Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Michal Novacek, Software Engineer
Public Comment Miguel Saucedo
Public Comment Mike
Public Comment Mike Hawk
Public Comment Mike Hunt
Public Comment Mike Kwek
Public Comment Mike Milikin, Trader
Public Comment Miroslaw Stanuszek
Public Comment Mortiz Jensen
Public Comment Mr. J., Finance Manager
Public Comment MS
Public Comment N. Cartier
Public Comment Nate, Attorney
Public Comment Naveed, Director of Engineering
Public Comment Nestor Moreno
Public Comment Nicholas Galeto
Public Comment Nicholas Hanrahan
Public Comment Nicholas Harrison
Public Comment Nick
Public Comment Nick Richards
Public Comment Niels
Public Comment Nils
Public Comment Noah Teller, Retail Investor
Public Comment Noah Teller, Retail Investor
Public Comment Noel
Public Comment None
Public Comment Olev
Public Comment Oscar Chaves
Public Comment Pablo
Public Comment Patrick Steacie

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766