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Asset-Backed Securities:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
See also: Comments on Proposed Rule: Issuer Review of Assets in Offerings of Asset-Backed Securities; File No. S7-26-10
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(Click here for meetings with SEC officials)
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Feb. 13, 2012 | Julie A. Gervais, Ferndale, Michigan |
Jul. 18, 2011 | Stephen M. Renna, CEO, CRE Finance Council |
Mar. 30, 2011 | Gerald Ellis, Gilbert, Arizona |
Mar. 29, 2011 | John J. McCauley |
Mar. 23, 2011 | Stephen D'Antonio, Managing Director, Morgan Stanley |
Mar. 23, 2011 | Lisa Pendergast, President, and John D'Amico, Chief Executive Officer, CRE Finance Council |
Mar. 15, 2011 | Genworth Financial, Inc. |
Mar. 9, 2011 | Richard A. Smith, President and Chief Executive Officer, Realogy |
Mar. 8, 2011 | Murray Watson, Jr., General Counsel, Brazos Higher Education Authority, Inc. |
Mar. 8, 2011 | The Captive Commercial Equipment ABS Issuer Group |
Mar. 2, 2011 | Sen. Mike Crapo, Chairman, Financial Stability Oversight Council, U.S. Senate |
Mar. 2, 2011 | Sen. Roger F. Wicker, U.S. Senate |
Feb. 17, 2011 | Vince Sampson, President, Education Finance Council |
Mar. 2, 2011 | Sen. Mike Crapo, Chairman, Financial Stability Oversight Council, U.S. Senate |
Feb. 25, 2011 | Warren Ashenmil, Tricadia Capital; Richard Banno, Pacific Life Insurance Company; Kent Born, PPM America, Inc.; John Fitzpatrick, Allstate Investments LLC, Brian Furlong, New York Life Investments; John Gargana, Guardian Life Insurance Company; Marshall Glick, AllianceBernstein L.P.; Gary Horbacz, Prudential Fixed Income Management; Marc Peterson, Principal Real Estate Investors; Meenakshi Pursnani, Capital Research Company; Theodore Robson, T. Rowe Price Associates, Inc.; Mark Warner, BlackRock; Doug Weih, AEGON USA Investment Management; Q. Sophie Yang, State Street Corporation |
Feb. 16, 2011 | Sen. Mary L. Landrieu, Sen. Kay R. Hagan, and Sen. Johnny Isakson, Committee on Small Business & Entrepreneurship, U.S. Senate |
Feb. 10, 2011 | Rep. Spencer Bachus, Chairman, U.S. House of Representatives Committee on Financial Services |
Feb. 1, 2011 | The Captive Commercial Equipment ABS Issuer Group, CNH Global NV, Deere & Company, Navistar Financial Corporation, Volvo Financial Services, a division of VFS US LLC, and
Caterpillar Financial Services Corporation |
Jan. 26, 2011 | State Attorneys General: Lisa Madigan (Illinois), Tom Home (Arizona), Kamala D. Harris (California), John W. Suthers, (Colorado), George Jepsen (Connecticut), Joseph R. Biden, III (Delaware), Tom Miller (Iowa), Douglas F. Gansler (Maryland), Roy Cooper (North Carolina), Robert E. Cooper, Jr. (Tennessee), William H. Sorrell (Vermont) |
Jan. 19, 2011 | Lisa Pendergast, Managing Director, Jeffries & Company; and President, CRE Finance Council
and John D’Amico, Chief Executive Officer, CRE Finance Council |
Jan. 11, 2011 | American Land Title Association, Asian Real Estate Association of America, Center for Responsible Lending, Community Associations Institute, Community Mortgage Banking Project, Community Mortgage Lenders of America, Consumer Federation of America, Mortgage Bankers Association, Mortgage Insurance Companies of America, National Association of Home Builders, National Association of Real Estate Brokers, National Association of Realtors |
Jan. 10, 2011 | John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association |
Jan. 10, 2011 | John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association |
Dec. 22, 2010 | Reps. Brad Miller, Barney Frank, John Conyers, George Miller, Maxine Waters, Laura Richardson, Dennis Cardoza, Keith Ellison, Stephen Lynch, and Sam Farr, U.S. House of Representatives |
Dec. 21, 2010 | Camden R. Fine, President and CEO, The Independent Community Bankers of America |
Dec. 21, 2010 | Martin Mayer,
Brookings Institution; Anne Rutledge, RR Consulting; Allan 1. Mendelowitz; Willam Dunkelberg, Liberty Bell Bank/Temple University; L. Randall Wray, L. University of Missouri-Kansas City; Josh Rosner, Graham, Fisher & Co.; James K. Galbraith, University of Texas at Austin; Sylvain Raynes, Baruch College/RR Consulting; Nouriel Roubini, New York University/; Curt Deane, The Deane Group; Susan Webber, Aurora Advisors; Robert H. Dugger, Hanover Investment Group; Dale Hemmerdinger, ATCO Properties & Management; Bob Eisenbeis, Cumberland Advisors; Paul Jackson, HousingWire; Thomas Day, Professional Risk Managers International
Association; Alton Cogert, Strategic Asset Allance; Dean Baker, Center for Economic and Policy Research; Daniel Alpert, Westwood Capital; Sean Egan, Egan Jones Ratings Company; Zvi Bodie, Boston University; Paul Wilkinson; Allan D. Grody, Financial InterGroup Holdings Ltd; Marshall Auerback, Madison Street Partners/Roosevelt Institute; Scott Frew, Rockingham Capital Partners; James G. Rickards, Omnis, Inc.; Richard Field, TYI, LLC; Leslee Luedke Martin, Professional Risk Managers International Associatíon; Achim Dübel, FINPOLCONSULT; Thomas Ferguson, University of Massachusetts, Boston/Roosevelt Institute; Linda Lowell, OffStreet Research LLC; Christopher Whalen, Institutional Risk Analytics; Steven Lee, Global Client Consulting; Robert Johnson, Roosevelt Institute; Paul Brodsky, QB Asset Management; James Bianco, Bianco Research LLC; Peter S. Walmsley, Semmes Associates LLC; Jan Kregel, Levy Economics Institute of Bard College; Dennis Mehiel, U.S. Corrugated, Inc.; John H. Dolan, Second Order Strategies, Inc.; Dilip Krishna, Teradata; Anthony B. Sanders, George Mason University; Walker Todd, American Institute for Economic Research; Michael Greenberger, University of Maryland Law School; Tom Adams, Paykin Krieg & Adams; George Feiger, Contango Capital Advisors; Jane Hamsher, Firedoglake; Fred Poorman Jr., ALMnetwork/Bank Risk Advisors; Alan Mallach, Center for Community Progress; Harold Simon,
National Housing Institute; George Goehl, National People's Action; Jefferson Braswell, Tahoe Blue Ltd. |
Dec. 15, 2010 | Lisa Pendergast, President, and John D'Amico, Chief Executive Officer, CRE Finance Council |
Dec. 14, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Dec. 13, 2010 | Richard Tobin, Chief Financial Officer, CNH Global NV; Chad M. Volkert, Manager, Funding, Deere & Company; William V. Mcmenamin V.P., CFO & Treasurer, Navistar Financial Corporation; and
Teresa D. Davidson, Vice President - Legal & General Counsel Region The Americas, Volvo Financial Services |
Dec. 1, 2010 | Ron Phipps, President, National Association of Realtors |
Nov. 23, 2010 | Rep. Gregory W. Meeks, Member of Congress |
Nov. 23, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Nov. 23, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Nov. 22, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Nov. 22, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Nov. 18, 2010 | Stephen D'Antonio, Managing Director, Morgan Stanley |
Nov. 18, 2010 | Sen. Robert Menendez, United States Senator |
Nov. 17, 2010 | Jeffrey W. Rubin, Business Law Section, American Bar Association |
Nov. 12, 2010 | Mark Page, Director of Management and Budget, The City of New York |
Nov. 12, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Nov. 9, 2011 | John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association |
Oct. 27, 2010 | Suzanne Hutchinson, Executive Vice President, Mortgage Insurance Companies of America |
Oct. 25, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Oct. 19, 2010 | John Barnshaw, Ph.D., University of South Florida, Tampa, Florida |
Oct. 14, 2010 | Dan Frank, Vice President, Government Affairs, American Automotive Leasing Association |
Oct. 13, 2010 | Kevin Lyons, Concord, New Hampshire |
Oct. 12, 2010 | Tom Deutsch, Executive Director, American Securitization Forum |
Sep. 28, 2010 | William G. Sutton, Equipment Leasing and Finance Association (ELFA), Washington, District of Columbia |
Sep, 13, 2010 | Nik Mainthia |
Aug. 11, 2010 | Memorandum from the Division of Corporation Finance regarding an August 11, 2010, meeting with representatives of the Education Finance Council |
Aug. 4, 2010 | Memorandum from the Division of Corporation Finance regarding an August 4, 2010, meeting with representatives of the Loan Syndications and Trading Association |
Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
Jul. 27, 2010 | Joseph Foster, Washington State Certified Appraiser |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Mar. 21, 2011 | Memorandum from the Division of Corporation Finance regarding a March 18, 2011, conference call with representatives of Federated Investors |
Mar. 8, 2011 | Memorandum from the Division of Corporation Finance regarding a March 8, 2011, meeting with representatives of the Financial Services Roundtable |
Feb. 22, 2011 | Memorandum from the Division of Corporation Finance regarding a January 20, 2011, meeting with representatives of the CRE Finance Council |
Mar. 3, 2011 | Memorandum from the Division of Corporation Finance regarding a March 2, 2011, meeting with representatives of Redwood Trust and Falcon Capital Advisors |
Feb. 17, 2011 | Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a February 17, 2011, meeting with representatives of the Australian Securitisation Forum |
Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a February 11, 2011, meeting with representatives of Service Employees International Union; American Federation of State, County and Municipal Employees; Council of Institutional Investors; Consumer Federation of America; and Labaton Sucharow, LLP |
Jan. 26, 2011 | Memorandum from the Division of Corporation Finance regarding a January 25, 2011, meeting with certain CMBS portfolio managers |
Jan. 5, 2011 | Memorandum from the Division of Corporation Finance regarding an December 16, 2010, meeting with representatives of the Mortgage Bankers Association |
Jan. 5, 2011 | Memorandum from the Division of Corporation Finance regarding an December 9, 2010, meeting with representatives of HVP Inc. |
Nov. 23, 2010 | Memorandum from the Division of Corporation Finance regarding an November 23, 2010, conference call with representatives of CRE Finance Council |
Dec. 15, 2010 | Memorandum from the Division of Corporation Finance regarding a December 14, 2010, meeting with representatives of the Financial Services Roundtable |
Nov. 23, 2010 | Memorandum from the Division of Corporation Finance regarding an November 23, 2010, conference call representatives of CRE Finance Council |
Nov. 1, 2010 | Memorandum from the Division of Corporation Finance regarding an November 1, 2010, meeting with National Automobile Dealers Association |
Oct. 20, 2010 | Memorandum from the Division of Corporation Finance regarding an October 20, 2010, meeting with Genworth Financial - US Mortgage Insurance |
Oct. 14, 2010 | Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 14, 2010, meeting with Morgan Stanley |
Oct. 13, 2010 | Memorandum from the Office of the Chairman regarding an October 12, 2010, meeting with Labor Union Representatives |
Oct. 5, 2010 | Memorandum from the Division of Corporation Finance and the Division of Risk, Strategy and Financial Innovation regarding an October 5, 2010, meeting with the Mortgage Insurance Companies of America |
http://www.sec.gov/comments/df-title-ix/asset-backed-securities/asset-backed-securities.shtml
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