Comments on Concept Release: Harmonization of Securities Offering Exemptions

[Release Nos. 33-10649, 34-86129, IA-5256, IC-33512; File No. S7-08-19]

Submitted Comments

(Click here for meetings with SEC officials)
Sep. 17, 2019 Stuart M. Rigot, Attorney, Wyrick Robbins Yates Ponton LLP
Sep. 16, 2019 Brian Davis
Sep. 16, 2019 Barry Hicks
Sep. 13, 2019 Vinh Nguyen
Sep. 13, 2019 Nicholas Tommarello, Chief Executive Officer, Wefunder
Sep. 12, 2019 Dante Desiderio, Executive Director, Native American Finance Officers Association
Sep. 12, 2019 Sean R. Walters, Chief Executive Officer, Investments Wealth Institute
Sep. 11, 2019 Cody Snyder
Sep. 10, 2019 Paul Arssov
Sep. 9, 2019 Stephen H. Watkins, Chairman and CEO, Entrex Capital Market
Sep. 9, 2019 Jonathan Epstein, President and Founder, Defined Contribution Alternatives Association
Sep. 6, 2019 Jeff LaBerge
Sep. 1, 2019 Nathan Eames
Sep. 1, 2019 John Gerena, Conserve Financial Inc.
Aug. 21, 2019 Philip A. Feigin, Attorney at Law, PFeiginLaw LLC
Aug. 18, 2019 Steven Marshall, Director of Finance and IS
Aug. 15, 2019 Brenda L. Hamilton, Hamilton & Associates Law Group, P.A.
Aug. 11, 2019 Anne Sheehan, Chair, IAC
Aug. 9, 2019 Charlie Uchill
Aug. 7, 2019 J.L.
Aug. 6, 2019 Sam M. Yaffa
Aug. 5, 2019 Marc Steinberg, Professor of Law, Southern Methodist University
Aug. 4, 2019 Stephen R. Steciak
Jul. 29, 2019 Joseph L. Schocken, President & CEO, Broadmark Capital
Jul. 18, 2019 Anonymous
Jul. 11, 2019 Rick A. Fleming, Investor Advocate of the U.S. Securities and Exchange Commission
Jul. 10, 2019 Leonard A. Grover, Founder/CEO, FinToolbox (Screener.co)
Jul. 10, 2019 Jor Law
Jul. 10, 2019 J. C.
Jul. 10, 2019 Robert Gregory
Jul. 6, 2019 Jor Law, Licensed attorney (CA NY)
Jul. 5, 2019 Youngro Lee, President, et al., Association of Online Investment Platforms
Jul. 1, 2019 Chris Corn
Jun. 25, 2019 Kyle Sonlin, CEO, Security Token Market
Jun. 24, 2019 Herwig Konings
Jun. 24, 2019 Logan B.
Jun. 20, 2019 Grant Gulovsen, Owner, Gulovsen Law Office
Jun. 19, 2019 John Tapp
Jun. 19, 2019 Anonymous
Jun. 19, 2019 Andrew Deville

Meetings with SEC Officials

(Click here for submitted comments from the public)
Aug. 19, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 16, 2019, meeting with representatives of Institutional Limited Partners Association (ILPA)
Aug. 16, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 12, 2019, meeting with representatives of the North American Securities Administrators Association
Aug. 1, 2019 Memorandum from the Office of Commissioner Allison Herren Lee regarding a July 26, 2019, meeting with representatives of the Consumer Federation of America
Jul. 23, 2019 Memorandum from the Division of Investment Management regarding a July 22, 2019, meeting with representatives of Ropes & Gray LLP