Comments on Proposed Rule: Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings

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Date Received
Date Letter Type Commenter Name
Public Comment Paul Sigelman, Accredited Assurance, LLC
Public Comment Faith Bautista, President and CEO; Mia Martinez, Chief Deputy; and Robert Gnaizda, Counsel; National Asian American Coalition
Public Comment Yan Lu and Sugata Ray, University of Florida, and David Musto, University of Pennsylvania
Public Comment Amer Mufti, Sarasota, Florida
Public Comment Senators Martin Heinrich, Tom Harkin, Jeff Merkley, Carl Levin, Mark Pryor and Angus King; U.S. Senate
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 21, 2013, meeting with representatives of the Managed Funds Association
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with a representative of the AFL-CIO
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with representatives of Better Markets
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Michael A. Watson, Corporate Counsel, Fairview, Texas
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a May 20, 2013, meeting with representatives of the Consumer Federation of America, Americans for Financial Reform, and AFL-CIO
Public Comment Mercer Bullard, President and Founder, Fund Democracy, Inc., and Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Brian T. Stevens, Chief Financial Officer, Mercedes-Benz Financial Services USA LLC
Public Comment Sen. John Thune and Sen. Pat Toomey, U.S. Senators; Rep. Kevin McCarthy and Rep. Patrick McHenry, U.S. House of Representatives
Public Comment Reno D. Fontana, Founder and President, Presley Investments, Inc., Palm Springs, California
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Barbara Roper, Consumer Federation of America; Greg Simon, Poliwogg; Steven M.H. Wallman, Foliofn, Inc.; David Levine, American Sustainable Business Council; Mercer Bullard, Fund Democracy, Inc.; Lisa Donner, Americans for Financial Reform; Candace Klein and Vince Molinari, Crowdfund Intermediary Regulatory Advocates
Public Comment Bill Beerman, Raleigh, North Carolina
Public Comment Tony Duran, Founder / CEO, The Duran Group, Santa Fe Springs, California
Public Comment Anthony Timmons
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America; Lisa Donner, Executive Director, Americans for Financial Reform; and Brandon Rees, Acting Director, Office of Investment, AFL-CIO
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 23, 2013, meeting with a representative of the Consumer Federation of America
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Public Comment Larry J. Moran, Iselin, New Jersey
Public Comment Ken Pillay, California
Public Comment Erica D. Greilich, Law Student, University of the Pacific, McGeorge School of Law, Sacramento, California
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Todd Heyne, Entrepreneur

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-12
Release Number
33-9354
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