Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Peter Burek, IT Specialist
Public Comment Peter Drake
Public Comment Peter H., Arts Professor
Public Comment Peter Jeudy
Public Comment Peter Noyes
Public Comment Piskorowski, Retail Investor
Public Comment PK
Public Comment Quentin Dequin
Public Comment Rafael E., Engineer
Public Comment Raillo Zo
Public Comment Ray Kelly, IT
Public Comment Ray, Doctor of Medicine
Public Comment Raymond Enriquez
Public Comment Raymond Kim, Inside Sales Rep
Public Comment Ren Brideau
Public Comment Reniram Bob
Public Comment Retail Investor
Public Comment Richard
Public Comment Richard Green, Tradesman
Public Comment Richard Long
Public Comment Rick
Public Comment Rick R.
Public Comment Rikk Pearson, Retired Military
Public Comment RK
Public Comment Rob Sanders
Public Comment Robert Blake
Public Comment Robert Townsend
Public Comment Ron, Newspaper Editor
Public Comment Ron, Newspaper Editor
Public Comment Ronald Waltrip, Engineering

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766