Prohibition Against Conflicts of Interest in Certain Securitizations

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7
B: 126
C: 57
D: 6

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Date Received
Date Letter Type Commenter Name
Public Comment National Association of Bond Lawyers (NABL) et al.
Public Comment National Association of Health and Educational Facilities Finance Authorities, General Counsel
Public Comment PGGM Credit Risk Sharing
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Public Comment Robert Graham Brunner
Public Comment Rufus Langdon
Public Comment Sarah Bessin, Deputy General Counsel, Investment Company Institute
Public Comment Securities Industry and Financial Markets Association (“SIFMA”), the Asset Management Group of SIFMA (“SIFMA AMG”) and the Bank Policy Institute (“BPI”)
Public Comment Structured Finance Association, Trade Association
Public Comment Taylor Norris
Public Comment The Alternative Investment Management Association Limited and the Alternative Credit Council
Public Comment The Institute of Internal Auditors
Public Comment Toby Smith
Public Comment Anonymous
Public Comment Anonymous
Public Comment Daniel Kulodzik
Public Comment Edward Nguyen
Public Comment Ken Bane
Public Comment Larry Douglas
Public Comment Matt Waterman
Public Comment Matthew Thomas
Public Comment Micah Chambers
Public Comment Mudassar Bhatti, Software Dev
Public Comment Tristan Henderson
Public Comment Anonymous
Public Comment Anonymous
Public Comment Mark Calabria
Public Comment Todd Kochuyt
Public Comment Amber H, Concerned Investor
Public Comment Andrew Smith

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-23
Release Number
33-11151
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