Comments on Solicitation of Comment to Assist in Study on Assigned Credit Ratings

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Credit Ratings regarding a July 25, 2012, meeting with Senator Al Franken and Senator Charles Schumer
Meeting with SEC Officials Memorandum from the Office of Credit Ratings regarding a July 12, 2012, meeting with Senator Al Franken
Public Comment Jason W. Parsont
Public Comment Martin S. Hughes, Chief Executive Officer, Redwood Trust, Inc., Mill Valley, California
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 29, 2012, meeting with representatives of Standard and Poor's Ratings Services
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 17, 2012, meeting with representatives of Redwood Trust
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 2, 2012, meeting with Mayree Clark
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 29, 2012, meeting with representatives of the Association for Financial Professionals
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 28, 2012, meeting with Dr. David Raboy
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 26, 2012, meeting with Jeffrey Manns, Associate Professor
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 22, 2012, meeting with representatives of DBRS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 14, 2012, meeting with Mahesh Kotecha and Roy Weinberger
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 12, 2012, meeting with Neil Baron
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 8, 2012, meeting with Professor Joseph Grundfest
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 29, 2012, meeting with representatives of Morningstar Credit Ratings
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 10, 2012, meeting with representatives of Kroll Bond Rating Agency
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 3, 2012, meeting with Senator Al Franken
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 30, 2012, meeting with representatives of Moody's
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 26, 2012, meeting with representatives of Fitch
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 21, 2011, meeting with representatives of Standard & Poor's
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 2, 2011, meeting with Senator Al Franken
Public Comment Senator Al Franken, U.S. Senate
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a November 3, 2011, meeting with representatives of Standard & Poor's Ratings Services
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 26, 2011, meeting with representatives of Standard & Poor's Ratings Services
Public Comment Senators Al Franken and Roger F. Wicker, U.S. Senate
Public Comment Americans for Financial Reform
Public Comment Anthony Randazzo, Director of Economic Research, Reason Foundation, Washington, District of Columbia
Public Comment Claire A. Hill, University of Minnesota Law School, Minneapolis, Minnesota
Public Comment Daniel Curry, President, and Mary Keogh, Managing Director, Regulatory Affairs, DBRS Limited
Public Comment David H. Stevens, President and Chief Executive Officer, Mortgage Bankers Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-629
Release Number
34-64456
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