Comments on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(4-811 form letter A; S7-04-22 form letter A; S7-04-23 form letter D; S7-05-23 form letter B; S7-25-22 form letter B): 85
A: 7

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 30, 2023, meeting with representatives of the Securities Transfer Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 25, 2023 meeting with representatives of the Securities Transfer Association
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment Andrew Hartnett, NASAA President and Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association
Public Comment David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Public Comment Peter Duggan, President, Securities Transfer Association, Inc.
Public Comment Lars Wohlfahrt
Public Comment Ben Passlow
Public Comment Creighton Bledsoe
Public Comment Melissa MacGregor, Deputy General Counsel and Corporate Secretary, Securities Industry and Financial Markets Association
Public Comment Curtis, Household Investor
Public Comment Jeff S.
Public Comment Allen Browne
Public Comment Dustin Schimp, Founder Security Excellence, Cyber Risk

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-23
Release Number
34-97141
IA-6262
IC-34854
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