Jr., Indianapolis, Indiana
Public Comment Jack Thomas
Public Comment James A. Swiatek, Newaygo, Michigan
Meeting with SEC Officials Memorandum from the Division of Trading and Markets concerning a November 10, 2009, meeting with representatives of Instinet
Public Comment William A. Thayer, San Diego, California
Public Comment Bob O., Plymouth, Minnesota
Public Comment David Blumenthal
Public Comment Karl Denninger, Author of The Market Ticker, Niceville, Florida
Public Comment Malcolm L. Kantzler
Meeting with SEC Officials Memorandum from the Office of Division of Trading and Markets concerning an October 27, 2009, meeting with representatives of BIDS Trading
Public Comment Matthew K. Samelson, Principal, Woodbine Associates, Stamford, Connecticut
Public Comment L.A. T.C., Vienna, Austria
Public Comment Mary K. Blasy, Esq., Scott + Scott, LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes concerning an October 19, 2009, meeting with representatives of Morgan Stanley

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-09
Release Number
34-60997
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