Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Daniel S.
Public Comment Daniel, Registered Nurse
Public Comment Danielle Perreault
Public Comment Darin Toki, RSFi Office Furniture
Public Comment Dave C., Real Estate Developer/Investor
Public Comment Dave Shaw
Public Comment Dave Williams
Public Comment David Sevilla
Public Comment Davros McLongshares, Financial Analyst
Public Comment Dawn Coleman, Healthcare Administration
Public Comment Demetrius Adams
Public Comment Derek
Public Comment Derek R. Borden
Public Comment Derek S. Hutchins, Business Professional
Public Comment Devon Steffens
Public Comment DH
Public Comment Dimitris Porichis, Marketing Director
Public Comment Dirk
Public Comment Don Warren, Retired
Public Comment Donovan M. Rooks
Public Comment Doug, Retail Worker
Public Comment Dr. David Hsu, Doctor of Dental Medicine
Public Comment Dr. H
Public Comment Drew Hancock
Public Comment Drew P.
Public Comment Dustin
Public Comment Dylan
Public Comment Dylan
Public Comment Dylan Shaughnessy
Public Comment Edivino

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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