Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Sort descending Letter Type Commenter Name
Public Comment Dr. Mantis Toboggan, Professor of Kekonomics
Public Comment Dr. Roberts
Public Comment Drew
Public Comment E. H., Electrician
Public Comment Ed, Associate
Public Comment Edward G.
Public Comment Ehsan, Engineer
Public Comment Elijah Terry, Business Owner
Public Comment Ella, Business Owner
Public Comment Eric
Public Comment Eric Maas
Public Comment Eugene Lau, Software Developer
Public Comment Evan
Public Comment Evan
Public Comment Evan G., University of Oregon Economics Graduate
Public Comment Francis Carduff, Registered Nurse
Public Comment Franois, Software Engineer
Public Comment G. England
Public Comment Gabriel Carvalho
Public Comment Gabriel Mulero, Network Engineer
Public Comment Garrett Page
Public Comment Geoff Rix
Public Comment Geraldo
Public Comment Greg Chiasson
Public Comment Harambe
Public Comment Hayden
Public Comment Heather
Public Comment Henry
Public Comment Henry Holtz, Licensed Engineer
Public Comment Hong Pham

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766