Systemic Risk Reporting: Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Eric E. Williams, Lemon Grove, California
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 19, 2011, Conference Call with Representatives of Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 16, 2010, meeting with representatives of RiskMetrics Group
Meeting with SEC Officials Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 4, 2010, meeting with representatives of Albourne Partners Limited
Meeting with SEC Officials Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 7, 2010 meeting with representatives from the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Public Comment Mildred Piechota
Public Comment James W. Toffey, CEO, Benchmark Solutions
Meeting with SEC Officials Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 9, 2010 meeting with representatives from the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Public Comment Ron Medley, President, Moloney Securities Asset Management, Manchester, Missouri
Meeting with SEC Officials Memorandum from the Division of Investment Management and the Division of Risk, Strategy and Financial Innovation, regarding an August 11, 2010 conference call with representatives from the Managed Funds Association and staff from the Commodity Futures Trading Commission
Public Comment Peter Schwartz, Hoboken, New Jersey
Public Comment Jean Gilchrist
Public Comment Robin McLeish, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025

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