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Comments on Proposed Rule:Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings

[Release No. 33-9354; File No. S7-07-12]


Submitted Comments

(Click here for meetings with SEC officials)
Jul. 4, 2013 Paul Sigelman, Accredited Assurance, LLC
Jul. 3, 2013 Faith Bautista, President and CEO; Mia Martinez, Chief Deputy; and Robert Gnaizda, Counsel; National Asian American Coalition
Jul. 3, 2013 Yan Lu and Sugata Ray, University of Florida, and David Musto, University of Pennsylvania
Jun. 28, 2013 Senators Martin Heinrich, Tom Harkin, Jeff Merkley, Carl Levin, Mark Pryor and Angus King; U.S. Senate
Jun. 28, 2013 Amer Mufti, Sarasota, Florida
Jun. 20, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Jun. 12, 2013 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
May 22, 2013 Michael A. Watson, Corporate Counsel, Fairview, Texas
May 15, 2013 Mercer Bullard, President and Founder, Fund Democracy, Inc., and Barbara Roper, Director of Investor Protection, Consumer Federation of America
May 13, 2013 Sen. John Thune and Sen. Pat Toomey, U.S. Senators; Rep. Kevin McCarthy and Rep. Patrick McHenry, U.S. House of Representatives
May 13, 2013 Brian T. Stevens, Chief Financial Officer, Mercedes-Benz Financial Services USA LLC
May 11, 2013 Reno D. Fontana, Founder and President, Presley Investments, Inc., Palm Springs, California
May 1, 2013 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Apr. 29, 2013 Barbara Roper, Consumer Federation of America; Greg Simon, Poliwogg; Steven M.H. Wallman, Foliofn, Inc.; David Levine, American Sustainable Business Council; Mercer Bullard, Fund Democracy, Inc.; Lisa Donner, Americans for Financial Reform; Candace Klein and Vince Molinari, Crowdfund Intermediary Regulatory Advocates
Apr. 28, 2013 Bill Beerman, Raleigh, North Carolina
Apr. 25, 2013 Tony Duran, Founder / CEO, The Duran Group, Santa Fe Springs, California
Apr. 23, 2013 Barbara Roper, Director of Investor Protection, Consumer Federation of America; Lisa Donner, Executive Director, Americans for Financial Reform; and Brandon Rees, Acting Director, Office of Investment, AFL-CIO
Apr. 23, 2013 Anthony Timmons
Apr. 22, 2013 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Apr. 20, 2013 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Mar. 28, 2013 Larry J. Moran, Iselin, New Jersey
Mar. 26, 2013 Ken Pillay, California
Mar. 25, 2013 Erica D. Greilich, Law Student, University of the Pacific, McGeorge School of Law, Sacramento, California
Mar. 22, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Mar. 18, 2013 Todd Heyne, Entrepreneur
Mar. 16, 2013 Phillip Goldstein, Pleasantville, New York
Mar. 13, 2013 Joy Harris
Mar. 9, 2013 Manning C. Warren III, H. Edward Harter Chair of Commercial Law, Brandeis School of Law, University of Louisville
Mar. 4, 2013 Ian R. Schuster, President, Schubros Brewery, San Ramon, California
Feb. 27, 2013 Eric A. De La Pena, BSIS, San Francisco, California
Feb. 15, 2013 Rep. Jim Himes, et al., Members of Congress, New Democrat Coalition
Feb. 8, 2013 Lowell C. Wickman, Lynnwood, Washington
Feb. 3, 2013 Anonymous
Jan. 24, 2013 Anonymous
Jan. 18, 2013 Dennis Derr
Jan. 15, 2013 Henryk A. Kowalczyk
Jan. 15, 2013 Anonymous
Jan. 4, 2013 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Jan. 2, 2013 Anonymous
Dec. 31, 2012 Anonymous
Dec. 31, 2012 Anonymous
Dec. 29, 2012 Reno D. Fontana, Founder and President, Presley Investments Inc., Palm Springs, California
Dec. 28, 2012 Jaimie Davis, Silverado, California
Dec. 27, 2012 Anonymous
Dec. 26, 2012 Reno D. Fontana, Founder and President, Presley Investments Inc., Palm Springs, California
Dec. 21, 2012 Hunter Durham, Attorney, Columbia, Kentucky
Dec. 21, 2012 Roger Doctor, New York
Dec. 20, 2012 Jason Coombs, Public Startup Company, Inc., Henderson, Nevada
Dec. 20, 2012 Jason Coombs, Public Startup Company, Inc., Henderson, Nevada
Dec. 20, 2012 Jason Coombs, Public Startup Company, Inc., Henderson, Nevada
Dec. 20, 2012 Jason Coombs, Public Startup Company, Inc., Henderson, Nevada
Dec. 20, 2012 Reno D. Fontana, Founder & President, Presley Investments Inc., Palm Springs, California
Dec. 19, 2012 Jason Coombs, Public Startup Company, Inc., Henderson, Nevada
Dec. 19, 2012 Jason Coombs, Public Startup Company, Inc., Henderson, Nevada
Dec. 18, 2012 Anonymous
Dec. 13, 2012 Anonymous
Dec. 12, 2012 Ross Horwitz
Dec. 11, 2012 Marianne Hudson, Angel Capital Association
Dec. 7, 2012 Anonymous
Dec. 6, 2012 Bob Snyder
Dec. 3, 2012 Paul S. Sigelman
Dec. 2, 2012 Phillip Goldstein
Nov. 30, 2012 Representative Patrick McHenry, Chairman, Subcommittee of TARP, Financial Services, Bailouts of Public and Private Programs
Nov. 30, 2012 Senators John Thune, Pat Toomey, John Barrasso, Roy Blunt, John Boozman, Mike Enzi, John Hoeven, James M. Inhofe, Lisa Murkowski, Jeff Sessions and Roger Wicker; U.S. Senate
Nov. 29, 2012 Robert E. Rutkowski
Nov. 27, 2012 Sally Braeuer, J.D. Candidate 2013, Villanova University School of Law
Nov. 20, 2012 Reps. Scott Garrett, Kevin McCarthy, and Patrick McHenry; U.S. House of Representatives
Nov. 19, 2012 Curtis L. Biggar, Architect/CGP, Appleton, Wisconsin
Nov. 17, 2012 Keith P. Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Nov. 15, 2012 R.M.C., Scottsdale, Arizona
Nov. 7, 2012 Jeff Joseph, Evanston, Illinois
Nov. 6, 2012 Gregory S. Fryer, Verrill Dana LLP
Nov. 2, 2012 Jamihlia Johnson, J.D. Candidate , University of Missouri School of Law
Nov. 1, 2012 Reps. Sam Graves and Jo Ann Emerson, Members of Congress
Nov. 1, 2012 Kurt N. Schacht, CFA, Managing Director, Standards and, Financial Market Integrity, CFA Institute and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Oct. 29, 2012 Lee R. Petillon, Petillon Hiraide & Loomis LLP
Oct. 29, 2012 Steven Dresner, Chief Executive Officer, DealFlow Analytics, LLC
Oct. 23, 2012 Joe A. Alvarez, Jr., Founding Partner, NewGate Capital Partners, Winter Park, Florida
Oct. 23, 2012 Heather N. Wyckoff, Esq., General Counsel, Artivest Holdings, Inc.
Oct. 22, 2012 S. Douglas Smith, Founding Director, Alabama Development Office and The Alabama Department of Economic and Community Affairs
Oct. 19, 2012 Kamie Zaracki, Roger Ganser, Robert Brooker, John Gannon, Julie Werner, and Allen Holdsworth, Individual Investor Advocacy Committee, BetterInvesting
Oct. 18, 2012 Jason Fischer, President, Rising Star Productions, Inc., New York, New York
Oct. 17, 2012 Sean C. Davy, Managing Director, Capital Markets, Securities Industry and Financial Markets Association, and Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Oct. 16, 2012 Rep. Maxine Waters, U.S. House of Representatives
Oct. 15, 2012 Michael P. Quatrini, Village Cultivators Business Incubator, Winter Park, Florida
Oct. 14, 2012 Ruben R. Brache, General Securities Principal, Opening Night Capital, LLC, New York, New York
Oct. 12, 2012 Recommendations of the Investor Advisory Committee
Oct. 12, 2012 Senators Jack Reed, Carl Levin, Dick Durbin, Tom Harkin, Frank R. Lautenberg, Al Franken and Daniel K. Akaka, U.S. Senate
Oct. 12, 2012 Davis Polk & Wardwell LLP
Oct. 12, 2012 Howard Dicker, Chair, Securities Regulation Committee, Business Law Section, New York State Bar Association
Oct. 11, 2012 Matt Kitzi, Missouri Commissioner of Securities, Jefferson City, Missouri
Oct. 11, 2012 John Clarke, CEO, Midtown Partners & Co, LLC, New York, New York
Oct. 10, 2012 John Clarke, CEO, Midtown Partners & Co., LLC, New York, New York
Oct. 10, 2012 Stanley Keller, Edwards Wildman Palmer LLP
Oct. 9, 2012 Sandra L. Flow, Chair, Committee on Securities Regulation, New York City Bar Association, New York, New York
Oct. 9, 2012 Philip Rutledge, Esquire, Bybel Rutledge LLP, Lemoyne, Pennsylvania
Oct. 9, 2012 Gary D. Snow, Houston, Texas
Oct. 9, 2012 Jonathan N. Priluck, President, Jonathan Aerospace Materials Company, Cottage Grove, Oregon
Oct. 8, 2012 Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York
Oct. 8, 2012 Stephen Kayner
Oct. 8, 2012 Wm. D. Williams
Oct. 8, 2012 Brian Crook, Boise, Idaho
Oct. 6, 2012 Barbara R. Fennick, M.S., New Castle, Pennsylvania
Oct. 5, 2012 Senator Carl Levin, U.S. Senate
Oct. 5, 2012 Alan Wilson, Securities Commissioner, State of South Carolina
Oct. 5, 2012 Karen K. Pesson, Kennesaw, Georgia
Oct. 5, 2012 Jeffrey E. Caplan, Esq., Long Beach, California
Oct. 5, 2012 Diana J. Foley, Esq., Securities Administrator, Securities Division, Nevada Secretary of State
Oct. 5, 2012 Americans for Financial Reform and AFL-CIO
Oct. 5, 2012 Bryan S. Mick, President, Mick & Associates, P.C., LLO
Oct. 5, 2012 Sean C. Davy, Managing Director, Capital Markets, Securities Industry and Financial Markets Association, and Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Oct. 5, 2012 Forum for US Securities Lawyers in London, London, United Kingdom
Oct. 5, 2012 Daniel R. Hansen, Managing Partner, Montgomery & Hansen, LLP
Oct. 5, 2012 Joseph McLaughlin, Sidley Austin LLP
Oct. 5, 2012 Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia
Oct. 5, 2012 Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Oct. 5, 2012 Brett Palmer, President, Small Business Investor Alliance
Oct. 5, 2012 Andrea L. Seidt, Commissioner, Ohio Division of Securities, Columbus, Ohio
Oct. 5, 2012 David Certner, Legislative Counsel and Legislative Policy Director, AARP, Washington, District of Columbia
Oct. 5, 2012 Scott Purcell, Arctic Island, San Francisco, California
Oct. 5, 2012 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Oct. 5, 2012 Linklaters LLP, United Kingdom
Oct. 5, 2012 Gregory J. Nowak, Pepper Hamilton LLP
Oct. 5, 2012 Monique S. Botkin, Assistant General Counsel, Investment Adviser Association
Oct. 5, 2012 George W. Beard, Managing Member, Beacon Investment Partners LLC (DE), Harrisburg, Pennsylvania
Oct. 5, 2012 John Vassilliw, ACFIA.org
Oct. 5, 2012 Tannenbaum Helpern Syracuse & Hirschtritt LLP
Oct. 5, 2012 Martel Day, Chairman, Investment Program Association
Oct. 5, 2012 Anonymous
Oct. 5, 2012 David R. Burton, General Counsel, National Small Business Association
Oct. 5, 2012 Sullivan & Cromwell LLP
Oct. 5, 2012 Barbara Novick, Vice Chairman, BlackRock
Oct. 5, 2012 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Oct. 5, 2012 Anonymous
Oct. 5, 2012 Alan F. Eisenberg, Executive Vice President, Emerging Companies and Business Development, Biotechnology Industry Organization (BIO)
Oct. 4, 2012 Kim Wales, Scott Purcell, Charles Sidman, and Luan Cox, Founding Members, CFIRA
Oct. 4, 2012 Monica J. Lindeen, Commissioner of Securities and Insurance, Montana State Auditor
Oct. 4, 2012 Handler Thayer, LLP, Chicago, Illinois
Oct. 4, 2012 Andrew L. Schwartz, 2013 J.D. Candidate, Maurice A. Deane School of Law, Hofstra University, Hempstead, New York
Oct. 4, 2012 Richard E Everett, RPh., Corpus Christi, Texas
Oct. 4, 2012 Tung Chan, Commissioner of Securities, State of Hawaii
Oct. 4, 2012 Keith Paul Bishop, Former California Commissioner of Corporations, Trabuco Canyon, California
Oct. 4, 2012 David Smith, Indianapolis, Indiana
Oct. 4, 2012 Chris Naylor, Securities Commissioner, State of Indiana
Oct. 4, 2012 James E. Brown, Executive Vice President and General Counsel, Options Clearing Corporation
Oct. 4, 2012 Ronald W. Thomas, Director, State Corporation Commission, Commonwealth of Virginia
Oct. 4, 2012 Anonymous
Oct. 3, 2012 V. de Havilland, Director Operations Center, San Antonio, Texas
Oct. 3, 2012 Lynn Johnson, Sacramento, California
Oct. 3, 2012 Martin A. Stever, President, Pacific West Land, LLC
Oct. 3, 2012 Ron S. Geffner, Partner, Sadis and Goldberg LLP, New York, New York
Oct. 3, 2012 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Oct. 3, 2012 Anonymous
Oct. 3, 2012 James P. Pigott, Jr., Mechanicsburg, Pennsylvania
Oct. 3, 2012 A. Heath Abshure, President, North American Securities Administrators Association, Inc. (NASAA)
Oct. 2, 2012 William Johnson, CEO, OTCQX Traded company, Pasadena, California
Oct. 2, 2012 Michael Rodgers, Sparks, Nevada
Oct. 2, 2012 Mercer Bullard, President and Founder, Fund Democracy, Inc., Oxford, Mississippi
Oct. 2, 2012 Kent Hayek, Phoenix, Arizona
Sep. 30, 2012 Thanigai Ranganathan, IT Professional Active Individual Investor, Centreville, Virginia
Sep. 30, 2012 Richard Kellogg
Sep. 29, 2012 David Kronheim
Sep. 29, 2012 Cindy P. Corn, Ellijay, Georgia
Sep. 29, 2012 Gail Morin
Sep. 29, 2012 Stephen R. Johnston, Moab, Utah
Sep. 28, 2012 Paul S. Sigelman, Esquire, Beverly Hills, California
Sep. 28, 2012 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Sep. 28, 2012 Laura L. Fichter, Penfield, New York
Sep. 28, 2012 J. Sanders
Sep. 28, 2012 Glen Lavy, Senior Counsel, VP, Alliance Defending Freedom
Sep. 27, 2012 Eric I. Michelman, Esq., Law Offices of Eric I. Michelman, Irvine, California
Sep. 27, 2012 Jeff Mahoney, General Counsel, Council of Institutional Investors
Sep. 27, 2012 Jacob Abrahams, Attorney, De Leon & Washburn, P.C., Austin, Texas
Sep. 27, 2012 Marianne Hudson, Angel Capital Association
Sep. 26, 2012 Chris Barnard, Germany
Sep. 26, 2012 Jon Woods
Sep. 26, 2012 Tim McCormack, Alpha Titans LLC, Santa Barbara, California
Sep. 26, 2012 Alfredo Lopez-Brignoni
Sep. 25, 2012 Anonymous, Florida
Sep. 25, 2012 Pat Turney
Sep. 25, 2012 Michael F. Flannigan, Eden Prairie, Minnesota
Sep. 25, 2012 Phillip Goldstein, Principal, Bulldog Investors
Sep. 25, 2012 Caroline Myers, Dacula, Georgia
Sep. 25, 2012 Tom Luther, Barre, Vermont
Sep. 25, 2012 Brian Petrak, VP Global Capital Markets Comerica Bank, Auburn Hills
Sep. 25, 2012 Charles Bebko, Spartanburg, South Carolina
Sep. 24, 2012 Jim Nieman
Sep. 24, 2012 Freda D. Urling, Garden Valley, California
Sep. 24, 2012 Paul Christenson, President, Actium Partners LLC, Salt Lake City, Utah
Sep. 24, 2012 Anonymous
Sep. 24, 2012 Thomas E. Vass, Owner/Manager, The Private Capital Market, Inc., Jupiter, Florida
Sep. 21, 2012 Carl Van Demark, Golenbock Eiseman Assor Bell & Peskoe LLP
Sep. 21, 2012 Anonymous
Sep. 21, 2012 Anonymous
Sep. 20, 2012 Tim McCormack, Alpha Titans LLC, Santa Barbara, California
Sep. 20, 2012 William F. Galvin, Secretary of the Commonwealth of Massachusetts
Sep. 20, 2012 Anonymous
Sep. 20, 2012 Leighton Strader, Virginia Ventures, LLC, Williamsburg, Virginia
Sep. 19, 2012 Anonymous
Sep. 18, 2012 Judith Gross, Principal, JG Advisory Services LLC, New York, New York
Sep. 17, 2012 Len Bland, CPA, CEO, Concept Equity Group
Sep. 17, 2012 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Sep. 17, 2012 Elin R. Guthrie, Los Angeles, California
Sep. 17, 2012 Craig Davis, Scottsdale, Arizona
Sep. 15, 2012 Richard Schwachter, JD
Sep. 14, 2012 George W. Beard, Harrisburg, Pennsylvania
Sep. 14, 2012 Mike Stapleton, President, Stallion Assets, Inc., Dallas, Texas
Sep. 13, 2012 Bruce Methven, Berkeley, California
Sep. 13, 2012 Peter J. Chepucavage, General Counsel, Plexus Consulting Group, LLC
Sep. 10, 2012 Mitch Ackles, President, and Richard Heller, Chairman, Regulatory & Government Advisory Board, Hedge Fund Association
Sep. 10, 2012 Anonymous
Sep. 10, 2012 Richard Dukas, CEO, Dukas Public Relations, New York, New York
Sep. 8, 2012 Stephen L. Rush, CEO, For Fuel Freedom, Inc.
Sep. 7, 2012 Robert R. Tufts, Tufts Stephenson & Kasper, LLP
Sep. 7, 2012 Kent Hayek, Network Manager, Phoenix, Arizona
Sep. 6, 2012 Lee D. Neumann, Paris, France
Sep. 5, 2012 Matthew Gessford, Pearland, Texas
Sep. 5, 2012 Gerald P. Roston, PhD, Startup CEO consultant to high-tech startups, Saline, Michigan
Sep. 5, 2012 Michael R. Witulski, Business Development, Cloudaccess.net, Cheboygan, Michigan
Sep. 5, 2012 Gary Jay Brooks, PhD, CloudAccess.net, Traverse City, Michigan
Sep. 5, 2012 Charles D. Hague, East Jordan, Michigan
Sep. 4, 2012 Ann Onomus
Sep. 4, 2012 Keith DeGreen, DeGreen Capital Management LLC
Sep. 4, 2012 Anthony J. La Rosa, III, Upper Darby, Pennsylvania
Sep. 3, 2012 Ben Gibson, Virginia Beach, Virginia
Sep. 3, 2012 John Clark, Grove, Oklahoma
Sep. 2, 2012 Mary K. Trail
Sep. 1, 2012 Vicki Rosen
Sep. 1, 2012 Karl Hensel, II, Noblesville, Indiana
Sep. 1, 2012 Andrew West, Solutioneur Foundation, Austin, Texas
Sep. 1, 2012 Richard T. Dunn, Houston, Texas
Sep. 1, 2012 Manuel Dayenian, Grayslake, Illinois
Sep. 1, 2012 Walter B. Hyde, Boulder, Colorado
Sep. 1, 2012 Christine M. Erickson, Albuquerque, New Mexico
Sep. 1, 2012 Charles H. Frey, Missoula, Montana
Sep. 1, 2012 Christopher Hunter, Ph.D., Professor of Sociology, Grinnell College, Grinnell, Iowa
Sep. 1, 2012 Tom S. Tudor, Fairfax Station, Virginia
Aug. 31, 2012 Phillip Goldstein, Bulldog Investors
Aug. 31, 2012 Gil Michel-Garcia, Esq., Partner, Blue HF Legal Services Inc., Montreal, Canada
Aug. 30, 2012 Jeffery Stoner, Monticello, Indiana
Aug. 30, 2012 Eric N., Denver, Colorado
Aug. 30, 2012 Mark Zartler, Garland, Texas
Aug. 30, 2012 Charles W. Ingram, Jr., Managing Director, Bank Capital Group,Commerce Street Capital, LLC, Dallas, Texas
Aug. 30, 2012 Daniel P. Smith, Norwood, Massachusetts
Aug. 30, 2012 Andrew Pierwola, Philadelphia, Pennsylvania
Aug. 30, 2012 James L. Nesfield, Engelhard, North Carolina
Aug. 30, 2012 Gil Michel-Garcia, Esq., Partner, Blue HF Legal Services Inc., Montreal, Canada
Aug. 30, 2012 Derrick Rushnell, Florida
Aug. 30, 2012 William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jun. 24, 2013 Memorandum from the Office of the Chair regarding a June 21, 2013, meeting with representatives of the Managed Funds Association
Jun. 14, 2013 Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with a representative of the AFL-CIO
Jun. 14, 2013 Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with representatives of Better Markets
May 21, 2012 Memorandum from the Office of the Chair regarding a May 20, 2013, meeting with representatives of the Consumer Federation of America, Americans for Financial Reform, and AFL-CIO
Apr. 23, 2012 Memorandum from the Division of Trading and Markets regarding an April 23, 2013, meeting with a representative of the Consumer Federation of America
Jan. 22, 2012 Memorandum from the Office of the Chairman regarding a January 22, 2013, meeting with representatives of Consumer Federation of America, Americans for Financial Reform, AARP, AFL-CIO, Public Citizen, Motley Fool, Demos, Council of Institutional Investors, AFSCME, LIUNA, SEIU, and University of Denver School of Law
Jan. 17, 2012 Memorandum from the Office of Commissioner Paredes regarding a January 17, 2013, meeting with representatives of the Managed Funds Association (MFA)
Jan. 10, 2013 Memorandum from the Division of Investment Management regarding a January 10, 2013, meeting with Alternative Investment Management Association
Dec. 19, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 17, 2012, meeting with representatives of Americans for Financial Reform, Consumer Federation of America and other organizations
Dec. 5, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 5, 2012, meeting with representatives of BlackRock
Nov. 16, 2012 Memorandum from the Division of Corporation Finance regarding an October 26, 2012, meeting with Paul Sigelman
Oct. 24, 2012 Memorandum from the Division of Corporation Finance regarding an October 12, 2012, meeting with representatives of CrowdFund Intermediary Regulatory Advocates
Oct. 24, 2012 Memorandum from the Division of Corporation Finance regarding an October 24, 2012, meeting with representatives of DealFlow Media
Oct. 15, 2012 Memorandum from the Division of Corporation Finance regarding a September 13, 2012, meeting with representatives of AngelList
Oct. 10, 2012 Memorandum from the Division of Investment Management regarding a September 11, 2012, meeting with representatives of the Managed Funds Association
Oct. 9, 2012 Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 11, 2012, meeting with representatives of the Managed Funds Association
Oct. 5, 2012 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a September 11, 2012, meeting with representatives of the Managed Funds Association

 

http://www.sec.gov/comments/s7-07-12/s70712.shtml

Modified: 10/16/2014