Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Simon, Student
Public Comment Steve
Public Comment Steve Erdman, Erdmanor.com
Public Comment Steve Erdman, Erdmanor.com
Public Comment Tim Hasted
Public Comment Tommy, Mechanical Engineer
Public Comment Tony, Retail Investor
Public Comment Travis Plate
Public Comment Travis Plate
Public Comment Valtteri Nieminen, Economics University
Public Comment Victoria
Public Comment Wan Dalker
Public Comment William G.
Public Comment William H.
Public Comment Younes Ligma
Public Comment Zach L., Software Engineer, Theory Technologies
Public Comment Zach L., Software Engineer, Theory Technologies
Public Comment Zachary Bryant
Public Comment Zachary Bryant
Public Comment A. L.
Public Comment A. R.
Public Comment Aaron Digan
Public Comment Adrian Salas
Public Comment Adrian Salas
Public Comment AJ Lerner
Public Comment Al
Public Comment Alec, Retail Investor
Public Comment Alejandro
Public Comment Alejandro Pelaez
Public Comment Alex

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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