Comments on Proposed Rule: Amendments to Regulation D, Form D and Rule 156 under the Securities Act

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 49
B: 160
C: 48
D: 109
E: 47

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Date Received
Date Letter Type Commenter Name
Public Comment Anonymous
Public Comment Ian Harrison, Director, Field Engineering and Customer Support, Pilus Energy, Cincinnati, Ohio
Public Comment Nicole T. Davis, Salt Lake City, Utah
Public Comment Robert J. Brassell Jr., Huntington, New York
Public Comment Anonymous
Public Comment Ross Jordan, Esquire, Associate, Yearling Funds, L.P., Louisville, Kentucky
Public Comment John R. Fahy and Wayne M. Whitaker, Whitaker Chalk Swindle & Schwartz PLLC, Fort Worth, Texas
Public Comment A. Heath Abshure, President, North American Securities Administrators Association, Inc. (NASAA)
Public Comment Americans for Financial Reform
Public Comment Bobby Franklin, President, National Venture Capital Association, Arlington, Virginia
Public Comment Joseph Ng, Honolulu, Hawaii
Public Comment Andrew J. Rosell, et al., Investment Funds Committee, Texas State Bar
Public Comment David Certner, Legislative Counsel and Legislative Policy Director, AARP, Washington, District of Columbia
Public Comment Stas Gayshan, Founder CEO, Space with a Soul, Boston, Massachusetts
Public Comment Stephanie Lee
Public Comment Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Public Comment Amy Moses, New York, New York
Public Comment Andrew M. Hartnett, Commissioner of Securities, Missouri Secretary of State's Office, Jefferson City, Missouri
Public Comment Barbara Novick, Vice Chairman, BlackRock, Inc., New York, New York
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Board of Directors, National Investment Banking Association
Public Comment Brandon J. Rees, Acting Director, Office of Investment, AFL-CIO, Washington, District of Columbia
Public Comment Bret Tobey, Carvoyant, New Port Richey, Florida
Public Comment Brett Palmer, President, Small Business Investor Alliance
Public Comment Bruce D. Evans, MBA, Professor of Management, University of Dallas, Irving, Texas
Public Comment Charles Sidman, MBA, PhD, Managing Partner, ECS Capital Partners LLC
Public Comment Cleary Gottlieb Steen & Hamilton LLP
Public Comment Clive Boulton, Google Developers Group Seattle Co-organizer, CPIM, Seattle, Washington
Public Comment Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York
Public Comment David C. Stewart, San Francisco, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-13
Release Number
33-9416
34-69960
IC-30595
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