Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act; Comments on Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Filter comments

Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-64766 R. Glenn Hubbard, Co-Chair, John L. Thornton, Co-Chair, and Hal S. Scott, Director, Committee on Capital Markets Regulation
Meeting with SEC Officials 34-64766 Memorandum from the Division of Trading and Markets regarding a July 12, 2011, meeting with representatives from Russell Investments
Meeting with SEC Officials 34-64766 Memorandum from the Division of Trading and Markets regarding an August 11, 2011, call with representatives from Russell Investments
Public Comment 34-64766 Chris Barnard, Germany
Meeting with SEC Officials 34-64766 Memorandum from the Division of Trading and Markets regarding a July 6, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)
Public Comment 34-64766 Kenneth M. Fisher, Senior Vice President and Chief Financial Officer, Noble Energy
Meeting with SEC Officials 34-63727, 34-63825, 34-64766, 34-63346, 34-63452, 34-65543, 34-63557 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 1, 2012, meeting with representatives of SIFMA
Meeting with SEC Officials 34-64766 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 25, 2012, meeting with representatives of Interactive Data Corporation

Last Reviewed or Updated: Jan. 7, 2026

File Number
S7-25-11
Release Number
34-69491
34-64766
How to submit comments