Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 4, 2021	Public Comment	Luis Escobar
Sept. 4, 2021	Public Comment	Teresa Serafin
Sept. 3, 2021	Public Comment	Anonymous
Sept. 2, 2021	Public Comment	Anonymous
Sept. 2, 2021	Public Comment	Daniel
Sept. 1, 2021	Public Comment	Aaron
Sept. 1, 2021	Public Comment	Andrew Kirke, Student, University of Colorado-Boulder
Sept. 1, 2021	Public Comment	Brett O'Sullivan, Accountant
Sept. 1, 2021	Public Comment	Douglas
Sept. 1, 2021	Public Comment	James
Sept. 1, 2021	Public Comment	Johnathon Wilhite
Sept. 1, 2021	Public Comment	Kai S.
Sept. 1, 2021	Public Comment	Robert J. Koenig
Sept. 1, 2021	Public Comment	Tomas Chagoya
Sept. 1, 2021	Public Comment	William
Sept. 1, 2021	Public Comment	Zach Gable
Aug. 31, 2021	Public Comment	Adam Newton
Aug. 31, 2021	Public Comment	AJ
Aug. 31, 2021	Public Comment	AJL
Aug. 31, 2021	Public Comment	Alejandro Barragan, Chef
Aug. 31, 2021	Public Comment	Alex, Researcher, PhD
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous
Aug. 31, 2021	Public Comment	Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766