Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Received
Date Letter Type Commenter Name
Public Comment Zen1
Public Comment A. Gonzalez
Public Comment A. Lerner
Public Comment A. M. Gke
Public Comment Aaron
Public Comment Aaron M. Shelley
Public Comment Aaron McAulay
Public Comment Aaron, Edison
Public Comment Adam
Public Comment Adam
Public Comment Adam
Public Comment Adam B.
Public Comment Adam Penner, Underwriter
Public Comment Adam Silver
Public Comment Adam Whitehurst, Senior Software Engineer
Public Comment Adrian Blood
Public Comment Alan
Public Comment Alex
Public Comment Alex G., Community Hospitals and Wellness Centers
Public Comment Alex Harraang
Public Comment Alexander Mayforth
Public Comment Alfredo Arizpe
Public Comment Alice M. Rodriguez
Public Comment Alvi Bazlu
Public Comment Amalia, Account Manager
Public Comment Amanda Tyler, Sales
Public Comment Amelia Paz, Attorney
Public Comment Anderson Pugh Edwards
Public Comment Andrei
Public Comment Andrew

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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