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Comments on Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisers; Request for Comment on Enhancing Investment Adviser Regulation

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Date Sort descending	Letter Type	Commenter Name
May 10, 2018	Meeting with SEC Officials	Memorandum from the Office of the Investor Advocate regarding a May 10, 2018, meeting with a representative of the Institute for the Fiduciary Standard
May 9, 2018	Meeting with SEC Officials	Memorandum from the Office of Commissioner Kara M. Stein regarding a May 9, 2018, meeting with representatives of AARP
May 9, 2018	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a May 7, 2018, meeting with representatives of AARP
April 26, 2018	Public Comment	David John Marotta, Columnist and Registered Investment Advisor
April 26, 2018	Public Comment	David Trainer, CEO, New Constructs, LLC
April 25, 2018	Public Comment	Kaitlyn Long
April 25, 2018	Public Comment	Roy Tanga
April 22, 2018	Public Comment	David Rilling
April 20, 2018	Public Comment	Don Lozier
April 20, 2018	Public Comment	Julie Shryock
April 19, 2018	Public Comment	Aaron Stinebrink
April 19, 2018	Public Comment	Christopher E. Green
April 19, 2018	Public Comment	Kenneth M. Phillips

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-09-18

Release Number

IA-4889

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