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Systemic Risk Reporting:
Title IV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

(Click here for meetings with SEC officials)
Jun. 4, 2011 Eric E. Williams, Lemon Grove, California
Oct. 2, 2010 Mildred Piechota
Oct. 1, 2010 James W. Toffey, CEO, Benchmark Solutions
Aug. 17, 2010 Ron Medley, President, Moloney Securities Asset Management, Manchester, Missouri
Aug. 2, 2010 Peter Schwartz, Hoboken, New Jersey
Jul. 30, 2010 Jean Gilchrist
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia
 

Meetings with SEC Officials

(Click here for submitted comments from the public)
Feb. 8, 2011 Memorandum from the Division of Investment Management regarding a January 19, 2011, Conference Call with Representatives of Managed Funds Association
Nov. 16, 2010 Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 16, 2010, meeting with representatives of RiskMetrics Group
Nov. 4, 2010 Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an November 4, 2010, meeting with representatives of Albourne Partners Limited
Oct. 13, 2010 Memorandum from the Office of Investment Adviser Regulation, Division of Investment Management regarding an October 12, 2010, conference call with The Yale Endowment
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 7, 2010 meeting with representatives from the Alternative Investment Management Association
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Oct. 7, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Sep. 17, 2010 Memorandum from the Office of Investment Adviser Regulation and Division of Investment Management regarding a conference call with Tiedemann Wealth Management, LLC
Sep. 9, 2010 Memorandum from the Division of Investment Management regarding a September 9, 2010 meeting with representatives from the Alternative Investment Management Association
Sep. 9, 2010 Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Sep. 9, 2010 Memorandum from the Office of Commissioner Walter regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Aug. 11, 2010 Memorandum from the Division of Investment Management and the Division of Risk, Strategy and Financial Innovation, regarding an August 11, 2010 conference call with representatives from the Managed Funds Association and staff from the Commodity Futures Trading Commission

 

http://www.sec.gov/comments/df-title-iv/systemic-risk/systemic-risk.shtml


Modified: 07/07/2011