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(Click here for meetings with SEC officials)
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| Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
| Jul. 2, 2021 | Ricquitta Johnson |
| Nov. 12, 2020 | Christopher Lee Tingen, Economics of education and telecommunications |
| Nov. 2, 2020 | Dennis Hines |
| Sep. 14, 2020 | AngelList Venture |
| May 27, 2020 | Tom Selman, Founder, Scopus Financial Group |
| May 13, 2020 | Kevin Christopher, Venture Lead, Rockridge Venture Law |
| Jan. 27, 2020 | Richard Burton, Designer, Ethereum Foundation |
| Jan. 17, 2020 | Senators John Barasso, M.D., John THune, M. Michael, Rounds, and Michael B. Enzi, US Senate |
| Jan. 15, 2020 | Nicholas Tommarello, Chief Executive Officer, Wefunder |
| Jan. 14, 2020 | Mike S., Venture Capital Professional |
| Jan. 8, 2020 | Jason Weisz, Spencer Winston Securities |
| Jan. 6, 2020 | James E. Bowlus, Vice President and Assistant General Counsel, Wilmington Trust |
| Jan. 2, 2020 | Cameron S. McLaughlin |
| Dec. 28, 2019 | Shanel S. Fields, CEO, MD Ally |
| Dec. 18, 2019 | Brian Seelinger |
| Dec. 18, 2019 | David M. Gold |
| Dec. 17, 2019 | David Zweig |
| Dec. 6, 2019 | Marty Margolis, Managing Director, PFM Asset Management LLC |
| Nov. 7, 2019 | T. W. Kennedy, Regulated Funding Portals Industry Assoc. |
| Nov. 5, 2019 | Joey Jones |
| Oct. 30, 2019 | Sara Hanks, CEO, CrowdCheck, Inc. |
| Oct. 29, 2019 | Joey Jones |
| Oct. 18, 2019 | Gail C. Bernstein, General Counsel, Investment Adviser Association |
| Oct. 18, 2019 | Dagan Bora, Leyline Corporation |
| Oct. 18, 2019 | Tram Nguyen, Chair, Committee on Securities Regulation, et al., New York State Bar Association |
| Oct. 16, 2019 | Robert Buckholz, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association |
| Oct. 15, 2019 | Alfonso Ceja |
| Oct. 15, 2019 | Crowdfunding Professional Association |
| Oct. 15, 2019 | Patrick McHenry, Ranking Member, U.S. House of Representatives Committee on Financial Services |
| Oct. 14, 2019 | Jason Coombs |
| Oct. 13, 2019 | Jason Coombs |
| Oct. 11, 2019 | Christopher Gerold, President, North American Securities Administrators Association, Inc. (NASAA) |
| Oct. 10, 2019 | Michael J. Friedman, Head of Trading, LEX Markets |
| Oct. 8, 2019 | Kamal Jafarnia, Artivest Holdings, Inc. |
| Oct. 8, 2019 | Robert R. Champion, President, MarketPlus Capital Company |
| Oct. 4, 2019 | Greg L. Hansen, CEO, Hans and Company |
| Oct. 3, 2019 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Oct. 1, 2019 | Robert Rutkowski |
| Oct. 1, 2019 | Rutheford B. Campbell, Professor of Law, University of Kentucky |
| Oct. 1, 2019 | Barbara Roper, Director of Investor Protection, and Micah Hauptman, Financial Services Counsel; Consumer Federation of America |
| Sep. 30, 2019 | Atish Davda, Co-Founder & CEO, et al., EquityZen, Inc. |
| Sep. 30, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Sep. 30, 2019 | Christian Bilger, Chief Operating Officer, Honeycomb Credit Inc. and Honeycomb Portal LLC (Funding Portal) |
| Sep. 30, 2019 | Americans for Financial Reform Education Fund and AFL-CIO |
| Sep. 30, 2019 | John A. Zecca, Senior Vice President, General Counsel North Ameri, Nasdaq, Inc. |
| Sep. 27, 2019 | Joseph Bonvouloir, ALTI LLC |
| Sep. 26, 2019 | Georgia Quinn, General Counsel, CoinList |
| Sep. 25, 2019 | Rahsan Boykin, Esquire |
| Sep. 25, 2019 | Brett Palmer, President, Small Business Investor Alliance |
| Sep. 25, 2019 | Erik Syvertsen, General Counsel, AngelList |
| Sep. 25, 2019 | William J. Williams |
| Sep. 24, 2019 | Wizipan Little Elk, CEO, Rosebud Economic Development Corporation |
| Sep. 24, 2019 | Mark Berman, Founder and CEO, CompliGlobe Ltd. |
| Sep. 24, 2019 | Terrie Brockie, CEO, Island Mountain Development Group |
| Sep. 24, 2019 | Davis Polk & Wardwell LLP |
| Sep. 24, 2019 | Xavier Becerra, California Attorney General, et al. |
| Sep. 24, 2019 | Herwig Konings, Founding Partner, Security Token Group, et al. |
| Sep. 24, 2019 | James P. Dowd, CEO, North Capital Investment Technology, Inc. |
| Sep. 24, 2019 | Sherwood Neiss, Principal, Crowdfund Capital Advisors, LLC |
| Sep. 24, 2019 | Christine Lazaro, President, and Samuel Edwards, Executive Vice President/President-Elect, Public Investors Advocate Bar Association (PIABA) |
| Sep. 24, 2019 | James E. Bowlus, Vice President and Assistant General Counsel, Wilmington Trust, National Association |
| Sep. 24, 2019 | Maria Wolvin, Vice President & Sr. Counsel, Public Policy, Association for Corporate Growth |
| Sep. 24, 2019 | Anthony Chereso, President & CEO, Institute for Portfolio Alternatives |
| Sep. 24, 2019 | Nicholas Mathews, Co-Founder and CEO, and Benjamin Blieden, CFA, Co-Founder and CFO; MainVest, Inc. |
| Sep. 24, 2019 | Robert F. Licopoli, CEO, 360 Sports, Inc. |
| Sep. 24, 2019 | Jeff Thomas, Chair of Entrepreneurship, Associate Professor, Central Michigan University. |
| Sep. 24, 2019 | Daniel Zinn, General Counsel, and Cass Sanford, Associate General Counsel; OTC Markets Group Inc. |
| Sep. 24, 2019 | Dechert LLP |
| Sep. 24, 2019 | Theodore M. Grannatt, et al., McCarter & English LLP |
| Sep. 24, 2019 | Jade Barker, Silicon Prairie Portal and Exchange |
| Sep. 24, 2019 | Joseph L. Schocken |
| Sep. 24, 2019 | Erik Gerding, Professor of Law and Wolf-Nichol Fellow, University of Colorado Law School, et al. |
| Sep. 24, 2019 | Andrew A. Schwartz, Professor of Law, University of Colorado |
| Sep. 24, 2019 | Henry S. Ward, CEO, et al., eShares, Inc. d/b/a Carta, Inc. |
| Sep. 24, 2019 | Greg Mausz, President, Alternative & Direct Investment Securities Association |
| Sep. 24, 2019 | Simpson Thacher & Bartlett LLP |
| Sep. 24, 2019 | Robert Anderson, Professor of Law, Pepperdine School of Law, et al. |
| Sep. 24, 2019 | Daniel B. Ravicher, Director, et al., Startup Practicum, University of Miami School of Law |
| Sep. 24, 2019 | Tom Quaadman, Executive Vice President, US Chamber of Commerce, Center for Capital Markets Competitiveness |
| Sep. 24, 2019 | Daniel A. Teplin, Forum for U.S. Securities Lawyers in London |
| Sep. 24, 2019 | Aseel M. Rabie, Managing Director and Associate General Counsel, and Lindsey Weber Keljo, Managing Director and Associate General Counsel, Asset Management Group; SIFMA |
| Sep. 24, 2019 | Chris Rabalais, CEO, Crystal World Holdings, Inc. / Managing Director, New Sports Economy Institute |
| Sep. 24, 2019 | Barbara Novick, Vice Chairman, and Joanne Medero, Managing Director, BlackRock, Inc. |
| Sep. 24, 2019 | Todd J. May, President, The Securities Transfer Association, Inc. |
| Sep. 24, 2019 | Jason Mulvihill, Chief Operating Officer & General Counsel, American Investment Council |
| Sep. 24, 2019 | Brian Beckon, Principal, Cutting Edge Counsel Inc. |
| Sep. 24, 2019 | Lawrence Calcano, CEO, iCapital Network |
| Sep. 24, 2019 | Davis Polk & Wardwell LLP, Investment Management Group |
| Sep. 24, 2019 | Mark Schoenfeld, Goodwin Procter LLP |
| Sep. 24, 2019 | Andrew Vollmer, Senior Affiliated Scholar, Mercatus Center, George Mason University |
| Sep. 24, 2019 | William F. Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts |
| Sep. 24, 2019 | Clifford E. Kirsch, Eversheds Sutherland, on behalf of the Coalition of Collective Investment Trusts |
| Sep. 24, 2019 | George Humm |
| Sep. 24, 2019 | Dennis M. Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets, Inc. |
| Sep. 24, 2019 | Gregory L. Wright, President and Head of Banking, Zanbato Securities LLC |
| Sep. 24, 2019 | Kirk McGregor and Samarth Sandeep |
| Sep. 24, 2019 | Ropes & Gray LLP |
| Sep. 24, 2019 | Ropes & Gray LLP |
| Sep. 24, 2019 | Campbell Pryde, President and CEO, XBRL US |
| Sep. 24, 2019 | David Burton, Senior Fellow, Economic Policy, Institute for Economic Freedom, The Heritage Foundation |
| Sep. 24, 2019 | Cynthia Lo Bessette, SVP, Deputy General Counsel, Fidelity Investments |
| Sep. 24, 2019 | Susan M. Olson, General Counsel, Investment Company Institute |
| Sep. 24, 2019 | Rashad Kurbanov, CEO, Iownit Capital and Markets, Inc. |
| Sep. 24, 2019 | Kenneth J. Berman, Debevoise & Plimpton LLP (on behalf of Private Investor Coalition) |
| Sep. 24, 2019 | Amber McDonald, CEO, Indemnis, et al. |
| Sep. 24, 2019 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Sep. 24, 2019 | Parth Bhatt, Chief Investment Officer, San Bernardino County, California |
| Sep. 24, 2019 | Charles Nelson, Chief Executive Officer, Retirement, Voya Financial, Inc. |
| Sep. 24, 2019 | Alison Borland, Executive Vice President, Wealth and Wellbeing Solutions, Alight Solutions |
| Sep. 24, 2019 | Stephen M. Richards |
| Sep. 24, 2019 | Mark D. Epley, Executive Vice-President & Managing Director, Managed Fund Association, and Jirí Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association |
| Sep. 24, 2019 | Luke Carriere |
| Sep. 24, 2019 | Ken McGuire, President, Aditum Alternatives & Aditum Asset Management |
| Sep. 24, 2019 | Christopher Rohrbacher, Managing Director, Associate General Counsel, Teachers Insurance and Annuity Association of America (TIAA) |
| Sep. 24, 2019 | James Allen, Head, Capital Markets Policy, and Matt Orsagh, Director, Capital Markets Policy, CFA Institute |
| Sep. 24, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Sep. 24, 2019 | Craig S. Tyle, Executive Vice President and General Counsel, Franklin Resources, Inc. |
| Sep. 24, 2019 | Kendrick Nguyen, Founder and CEO, Republic |
| Sep. 24, 2019 | Shartsis Friese LLP |
| Sep. 24, 2019 | David V. Duccini, Founder and CEO, Silicon Prairie Portal & Exchange, LLC |
| Sep. 24, 2019 | Steve Nelson, Chief Executive Officer, Institutional Limited Partners Association (ILPA) |
| Sep. 24, 2019 | Ryan M. Feit, CEO & Co-Founder, SeedInvest |
| Sep. 24, 2019 | Joseph J. Cecala, Founder and CEO, Dream Exchange LLC and Ioannis (Yianni) V. Floros, Ph.D., Associate Professor of Finance, University of Wisconsin-Milwaukee |
| Sep. 24, 2019 | Matthew L. Clark, State Investment Officer, South Dakota Investment Council |
| Sep. 24, 2019 | G. Philip Rutledge, Partner, Bybel Rutledge LLP |
| Sep. 24, 2019 | Phoebe A. Papageorgiou, Vice President & Counsel, Trust Policy, American Bankers Association |
| Sep. 24, 2019 | Aron Szapiro, Director of Policy Research, Morningstar, Inc. |
| Sep. 23, 2019 | Nathaniel L. Hoopes, Executive Director, Marketplace Lending Association |
| Sep. 23, 2019 | Joe Wallin, et al. |
| Sep. 23, 2019 | Ken McGuire, President, Aditum Alternatives & Aditum Asset Management |
| Sep. 23, 2019 | Matthew Digesti, Vice President, Government Affairs and Strategic, Blockchains, LLC |
| Sep. 23, 2019 | Ryan Metcalf, Head of U.S. Regulatory Affairs, Funding Circle |
| Sep. 23, 2019 | Patrick Gouhin, CEO, et al., Angel Capital Association |
| Sep. 23, 2019 | Mitch Ackles, President, Hedge Fund Association |
| Sep. 22, 2019 | Dr. Gavin Clarkson, Esq., Managing Director, Native American Capital |
| Sep. 22, 2019 | Michael S. Finke, Frank M. Engle Professor of Economic Security, The American College of Financial Services |
| Sep. 20, 2019 | Thomas Metz, Chair, Legislative Committee, California Municipal Treasurers Association |
| Sep. 20, 2019 | Christopher Nero, CEO, Bridgeport Financial Technology |
| Sep. 19, 2019 | John L. Thornton, Co-Chair, Committee on Capital Markets Regulation; Hal S. Scott, President, Committee on Capital Markets Regulation; and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation |
| Sep. 18, 2019 | Richard H. Kreger, Advisory Group Equity Services, Ltd. RHK Capital |
| Sep. 17, 2019 | Stuart M. Rigot, Attorney, Wyrick Robbins Yates Ponton LLP |
| Sep. 16, 2019 | Brian Davis |
| Sep. 16, 2019 | Barry Hicks |
| Sep. 13, 2019 | Vinh Nguyen |
| Sep. 13, 2019 | Nicholas Tommarello, Chief Executive Officer, Wefunder |
| Sep. 12, 2019 | Dante Desiderio, Executive Director, Native American Finance Officers Association |
| Sep. 12, 2019 | Sean R. Walters, Chief Executive Officer, Investments Wealth Institute |
| Sep. 11, 2019 | Cody Snyder |
| Sep. 10, 2019 | Paul Arssov |
| Sep. 9, 2019 | Stephen H. Watkins, Chairman and CEO, Entrex Capital Market |
| Sep. 9, 2019 | Jonathan Epstein, President and Founder, Defined Contribution Alternatives Association |
| Sep. 6, 2019 | Jeff LaBerge |
| Sep. 1, 2019 | Nathan Eames |
| Sep. 1, 2019 | John Gerena, Conserve Financial Inc. |
| Aug. 21, 2019 | Philip A. Feigin, Attorney at Law, PFeiginLaw LLC |
| Aug. 18, 2019 | Steven Marshall, Director of Finance and IS |
| Aug. 15, 2019 | Brenda L. Hamilton, Hamilton & Associates Law Group, P.A. |
| Aug. 11, 2019 | Anne Sheehan, Chair, IAC |
| Aug. 9, 2019 | Charlie Uchill |
| Aug. 7, 2019 | J.L. |
| Aug. 6, 2019 | Sam M. Yaffa |
| Aug. 5, 2019 | Marc Steinberg, Professor of Law, Southern Methodist University |
| Aug. 4, 2019 | Stephen R. Steciak |
| Jul. 29, 2019 | Joseph L. Schocken, President & CEO, Broadmark Capital |
| Jul. 18, 2019 | Anonymous |
| Jul. 11, 2019 | Rick A. Fleming, Investor Advocate of the U.S. Securities and Exchange Commission |
| Jul. 10, 2019 | Leonard A. Grover, Founder/CEO, FinToolbox (Screener.co) |
| Jul. 10, 2019 | Jor Law |
| Jul. 10, 2019 | J. C. |
| Jul. 10, 2019 | Robert Gregory |
| Jul. 6, 2019 | Jor Law, Licensed attorney (CA NY) |
| Jul. 5, 2019 | Youngro Lee, President, et al., Association of Online Investment Platforms |
| Jul. 1, 2019 | Chris Corn |
| Jun. 25, 2019 | Kyle Sonlin, CEO, Security Token Market |
| Jun. 24, 2019 | Herwig Konings |
| Jun. 24, 2019 | Logan B. |
| Jun. 20, 2019 | Grant Gulovsen, Owner, Gulovsen Law Office |
| Jun. 19, 2019 | John Tapp |
| Jun. 19, 2019 | Anonymous |
| Jun. 19, 2019 | Andrew Deville |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Jan. 17, 2020 | Memorandum from Division of Corporation Finance, the Division of Trading and Markets, the Division of Investment Management, and the Office of the Advocate for Small Business Capital Formation regarding a January 17, 2020, meeting with representatives of AngelList |
| Dec. 20, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 17, 2019, meeting with representatives of the World Gold Council, et al. |
| Dec. 16, 2019 | Memorandum from the Division of Corporate Finance regarding a December 13, 2019, meeting with representatives of of the American Bankers Association and Coalition of Collective Investment Trusts |
| Nov. 25, 2019 | Memorandum from the Office of the Chairman regarding a November 22, 2019, meeting with representatives of the Alternative Investment Management Association Ltd. |
| Nov. 4, 2019 | Memorandum from the Division of Investment Management regarding a November 1, 2019, meeting with representatives of Groom Law Group |
| Oct. 30, 2019 | Memorandum from the Division of Corporation Finance regarding a October 30, 2019, meeting with representatives of Broadmark Capital |
| Oct. 23, 2019 | Memorandum from the Division of Investment Management regarding an October 23, 2019, meeting with representatives of Wellington Management Company LLP |
| Oct. 3, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 1, 2019, meeting with representatives of Invesco |
| Sep. 18, 2019 | Memorandum from the Division of Investment Management regarding a September 13, 2019, meeting with representatives of Drinker Biddle & Reath LLP |
| Aug. 19, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 16, 2019, meeting with representatives of Institutional Limited Partners Association (ILPA) |
| Aug. 16, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 12, 2019, meeting with representatives of the North American Securities Administrators Association |
| Aug. 1, 2019 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a July 26, 2019, meeting with representatives of the Consumer Federation of America |
| Jul. 23, 2019 | Memorandum from the Division of Investment Management regarding a July 22, 2019, meeting with representatives of Ropes & Gray LLP |
