Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Kim Vincent
Public Comment Mark Nielson
Public Comment Martin L. Lyons
Public Comment Mitchell L. Kupfer, Trader For 29 Years, New York, New York
Public Comment Terry Jones
Public Comment Tom La, Software Test Engineer, San Jose, California
Public Comment Anonymous
Public Comment David Lindquester, Scottsdale, Arizona
Public Comment John Q., Trader
Public Comment John Stevens, Maryland
Public Comment Marc McFarley, New York, New York
Public Comment Sam Peterson, New York, New York
Public Comment Trevor Milaso
Public Comment George K., Investor
Public Comment Andrew Ingram, Canada
Public Comment Anonymous
Public Comment Doug Brandon, Senior Software Engineer And Part Time Tarder
Public Comment Jeffrey Parker
Public Comment Kurt N. Schacht, CFA, Managing Director, CFA Institute Centre for Financial Market Integrity and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute Centre for Financial Market Integrity
Public Comment Mark Nielson, Ph.D., NYC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a July 16, 2009, meeting with William J. Brodsky
Public Comment Rick Kearney
Public Comment Andrea Shore
Public Comment Brian Henry
Public Comment David Patch
Public Comment Don Lipari
Public Comment Doug Moore
Public Comment Gary Laajala
Public Comment Im Hall
Public Comment James Kelly

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
How to submit comments