Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

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Date Received
Date Letter Type Commenter Name
Public Comment David Furr, Kentucky
Public Comment Don Lipari
Public Comment Doug Winn, Wausau, Wisconsin
Public Comment Salvatore Marasa
Public Comment Sue Schneider
Public Comment B. Hawley
Public Comment Nan Krish
Public Comment Roxana Noriega, Miami, Florida
Public Comment Jan L. Abernathy, Fleet Reserve Association, Falkville, Alabama
Public Comment Austin Murphy, Professor of Finance, Oakland University, Rochester, Michigan
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 24, 2009, meeting with representatives of Goldman Sachs
Public Comment Chad Gallagher, Glenmoore, Pennsylvania
Public Comment Gregorio G. Kox, Esquire, Carstairs, Canada
Public Comment Joseph Rind
Public Comment Anonymous
Public Comment Lee A. Pickard, Pickard and Djinis LLP
Public Comment Dan D. Shelburne, Westlake village, California
Public Comment Michael J. Leider, Cypress, California
Public Comment Ken Madland, Seattle, Washington
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 21, 2009 Meeting with representatives of the Managed Funds Association
Public Comment Anonymous
Public Comment Gordon A. Sharp, Chanute, Kansas
Public Comment Mark Perilman
Public Comment Greg Somers, Colorado
Public Comment Jeffrey S. Davis, Vice President and Deputy General Counsel, NASDAQ OMX, Rockville, Maryland
Public Comment Toni Akbar, Dallas, Texas
Public Comment George Boyer, Fort Myers, Florida
Public Comment Jack Kristeller, London, United Kingdom
Public Comment Jeffrey Gross
Public Comment June Shea

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
How to submit comments