Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 25, 2021	Public Comment	Humberto
Sept. 25, 2021	Public Comment	Ian
Sept. 25, 2021	Public Comment	Ian McNeill, Contract management
Sept. 25, 2021	Public Comment	Ian O'Hara
Sept. 25, 2021	Public Comment	Igor
Sept. 25, 2021	Public Comment	Isaac J.
Sept. 25, 2021	Public Comment	Issac D.
Sept. 25, 2021	Public Comment	J.
Sept. 25, 2021	Public Comment	J. R.
Sept. 25, 2021	Public Comment	J. Smith
Sept. 25, 2021	Public Comment	Jack
Sept. 25, 2021	Public Comment	Jack Quinn, IT Manager
Sept. 25, 2021	Public Comment	Jacob Bricker
Sept. 25, 2021	Public Comment	Jacob Wilson, Retired Army
Sept. 25, 2021	Public Comment	Jaden, Software engineer
Sept. 25, 2021	Public Comment	Jaden, Software Engineer
Sept. 25, 2021	Public Comment	Jaime Ponder, Management
Sept. 25, 2021	Public Comment	Jakob
Sept. 25, 2021	Public Comment	James
Sept. 25, 2021	Public Comment	James Fox
Sept. 25, 2021	Public Comment	James Gunn
Sept. 25, 2021	Public Comment	James O'Reilly
Sept. 25, 2021	Public Comment	Jamie P., Family Support Advocate
Sept. 25, 2021	Public Comment	Jamie P., Family Support Advocate
Sept. 25, 2021	Public Comment	Jang Won Suh, Small Business Owner
Sept. 25, 2021	Public Comment	Jason
Sept. 25, 2021	Public Comment	Jason Manning, Manager
Sept. 25, 2021	Public Comment	Jason Newton
Sept. 25, 2021	Public Comment	Jason Palleschi, Marketing Director
Sept. 25, 2021	Public Comment	Jason Paxton

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766