Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Bryan E. Ponce, Semi Retired
Public Comment Bryan Ponce
Public Comment Bryce Sayers, Randstad Group
Public Comment C. Barrett
Public Comment C. Dieznaughts
Public Comment Calante Ryan, Trader
Public Comment Carlos, Software Developer
Public Comment Cathy G., Worker Bee
Public Comment Cha Roberts, Disabled OEF/OIF Vetetan
Public Comment Chachi
Public Comment Chad
Public Comment Chad Permabull
Public Comment Charles Brooks, Harvard University
Public Comment Charles Stoodley
Public Comment Charlotte, Marketing Director
Public Comment Chase Shields
Public Comment Chester Vincent
Public Comment Chris
Public Comment Chris
Public Comment Chris Basinger
Public Comment Chris Halbersma
Public Comment Chris Young
Public Comment Chrissy Davis Fountain
Public Comment Christian Ernst
Public Comment Christian Guerra, State of New Jersey
Public Comment Christopher Jensen
Public Comment Christopher Knoblauch
Public Comment Christopher Lage
Public Comment Christopher Moffatt, Software Engineer
Public Comment Chucky

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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