Comments on Proposed Rule: Mutual Fund Distribution Fees; Confirmations

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 846
B: 441

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Date Received
Date Letter Type Commenter Name
Public Comment Gary B. Haibach, CLU ChFC
Public Comment Gary Sanders, National Association of Insurance and Financial Advisors, Falls Church, Virginia
Public Comment George C. W. Gatch, Chief Executive Officer, IM Americas, J.P. Morgan Asset Management
Public Comment Glenn H. Williams
Public Comment Hugh A. Simpson, Executive Vice President, General Counsel, FirstCommand and Secretary and Adan D. Araujo, Senior Vice President , Chief Compliance Officer, FirstCommand
Public Comment Hugh McHaffie, President, U.S. Wealth Management, John Hancock Financial Services
Public Comment J. Nakashima, Investment Advisory Representative
Public Comment Jack E. Tosetti
Public Comment James A. Yocum, Financial Associate, Thrivent Financial fo Lutherans
Public Comment James D. Hohman, President, Allegheny Investments, Ltd., Pittsburgh, Pennsylvania
Public Comment James D. Weddle, Managing Partner, Edward Jones
Public Comment Jeffrey J. Saline, President, Saline Financial Solutions
Public Comment Jeffrey LaRocco, CLU, Avondale Est, Georgia
Public Comment Jeffrey W. Rubin, Chair of the Committee on Federal Regulation of Securities, American Bar Association
Public Comment Jill H. Clark, Life Insurance Consultant, West Des Moines, Iowa
Public Comment Jodi Jamison, Chief Legal Officer, BNY Mellon Distributors Inc. and subsidiaries
Public Comment John G. Thompson, Ramsey, New Jersey
Public Comment John M. Zerr, Managing Director and General Counsel, Invesco Distributors, Inc.
Public Comment John W. (Jack) Hildebrand, Registered Representative, Phoenix Financial, Incorporated
Public Comment John W. McGonigle, Executive Vice President and Chief Legal Officer, Federated Investors, Inc.
Public Comment Jonathan R. Baum, Dreyfus Corporation
Public Comment Joseph Chalom
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Kenneth Dombart
Public Comment Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Kevin R. Keller, CAE Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.
Public Comment Kristin H. Ives, Stradley Ronon Stevens & Young, LLP
Public Comment Larry E. Matson
Public Comment Laurie A. Adams, CFP, President, Illinois Chapter of National Association of Insurance Financial Advisors
Public Comment Lisa Roth, Association Past?Chairman, Chair, NAIBD Member Advocacy Committee

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-15-10
Release Number
33-9128
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