Comments on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

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Date Received
Date Letter Type Commenter Name
Public Comment James Flanagan
Meeting with SEC Officials Memorandum from the Division of Invesment Management regarding an October 14, 2022 videoconference with representatives of Schulte Roth & Zabel LLP
Public Comment Stephane Ferreira
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an October 14, 2022 meeting with representatives of the Managed Funds Association
Public Comment Andres Loubriel, Digital Sales
Public Comment Andres Loubriel, Digital Sales
Public Comment Brandon Gilbreath
Public Comment David Jaggard
Public Comment Derek Donnell Porter
Public Comment Derek Donnell Porter, EQ Verde
Public Comment Jose Miranda
Public Comment Jose Miranda
Public Comment Jose Miranda
Public Comment Jose Miranda
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 13, 2022, videoconference with representatives of Blackstone Inc.
Public Comment Mauricio Gonzalez
Public Comment Individual
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 6, 2022 videoconference with representatives of Ropes & Gray LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 6, 2022 meeting with representatives of Performa
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 5, 2022 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 5, 2022 videoconference with representatives of the Committee on Capital Markets Regulation
Public Comment Jason Savard
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 29, 2022 videoconference with representatives of Ernst & Young LLP
Public Comment Timothy P. Terry, Secretary, Private Investor Coalition
Public Comment Susan Bakhtiari
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 22, 2022 videoconference with representatives of the New York City Bar Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 22, 2022 videoconference with representatives of the Private Investment Funds Forum
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 20, 2022 videoconference with representatives of RSM
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 20, 2022 meeting with representatives of the Investment Advisers Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 20, 2022 meeting with representatives of the Investment Advisers Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-22
Release Number
IA-5955
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