Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Larry, Retired
Public Comment Lefteri Kapetsonis
Public Comment Liberty Jones Smithall
Public Comment Luca Gerdes
Public Comment Marco Tinoco
Public Comment Mark
Public Comment Mark
Public Comment Mark Roman
Public Comment Mark Roman
Public Comment Matt B.
Public Comment Matt B.
Public Comment Matt Bray, Gamerscrave.com
Public Comment Matt Schwittay
Public Comment Matt, COO/Owner
Public Comment Matthew Oneill
Public Comment Max
Public Comment Max
Public Comment Max
Public Comment Max
Public Comment Max Corrigan, Manager of Digital Operations, Hudson's Bay Company
Public Comment Mclaine Heringer, Engineer
Public Comment Micah Moore, Registered Nurse
Public Comment Michael
Public Comment Michael
Public Comment Michael Cole
Public Comment Michael Dudley
Public Comment Michael J. Gill, Retired Army
Public Comment Michael Sewanaku
Public Comment Michael Sparks
Public Comment Michael, Investment Advisor

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766