Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment CJ
Public Comment CJ, Student
Public Comment Clayton Jones
Public Comment Clemente Flores
Public Comment Cody L.
Public Comment Cody Thompson
Public Comment Colby Dinwiddie, Automotive Paint and Body Tech
Public Comment Colin, Data Analyst, Credit Union
Public Comment Conrad
Public Comment Cooper Gaylord
Public Comment Corey
Public Comment Craig Gurtner
Public Comment Craig H., IT Leadership
Public Comment D.
Public Comment D. J.
Public Comment D. T.
Public Comment Dakota
Public Comment Damien Deacock
Public Comment Dan
Public Comment Dan
Public Comment Dan
Public Comment Dan Carlson
Public Comment Dan Hogan
Public Comment Daniel
Public Comment Daniel
Public Comment Daniel Cawley, Enterprise Systems Engineer
Public Comment Daniel L. Cooper
Public Comment Daniel Parker
Public Comment Daniel Rönnelin
Public Comment Daniel Ruiz

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
Related Materials
How to submit comments