Comments on Proposed Rule: Reporting of Securities Loans

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 1360
B: 682
C: 3

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a October 3, 2023 meeting with representatives of MFA
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding an August 9, 2023 meeting with FINRA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 16, 2023 meeting with Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 8, 2023 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 29, 2023 meeting with representatives of Goldman Sachs
Public Comment Eric J. Pan, President & CEO, and Susan Olson, General Counsel, Investment Company Institute
Public Comment Brandon Smith
Public Comment Dave Cazza
Public Comment N. Abanes
Public Comment Ashley King
Public Comment Jiri Krol, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Public Comment Jennifer W. Han, Executive Vice President Chief Counsel, Head of Global Regulatory Affairs, Managed Funds Association
Meeting with SEC Officials Memorandum from the Office Of Public Engagement regarding a July 11, 2023 virtual meeting with representatives of Healthy Markets Association
Public Comment Members of the U.S. House of Representatives Frank D. Lucas, David Scott, Blaine Luetkemeyer, Bill Foster, Glenn "GT" Thompson, Alma S. Adams, Ph.D., Bill Huizenga, Vicente Gonzalez, Andy Barr, Josh Gottheimer, Ann Wagner, Wiley Nickel, and Bryan Steil
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of Better Markets, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 8, 2023 meeting with representatives of FINRA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 23, 2023 teleconference with representatives of FINRA
Public Comment Robert Toomey, Head of Capital Markets, Managing Director & Associate General Counsel, SIFMA
Public Comment Edwin Liew
Public Comment Erik Steffen, Manager
Public Comment Kevin
Public Comment Nick Morgan
Public Comment Richard Kilshaw
Public Comment Steffen Weigel, Retail Investor
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 2, 2023 meeting with representatives of FINRA
Public Comment Daniel
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 1, 2023 meeting with representatives of Equilend
Public Comment Mike Gilbert
Public Comment Nick Ahlers
Public Comment Ben Wechsler

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-21
Release Number
34-93613
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