Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Robert E. Stroud, Esq.
Public Comment Sam Turecki, Raanana, Israel
Public Comment Bill Daniel
Public Comment Bernhard Grosser, I.A.R. Woodbury Financial Services, Concord, California
Public Comment Bill Daniel
Public Comment Glenn Bartel, Crystal Lake, Illinois
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 30, 2009 Meeting with Representatives of the Managed Funds Association
Public Comment Karel Sebek, Kalamazoo, Michigan
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a July 24, 2009, meeting with representatives of GETCO LLC
Public Comment Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Public Comment Thomas Nguyen, Military, San Diego, California
Public Comment Edward D. Weinberger, Ph.D., Adjunct Assoc. Prof. of Finance and Risk Engineering, Polytechnic Institute of New York University, New York, New York
Public Comment Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, New York, New York
Public Comment Joe Teage, Georgia
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a July 24, 2009 Meeting with Representatives of the CME Group
Public Comment Michael R. Sawka, American Citizen, Palm Harbor, Florida
Public Comment Michael Trocchio
Public Comment Ted Kaufman, Senator, Delaware
Public Comment Ben L. Wilks, Bellefonte, Pennsylvania
Public Comment Ben L. Wilks, Bellefonte, Pennsylvania
Public Comment Dan D. Shelburne, Westlake Village, California
Public Comment Daryle Owen
Public Comment Dhirendra K. Sharma, Mechanical Engineer, Sugar Land, Texas
Public Comment John S. Bixby, Ameritas Investment Corp., Lincoln, Nebraska
Public Comment Joseph C. Bisti
Public Comment Kevin Holley, Finance, New York, New York
Public Comment Lloyd C. Zand, Individual Investor, Coral Gables, Florida
Public Comment Michael J. Reinhardt, San Rafael, California
Public Comment Mitchell Johns
Public Comment Patrick McDermott

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
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