Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 24, 2021	Public Comment	Richard Wallace
Sept. 23, 2021	Public Comment	Anonymous
Sept. 23, 2021	Public Comment	Anonymous
Sept. 23, 2021	Public Comment	Aron Peters, Media
Sept. 23, 2021	Public Comment	Bryn M.
Sept. 23, 2021	Public Comment	C.P.
Sept. 23, 2021	Public Comment	Cameron Perry
Sept. 23, 2021	Public Comment	Charles Carpenter, MSN FNP
Sept. 23, 2021	Public Comment	Charles Von Borstel
Sept. 23, 2021	Public Comment	Dalzell, VP of Sales
Sept. 23, 2021	Public Comment	Don Brewer
Sept. 23, 2021	Public Comment	J.
Sept. 23, 2021	Public Comment	James Pollock
Sept. 23, 2021	Public Comment	Joseph Marino
Sept. 23, 2021	Public Comment	Leroy
Sept. 23, 2021	Public Comment	Lyle Wells
Sept. 23, 2021	Public Comment	Mark Johnson
Sept. 23, 2021	Public Comment	Michael
Sept. 23, 2021	Public Comment	Sofia Bitela
Sept. 22, 2021	Public Comment	John Davies, IT
Sept. 21, 2021	Public Comment	Anonymous
Sept. 21, 2021	Public Comment	Ryan McDerkis
Sept. 21, 2021	Public Comment	Stephen Mesa, Broker
Sept. 20, 2021	Public Comment	David S. Haliburton, Time Warner, Inc.
Sept. 20, 2021	Public Comment	EH
Sept. 20, 2021	Public Comment	Gregory Lee
Sept. 20, 2021	Public Comment	Huan Yu
Sept. 20, 2021	Public Comment	Json
Sept. 20, 2021	Public Comment	Linda, Retired
Sept. 20, 2021	Public Comment	Thomas M. Selman

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766