Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

Filter comments


Date Sort descending	Letter Type	Commenter Name
Sept. 26, 2021	Public Comment	Jerry Tominaga Groom, Wildland Firefighter
Sept. 26, 2021	Public Comment	Jess, Laborer
Sept. 26, 2021	Public Comment	Joe W. Waldon
Sept. 26, 2021	Public Comment	Johnathan Pollitto
Sept. 26, 2021	Public Comment	Jonas, Student
Sept. 26, 2021	Public Comment	Jordan Nelson
Sept. 26, 2021	Public Comment	Josh Zimmerman, Engineer
Sept. 26, 2021	Public Comment	Joshua Johnson
Sept. 26, 2021	Public Comment	Kelsey Blincoe
Sept. 26, 2021	Public Comment	Kenneth Griffin
Sept. 26, 2021	Public Comment	Kevin
Sept. 26, 2021	Public Comment	Manos Moschogiannis, Physiotherapist
Sept. 26, 2021	Public Comment	Manos Moschogiannis, Physiotherapist
Sept. 26, 2021	Public Comment	Mario Castro
Sept. 26, 2021	Public Comment	Max
Sept. 26, 2021	Public Comment	Mayo
Sept. 26, 2021	Public Comment	Michael
Sept. 26, 2021	Public Comment	Michael, Engineer
Sept. 26, 2021	Public Comment	Mitchell, Paramedic
Sept. 26, 2021	Public Comment	Neil Barry
Sept. 26, 2021	Public Comment	Nicholas Tesoro
Sept. 26, 2021	Public Comment	Paul Berra, Computer Engineer
Sept. 26, 2021	Public Comment	Paul J.
Sept. 26, 2021	Public Comment	Poppy
Sept. 26, 2021	Public Comment	Richard Tucker
Sept. 26, 2021	Public Comment	Robert Van Winkle
Sept. 26, 2021	Public Comment	Rodriguez Miller, Teacher and Military Officer
Sept. 26, 2021	Public Comment	Roger Lopez, Data Engineer
Sept. 26, 2021	Public Comment	Rupp
Sept. 26, 2021	Public Comment	Sam, Computer Engineer

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766