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Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds: Title VI Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
Sept. 24, 2015	Public Comment	Ron and Melodie Milhoan
Feb. 13, 2012	Public Comment	Jim Welke, Ferndale, Michigan
Sept. 1, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a September 1, 2011, conference call with representatives of Credit Suisse Asset Management
July 18, 2011	Public Comment	Senators Jeff Merkley and Carl Levin, U.S. Senate
July 4, 2011	Public Comment	William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia
June 28, 2011	Public Comment	Senator Scott Brown, U.S. Senate
June 14, 2011	Public Comment	Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
June 9, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 9, 2011, meeting with representatives of Goldman Sachs, JP Morgan, and Morgan Stanley
June 8, 2011	Public Comment	Robert M. Chandler, Honolulu, Hawaii
June 3, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a June 3, 2011, conference call with representatives of Goldman Sachs
May 20, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a May 20, 2011, meeting with representatives of American Council of Life Insurers
May 18, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a May 18, 2011, meeting with representatives of RBC Capital Markets and Sullivan & Cromwell LLP
May 10, 2011	Public Comment	Douglas Lowenstein, President, Private Equity Growth Capital Council
May 10, 2011	Public Comment	Sarah A. Miller, Chief Executive Officer, Institute of International Bankers
May 9, 2011	Public Comment	Randolph C. Snook, Executive Vice President, SIFMA, New York, New York
May 5, 2011	Public Comment	Craig R. Jackson, Cypress, Texas
April 28, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding an April 28, 2011, meeting with representatives of Royal Bank of Canada
April 22, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets, regarding an April 20, 2011, meeting with representatives of Credit Suisse
April 18, 2011	Public Comment	Timothy Harrington, CPA
April 15, 2011	Public Comment	Randolph C. Snook, Executive Vice President, SIFMA, New York, New York
April 14, 2011	Public Comment	Cherie L. Johnson, Kansas City, Missouri
April 13, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets, regarding an April 13, 2011, meeting with representatives of Americans for Financial Reform
April 7, 2011	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA
April 6, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets, regarding an April 6, 2011, meeting with representatives of Morgan Stanley
March 29, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets, regarding a March 29, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
March 22, 2011	Public Comment	Bill Whitt, Retired bank auditor., Chicago, Illinois
March 16, 2011	Public Comment	John A Claras, Sunnyvale, California
March 16, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a March 16, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
March 15, 2011	Public Comment	Representatives Spencer Bachus and Randy Neugebauer, U.S. House of Representatives
Feb. 24, 2011	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a February 24, 2011, meeting with representatives of the Financial Services Roundtable

Last Reviewed or Updated: Dec. 18, 2025

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