Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Ryan Hall
Public Comment Ryan McCormack, Electrician
Public Comment Satin Singh
Public Comment Scott B.
Public Comment Shane
Public Comment Silviu Corpodeanu, Company Administrator
Public Comment Stefán Freyr
Public Comment Stephen Conway
Public Comment Stephen Mazzariello
Public Comment Taylor D. Bradford
Public Comment Taylor, Firefighter
Public Comment Theodore Nicholson
Public Comment Thomas
Public Comment Timothy Scott Holmes
Public Comment Tom Ward
Public Comment Tomas Liutvinas
Public Comment Tony Duke, Mortgage and Real Estate Licensed
Public Comment Tracy
Public Comment Trevor Tolman, Anesthesiologist Assistant
Public Comment Tyler Sandeen, Retail Trader, Construction Worker
Public Comment Tyler Sandeen, Retail Trader/Construction Worker
Public Comment Vanessa Martini
Public Comment Visal
Public Comment Wes Layne
Public Comment Wilfredo
Public Comment Yu-Tseh Chi, Software engineer
Public Comment Zach G.
Public Comment Zachary Knight
Public Comment Zack Russell
Public Comment Zaki Nijem

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766