Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Letter Type Commenter Name
Public Comment Anonymous
Public Comment Anonymous
Public Comment Bobby Ying, Mechanical Engineering
Public Comment Brent Whiting, USAF Mechanical Engineer
Public Comment Bukosky
Public Comment Chris
Public Comment Connor Reardon, Bail technician
Public Comment Connor Reardon, Bail Technician
Public Comment Daniel
Public Comment Daniel McKinlay
Public Comment Ed
Public Comment Ed, Retired
Public Comment Jack Nippleth
Public Comment Jarrod Knudson, Retail Investor
Public Comment Jason Hardon
Public Comment Joel Hluszko, Director, Technology Services
Public Comment John Compton
Public Comment Jupiter Limcharoen
Public Comment Kenneth Eckert
Public Comment Lerone Streeter, Site IT Expert
Public Comment Logan
Public Comment Luis Espina
Public Comment Matthew Ryan McCune
Public Comment Monique Finley, Owner, Pir8 Eye Web Solutions, LLC
Public Comment Nick Richards
Public Comment Patrick Shallis
Public Comment Rich Moran
Public Comment Robin Rifkin, Managing Principal, Zaga Investment Co., LLC
Public Comment Shannon Li, Student
Public Comment Sherfey Investment Firm LLC, CEO

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766
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