Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Mike, Chartered Surveyor, CEO
Public Comment Mr. Ludevico
Public Comment Nasiru T., Optional
Public Comment Nathan
Public Comment Nathan
Public Comment Nathan Bignell
Public Comment Nick Siemens, American Investor
Public Comment Nick, Business Owner
Public Comment Nuno Carvalho, Lawyer
Public Comment Oscar Nagle, Student of Medicine
Public Comment Patrick
Public Comment Patrick Faubert
Public Comment Patrick Mullane
Public Comment Paul
Public Comment Paul
Public Comment Paul Pathiakis, Day Trader
Public Comment Pauline Menchin, FCSN
Public Comment Philip Christopher, Social Media Manager
Public Comment Philip McDougall, Logistic Distribution
Public Comment Phillip Banky, Software Engineer
Public Comment Phylica Frankenberger
Public Comment Piotr Zawistowski, IT Engineer
Public Comment Rachael Scandarion
Public Comment Randy Dennis
Public Comment Raymond Arthur, Construction
Public Comment Reid
Public Comment Ricardo J. Martinez, Small Business owner
Public Comment Richard
Public Comment Ross Sullivan, Retail Store Manager
Public Comment Ryan Bohannon, Retired

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766