Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Christian
Public Comment Christian Mellado
Public Comment Christopher Cherrington
Public Comment Christopher G., Marketing Professional
Public Comment Christopher Hendricks, Pinellas County
Public Comment Cliff
Public Comment Clyde Goodall
Public Comment Conner Chessmore
Public Comment Curtis Pardun
Public Comment D
Public Comment D. Farrell
Public Comment D. Farrell
Public Comment Dan
Public Comment Dan, Small Business Owner
Public Comment Daniel
Public Comment Daniel Gomez
Public Comment Daniel McSkimming
Public Comment Daniel, Business Owner
Public Comment Darryl, Attorney
Public Comment David Ellis
Public Comment David Gleason
Public Comment David Schmitt, Real Estate Developer
Public Comment David W.
Public Comment Dean, Firefighter
Public Comment Derek Freisner
Public Comment Derek Sigurdson
Public Comment Diego
Public Comment Dirk Gurden
Public Comment DL
Public Comment Doron

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766