Comments on Proposed Rule on Large Trader Reporting System

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Date Received
Date Letter Type Commenter Name
Public Comment Jennifer S. Choi, Associate General Counsel, Investment Adviser Association
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Lisa Bleier, Vice President and Senior Counsel, Center for Securities, Trust and Investments, American Banker Association
Public Comment Lucy Williams, Group Compliance Director, Prudential PLC, London, United Kingdom
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York
Public Comment Steven M. Hoffman, Vice President and Counsel, Wellington Management Company, LLP
Public Comment David L. Goret, Lowenstein Sandler, Attorneys at Law
Public Comment Wheeler
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Cavan N. Bray, Stock and Options Trader and Invester, Individual Account, Brunswick, Georgia
Public Comment Montague Guild, Investor, Los Angeles, California
Public Comment Carolyn K. Warren, Clearwater, Florida
Public Comment Dan D. Shelburne, Individual Investor, Westlake Village, California
Public Comment D. Lu, Wellsburg, West Virginia
Public Comment Ron Kelly, Lewes, Delaware
Public Comment Julia J. Cauthorn, President, Texan Capital Management, Inc., Houston, Texas
Public Comment Paul Drescher, Registered Principal, Foothill Securities, Inc., Soquel
Public Comment Lawrence H. Anvik, President, FASR Inc., Guilford, Connecticut
Public Comment Pat Tedesco, Tuscaloosa, Alabama
Public Comment Harry E. Chamblin, MBA, Decatur, Illinois
Public Comment Keith Clough
Public Comment Nick Werle
Public Comment Nick Werle
Public Comment Norris W. Beach, Illinois
Public Comment Wheeler
Public Comment John Chapin
Public Comment Jonathan D. London, Minneapolis, Minnesota
Public Comment Scotland C. Settle, Trader and Investor, Aptos, California
Public Comment Lee R. Donais, L.R. Donais Company Inc., Lighthouse Point, Florida
Public Comment Robert Meijer, Principal, Major Monitors, San Diego, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-10
Release Number
34-61908
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