Comments on Proposed Rule: Exemption for Certain Exchange Members

Comments on Proposed Rule: Exemption for Certain Exchange Members

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-95388 W. Hardy Callcott
Public Comment 34-95388 Steve Givot
Public Comment 34-95388 Anonymous
Public Comment 34-95388 Stephen Medaris Bull
Public Comment 34-95388 Kenneth Hill, Scientist
Public Comment 34-95388 Alexander Warren
Public Comment 34-95388 Anthony R.
Public Comment 34-95388 Carl Hoopingarner II, Director of Studies, Pathfinders
Public Comment 34-95388 Cody Honeycutt
Public Comment 34-95388 Dylan Crosby
Public Comment 34-95388 J. Ki, Physician
Public Comment 34-95388 Jeffry Ford, Senior Investor
Public Comment 34-95388 Joe Edwards
Public Comment 34-95388 Joseph Crowe
Public Comment 34-95388 Michael Charles Brady, Public School Teacher
Public Comment 34-95388 Sean Lin, Individual Investor
Public Comment 34-95388 Valentin Elsaesser, Field Forester, Pine County, MN
Public Comment 34-95388 Jason Drips
Public Comment 34-95388 Alexander MacCartney
Public Comment 34-95388 Anonymous
Public Comment 34-95388 Henry M. Phillip
Public Comment 34-74581 Reps. Bill Foster and Randy Hultgren, Members of Congress
Public Comment 34-74581 Joanne Moffic-Silver, Executive Vice President, General Counsel and Corporate Secretary, Chicago Board Options Exchange; Elizabeth K. King, Secretary and General Counsel, New York Stock Exchange; and Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX Group, Inc.
Public Comment 34-74581 Eric Chern, Chief Executive Officer, CTC Trading Group, L.L.C., et al.
Meeting with SEC Officials 34-74581 Memorandum from the Division of Trading and Markets regarding a May 18, 2016, meeting with representatives of NYSE/ICE, CBOE, Delta Strategy Group, Chicago Trading Company (CTC), NASDAQ, and Optiver
Meeting with SEC Officials 34-74581 Memorandum from the Office of Commissioner Kara Stein regarding a May 17, 2016, meeting with representatives of Chicago Trading Company
Meeting with SEC Officials 34-74581 Memorandum from the Office of the Chair regarding a March 8, 2016, meeting with representatives of Optiver
Meeting with SEC Officials 34-74581 Memorandum from the Office of Commissioner Kara Stein regarding a March 8, 2016, meeting with representatives of Delta Stategy Group
Meeting with SEC Officials 34-74581 Memorandum from the Division of Trading and Markets regarding a February 3, 2016, meeting with representatives of Virtu Financial, LLC
Public Comment 34-74581 Elliot Grossman, Managing Director, Dinosaur Securities, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-15
Release Number
34-95388
34-74581
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