Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 25, 2021	Public Comment	Taylor, Call Center Representative
Sept. 25, 2021	Public Comment	TB Anderson
Sept. 25, 2021	Public Comment	Ted
Sept. 25, 2021	Public Comment	Thomas Hendrick
Sept. 25, 2021	Public Comment	Thomas Messerli
Sept. 25, 2021	Public Comment	Tim, Marketing Advertising Business Owner
Sept. 25, 2021	Public Comment	Tobias
Sept. 25, 2021	Public Comment	Tom L., Sales Engineer
Sept. 25, 2021	Public Comment	Tom Lynch
Sept. 25, 2021	Public Comment	Tom, Registered Professional Engineer and Amateur Investor
Sept. 25, 2021	Public Comment	Travis Milligan
Sept. 25, 2021	Public Comment	Travis Vaughn
Sept. 25, 2021	Public Comment	Tremaine
Sept. 25, 2021	Public Comment	Trevor Huff
Sept. 25, 2021	Public Comment	Trong Pham
Sept. 25, 2021	Public Comment	TS, Design Engineer
Sept. 25, 2021	Public Comment	V, Retail Investor
Sept. 25, 2021	Public Comment	Vera Tang
Sept. 25, 2021	Public Comment	Victor
Sept. 25, 2021	Public Comment	W. Feeney
Sept. 25, 2021	Public Comment	W.C.
Sept. 25, 2021	Public Comment	W.C.
Sept. 25, 2021	Public Comment	Wendy Ashley
Sept. 25, 2021	Public Comment	Will
Sept. 25, 2021	Public Comment	Will, Retail Investor
Sept. 25, 2021	Public Comment	William Jackson
Sept. 25, 2021	Public Comment	William Toler
Sept. 25, 2021	Public Comment	Zachary Berggren, Professional Engineer
Sept. 25, 2021	Public Comment	Zachery Shero
Sept. 25, 2021	Public Comment	Zhi Ming, Compliance

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766