Comments on Concept Release: Harmonization of Securities Offering Exemptions

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Date Received
Date Letter Type Commenter Name
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Public Comment Ricquitta Johnson
Public Comment Christopher Lee Tingen, Economics of education and telecommunications
Public Comment Dennis Hines
Public Comment AngelList Venture
Public Comment Tom Selman, Founder, Scopus Financial Group
Public Comment Kevin Christopher, Venture Lead, Rockridge Venture Law
Public Comment Richard Burton, Designer, Ethereum Foundation
Meeting with SEC Officials Memorandum from Division of Corporation Finance, the Division of Trading and Markets, the Division of Investment Management, and the Office of the Advocate for Small Business Capital Formation regarding a January 17, 2020, meeting with representatives of AngelList
Public Comment Senators John Barasso, M.D., John THune, M. Michael, Rounds, and Michael B. Enzi, US Senate
Public Comment Nicholas Tommarello, Chief Executive Officer, Wefunder
Public Comment Mike S., Venture Capital Professional
Public Comment Jason Weisz, Spencer Winston Securities
Public Comment James E. Bowlus, Vice President and Assistant General Counsel, Wilmington Trust
Public Comment Cameron S. McLaughlin
Public Comment Shanel S. Fields, CEO, MD Ally
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a December 17, 2019, meeting with representatives of the World Gold Council, et al.
Public Comment Brian Seelinger
Public Comment David M. Gold
Public Comment David Zweig
Meeting with SEC Officials Memorandum from the Division of Corporate Finance regarding a December 13, 2019, meeting with representatives of of the American Bankers Association and Coalition of Collective Investment Trusts
Public Comment Marty Margolis, Managing Director, PFM Asset Management LLC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 22, 2019, meeting with representatives of the Alternative Investment Management Association Ltd.
Public Comment T. W. Kennedy, Regulated Funding Portals Industry Assoc.
Public Comment Joey Jones
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 1, 2019, meeting with representatives of Groom Law Group
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a October 30, 2019, meeting with representatives of Broadmark Capital
Public Comment Sara Hanks, CEO, CrowdCheck, Inc.
Public Comment Joey Jones
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 23, 2019, meeting with representatives of Wellington Management Company LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-19
Release Number
33-10649
34-86129
IA-5256
IC-33512
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