Comments on Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles

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Public Comment Brian Hobbs
Public Comment David Schreiner
Public Comment Don Parsons, President, BBB of Houston
Public Comment George Durgin
Public Comment James Davis
Public Comment Jason Starmer
Public Comment Joker Jenkins
Public Comment Karean Hoggan
Public Comment Lee Baird
Public Comment Malia Starmer
Public Comment Mark Shaffer
Public Comment Mike Brantley
Public Comment Rob Seits
Public Comment Anonymous
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 4, 2018, meeting with representatives of the North American Securities Administrators Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a June 11, 2018, meeting with representatives of the Investment Company Institute
Public Comment Dwight Sanders
Public Comment Peter E. Bulger, Front Street Consulting
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a June 6, 2018, meeting with representatives of the Investment Company Institute
Public Comment Brenda Winslow

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-18
Release Number
34-83063
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