Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 26, 2021	Public Comment	Bobby Trahp
Sept. 26, 2021	Public Comment	BP
Sept. 26, 2021	Public Comment	Brady Sampson
Sept. 26, 2021	Public Comment	Brian O'Neil
Sept. 26, 2021	Public Comment	Brooke Valerino
Sept. 26, 2021	Public Comment	Cam
Sept. 26, 2021	Public Comment	Chad
Sept. 26, 2021	Public Comment	Chris
Sept. 26, 2021	Public Comment	Christian Pedersen
Sept. 26, 2021	Public Comment	Christiane Pitter
Sept. 26, 2021	Public Comment	Chuck Lowenstein, Kaplan North America
Sept. 26, 2021	Public Comment	Craig Garrett, Software Engineer
Sept. 26, 2021	Public Comment	D. K., Retail Investor
Sept. 26, 2021	Public Comment	D. Schoeman
Sept. 26, 2021	Public Comment	Dakota
Sept. 26, 2021	Public Comment	Dale Gribble
Sept. 26, 2021	Public Comment	Daniel Berger
Sept. 26, 2021	Public Comment	Dave F., Systems Administrator
Sept. 26, 2021	Public Comment	Dognai Tams
Sept. 26, 2021	Public Comment	Erki Nool, Dr.
Sept. 26, 2021	Public Comment	Francis
Sept. 26, 2021	Public Comment	Franklin Graham
Sept. 26, 2021	Public Comment	Gabriel Dominique
Sept. 26, 2021	Public Comment	Garrett Parker, Registered Nurse
Sept. 26, 2021	Public Comment	Gunnar Von Burg
Sept. 26, 2021	Public Comment	Jacob Williams
Sept. 26, 2021	Public Comment	James Teller
Sept. 26, 2021	Public Comment	Jason, PhD, Computer Science
Sept. 26, 2021	Public Comment	Jenny
Sept. 26, 2021	Public Comment	Jeremy

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766