Comments on Proposed Rule: Exchange-Traded Funds

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Date Received
Date Letter Type Commenter Name
Public Comment Ryan M. Louvar, General Counsel, WisdomTree Asset Management, Inc.
Public Comment Sharon French, Executive Vice President, and Cynthia Lo Bessette, Executive Vice President and General Counsel, OppenheimerFunds
Public Comment Thompson Hine LLP
Public Comment Richard Redding, CEO, Index Industry Association
Public Comment Dechert LLP
Public Comment Gregory Davis, Chief Investment Officer, The Vanguard Group, Inc.
Public Comment Marc R. Bryant, Chief Legal Officer, Fidelity Management Research Company
Public Comment Thomas A. Wittman, Executive Vice President, Head of Global Trading a, Nasdaq, Inc.
Public Comment Timothy W. Cameron, Head, and Lindsey Weber Keljo, Esq., Managing Director, Asset Management Group, Securities Industry and Financial Markets Association (SIFMA)
Public Comment Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Public Comment Jeffrey B. McCarthy, CEO, ETF Services, BNY Mellon
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad Roisman regarding a September 26, 2018, meeting with representatives of State Street Financial Services Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 26, 2018, meeting with representatives of State Street
Public Comment Anna Paglia, Head of Legal, US ETFs, Invesco Ltd.
Public Comment Gil Baumgarten, President, Segment Wealth Management LLC
Public Comment Samara Cohen, Managing Director, Head of ETF Global Markets, et al., BlackRock
Public Comment Harry Tosten
Public Comment Chandra Sunki
Public Comment Dan James
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 21, 2018, meeting with representatives of BlackRock Inc.
Public Comment Susan Olson, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson regarding an August 24, 2018, meeting with representatives of Jane Street
Public Comment Dave Nadig, Managing Director, ETF.com
Public Comment Henry Hu, Allan Shivers Chair in the Law of Banking and Finance, University of Texas Law School and John Morley, Professor of Law, Yale Law School
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 23, 2018, meeting with representatives of the Deutsche Bank Securities Inc. and DWS Group ("Deutsche Bank")
Public Comment Amitkumar Patel
Public Comment Tim Jong
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 3, 2018, meeting with representatives of the Subcommittee on Investment Companies and Investment Advisers of the Committee on Federal Regulation of Securities of the American Bar Association's Business Law Section
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 1, 2018, meeting with representatives of NASDAQ
Public Comment Chaz Falcone

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-15-18
Release Number
33-10515
IC-33140
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