June 8, 2018
1. Overall, do you find the Relationship Summary useful? If not, how would you change it? If so, what topics and how can they be improved?:
As a new and untrained Invester how do I get the Leaning from single sign on Systems ?
2. How useful is each section of the Relationship Summary? Please consider explaining your responses in the comments:
a. Type of Relationship and Service: Very Useful: New Fed REVIEWER
b. Our Obligations to You: Very Useful: Can opt in to higher leaning
c. Fees and Costs: Very Useful: Must comply
d. Comparison to different account types: Useful: Just started to get information
e. Conflict of Interests: Very Useful: How to, without getting into my own
f. Additional Information: : Laeful
g. Key Questions to Ask: Very Useful: Open door
3. Please answer the following questions. Please consider explaining your responses in the comments:
a. Do you find the format of the Relationship Summary easy to follow?: Yes: Writing informed contains
b. Is the information in the appropriate order?: Yes: Law guidelines
c. Is the Relationship Summary easy to read?: Yes: FEDERAL REVIEWER content of Law
d. Should the Relationship Summary include additional information about different account types?: No: Private
e. Would you seek out additional information about a firm's disciplinary history as suggested in the Relationship Summary?: Yes: Discloser
4. Are there topics in the Relationship Summary that are too technical or that could be improved?:
No keep up the good work
5. Is there additional information that we should require in the Relationship Summary,such as more specific information about the firm or additional information about fees? Is that because you do not receive the information now, or because you would also like to see it presented in this summary document, or both? Is there any information that should be made more prominent?:
Laws
6. Is the Relationship Summary an appropriate length? If not, should it be longer or shorter?:
Lengthy
7. Do you find the 'Key Questions to Ask' useful? Would the questions improve the quality of your discussion with your financial professional? If not, why not?:
Yes
8. Do you have any additional suggestions to improve the Relationship Summary? Is there anything else you would like to tell us?:
Thank you and keep me in the Loop