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President's Working Group Report on Money Market Fund Reform (Request for Comment)

[Release No. IC-29497; File No. 4-619]


Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type A: 2256
Comments have been received from individuals and entities using the following Letter Type B: 5
Comments have been received from individuals and entities using the following Letter Type C: 3
Nov. 27, 2012 Jonathan R. Macey, Yale Law School
Nov. 10, 2012 William G. Staton
Nov. 7, 2012 David W. Matthews
Nov. 5, 2012 George Bailey, et al., Occupy the SEC and OWS Alternative Banking Group
Nov. 2, 2012 John D. Hawke, Jr., Arnold and Porter LLP, on behalf of Federated Investors, Inc., Washington, District of Columbia
Oct. 30, 2012 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Aug. 30, 2012 Douglas M. Brown, III, Head of Global Marketing, ICD (Institutional Cash Distributors), San Francisco, California
Aug. 27, 2012 Susan Seltzer, The Derivative Project
Aug. 23, 2012 Paul Moser
Aug. 23, 2012 Ray and Dianna Jackson
Aug. 21, 2012 American Benefits Council, American Society Of Pension Professionals & Actuaries, The Erisa Industry Committee, Financial Services Institute, Inc., Investment Company Institute, National Association Of Insurance and Financial Advisors, National Telecommunications Cooperative Association, Plan Sponsor Council Of America, Securities Industry and Financial Markets Association, The Small Business Council of America, The Society for Human Resource Management, The Spark Institute, United States Chamber of Commerce
Aug. 21, 2012 David Daniel
Aug. 20, 2012 Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Aug. 17, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc., Washington, District of Columbia
Aug. 17, 2012 Edward Dinaro
Aug. 16, 2012 Scott O'Reilly
Aug. 16, 2012 Marcia Williams
Aug. 16, 2012 Craig Kern
Aug. 16, 2012 Annette Awank
Aug. 16, 2012 Matthew Hackethal
Aug. 16, 2012 Charles Johnson
Aug. 15, 2012 Anthony J. Carfang, Partner; Cathryn R. Gregg, Partner; and Jacob Nygren, Manager; Treasury Strategies, Inc.
Aug. 15, 2012 Mary Ellen Mullen, CFA
Aug. 15, 2012 Craig Adamson
Aug. 15, 2012 Keith Weltens
Aug. 15, 2012 Michael Hall
Aug. 15, 2012 Jeff McCoy
Aug. 15, 2012 Rick Fetterman
Aug. 15, 2012 Robert Stritzinger
Aug. 15, 2012 Warren J. Mackensen, CFP
Aug. 15, 2012 Richard Fredenburg
Aug. 15, 2012 Matthew Lazaroff
Aug. 15, 2012 Troy E. Jones
Aug. 14, 2012 Vincent Morrow
Aug. 14, 2012 Susan Cornick
Aug. 14, 2012 Jerry Anderson
Aug. 14, 2012 Rich Greenwald
Aug. 14, 2012 Geoffrey Bergler
Aug. 14, 2012 Terrence K. Lapan, AAMS
Aug. 14, 2012 Bruce Browne
Aug. 14, 2012 Albino Matesic
Aug. 14, 2012 Gregory N. Wynn
Aug. 14, 2012 Jeff Levi
Aug. 14, 2012 Joe McNamara
Aug. 14, 2012 Rudy Mueller
Aug. 14, 2012 Eric Stubbs
Aug. 14, 2012 Carina Dietman
Aug. 14, 2012 Hal Goldberg
Aug. 14, 2012 Mel Dawson
Aug. 13, 2012 Brian Smith
Aug. 11, 2012 Edward Tan
Aug. 9, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc., Washington, District of Columbia
Aug. 7, 2012 J. Charles Cardona, President, The Dreyfus Corporation
Jul. 27, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
Jul. 25, 2012 Michael B. Hancock, Mayor, Denver, Colorado
Jul. 20, 2012 Stephanie Rawlings-Blake, Mayor, City of Baltimore, Maryland
Jul. 20, 2012 Kelly Brough, President and CEO, Denver Metro Chamber of Commerce
Jul. 19, 2012 Dawn Johnson, Executive Director, Louisiana Retailers Association
Jul. 17, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc.
Jul. 16, 2012 Ralph S. Saul
Jul. 13, 2012 Tom Clark, CEO, Metro Denver Economic Development Corporation
Jul. 12, 2012 John D. Hawke, Jr., Arnold and Porter, LLP
Jul. 11, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
Jul. 3, 2012 Jeffrey N. Gordon, Professor of Law, Columbia University, New York, New York
Jun. 28, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
Jun. 28, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
Jun. 27, 2012 David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Jun. 27, 2012 L. Brent Gardner, Executive Director, Utah Association of Counties
Jun. 26, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
Jun. 20, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc.
Jun. 20, 2012 Stephen J. Acquario, Executive Director, New York State Association of Counties
Jun. 20, 2012 Kathleen C. Joaquin, Chief Industry Operations Officer, Investment Company Institute
Jun. 19, 2012 Lynn Dudley, Senior Vice President, Policy, American Benefits Council
Jun. 19, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia
Jun. 4, 2012 Gus Sauter, Chief Investment Officer, Vanguard
Jun. 4, 2012 J. and J.M.
Jun. 1, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia
Jun. 1, 2012 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia
Jun. 1, 2012 Tony Carfang, Partner, and Cathy Gregg, Partner, Treasury Strategies, Inc.
May 31, 2012 Access Technology Systema; Alert Stamping & Mfg. Co., Inc.; Alro Enterprises, LLC; Altus; Alydar Agency Inc.; Association for Financial Professionals; Association of Washington Business; BARD Materials; BD Construction, Inc. / Kearney; Bear City Glass Co.; Beaudoin Electrical Construction; Bellevue Drug Company, Inc.; Black-Haak Heating; Brandywine Communications; Brooks Bridge Bar-B-Que and Cafe Inc.; Burns Petroleum LLC; Business Services Etc, Inc.; Cadence Design Systems, Inc.; Cap tel; Castle Hunter Construction LLC; Center Sports, Inc.; Classic Bars Inc.; Conveyors Inc.; Crafts, Etc.; Crane Data; Crestview Taxi LLC; Cross Diamond Electric; Cruise Control Auto Care; D.O.INC.; Dennis Neuhaus Inc.; Devon Energy; Diamond Rigging Corporation; Diversified Insurance Management; Downey-Goodlein Elevator Corporation; East Tennessee Section of AACE International; Easter Seals Northwest Alabama; Elite Insurance Agency, Inc.; Eye Kraft Optical, Inc.; Fairbanks Construction; Fairweather Medical Group; Financial Executives International Committee on Corporate Treasury; Financial Services Institute; FMC, Corp.; Four Sons Quality Cleaners; G&R Sales & Service; George's Rental & Supply Inc.; Georgetown Auto Parts; Global Tooling Solutions LLC; Greater Pittsburgh Chamber of Commerce; Greater Springfield Chamber of Commerce; Greg A. Parker, PE Consulting Engineer, Inc.; Gyminny Kids, Inc.; Hanweck Associates, LLC; Hastings Area Chamber of Commerce; Heart of the Valley Chamber of Commerce; Heating, Air-Conditioning and Refrigeration Distributors International (HARDI); Henderson Area Chamber of Commerce; Hermiston Chamber of Commerce; Imperial Door Controls, Inc.; Joe West Company; Johnson City/Jonesborough/Washington County (IN) Chamber; Kauai Nursery & Landscaping Inc.; Kentucky Chamber of Commerce; Kerns Trucking, Inc.; Kimmel Mechanical, Inc.; Machine Repair & Design Inc.; Magna Steel Sales Inc.; Merck; Midland Area Chamber of Commerce; Mike's Body Shop; Mohawk Valley Chamber of Commerce; Monticello Strategies; National Association of College and University Business Officers; National Association of Corporate Treasurers; National Shooting Sports Foundation; Nevada Blue LTD; Noel Sebastian Consulting; North Carolina Chamber; Outdoor Amusement Business Association, Inc.; Oxford Financial Services LLC; P&H Farms; P .L. Gaetano Transportation Inc.; Peninsular Mechanical Contractors, Inc.; Pennsylvania Chamber of Business and Industry; Pharmacy Solutions; PHIofGA; Plastics and Concepts of Connect, Inc.; Protective Security, Inc.; Quality Marble, Inc.; Red River Precision Manufacturing Inc.; Regal Marketing Inc.; Reiman Corp.; Retail Industry Leaders Association (RILA); Retirement Strategies Group, LLC; Rowan County Chamber of Commerce; Safeway Inc.; SASIND Aviation, Inc.; Scott Metals, Inc.; Selma Communications, SVC; Smith-Doyle Contractors, Inc.; Smithville Conununications, Inc.; Southern Tank & Mfg Co Inc.; Spin Techs Inc.; Stallion Machine Shop LLC; Stewart Alexander & Company, Inc.; Stowers Machinery Corporation; Texas Association of Business; The Boeing Company; The Witte Co, Inc.; Timberville Drug Store Inc.; Tioga Construction Co, Inc.; Towne East Investments Properties; Treasury Strategies, Inc.; Tri-State Financial Services; U.S. Chamber of Conunerce; Visteon Corporation; Water Resource Engineering Associates; Weslyn Mfg., Inc. and Wilhoite & Associates
May 31, 2012 Marie Chandoha, President, Charles Schwab Investment Management, Inc.
May 30, 2012 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
May 25, 2012 Lyman Missimer, Head of Global Cash Management, Invesco Ltd.
May 25, 2012 Karrie McMillan, General Counsel, Investment Company Institute
May 17, 2012 Nathaniel Pulsifer
May 17, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
May 16, 2012 Brian Reid, Chief Economist, Investment Company Institute
May 11, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
May 10, 2012 Kenneth H. Bullock, Executive Director, Utah League of Cities and Towns
May 10, 2012 Margaret Mahery, Executive Director, Tennessee Municipal League
May 4, 2012 David Matthews, Longwood, Florida
May 4, 2012 John D. Hawke, Jr., Arnold and Porter, LLP, on behalf of Federated Investors
May 2, 2012 Amy B.R. Lancellotta, Managing Director, Independent Directors Council, and Susan Ferris Wyderko, President & CEO, Mutual Fund Directors Forum
Apr. 27, 2012 Tony Carfang, Partner and Cathy Gregg, Partner,Treasury Strategies, Inc.
Apr. 26, 2012 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Apr. 25, 2012 Joe Wray, Brown County Treasurer, and President, Indiana County Treasurers Association
Apr. 24, 2012 Dennis Yablonsky, CEO, Allegheny Conference on Community Development, and Barbara McNees, President, Greater Pittsburgh Chamber of Commerce
Apr. 19, 2012 Karrie McMillan, General Counsel, Investment Company Institute
Apr. 18, 2012 Melanie L. Fein, Fein Law Offices, Washington, D.C., District of Columbia
Apr. 13, 2012 A. Hope Williams, President, North Carolina Independent Colleges and Universities
Apr. 13, 2012 Karrie McMillan, General Counsel, Investment Company Institute
Apr. 6, 2012 Marie Chandoha, Executive Vice President, President, Charles Schwab Investment Management
Apr. 4, 2012 Association for Financial Professionals, Benefit Resource, Inc. Blue Cross Blue Shield of Massachusetts, CacheMatrix, Catholic Health Initiatives, California ISO, CareSource, Centerline Capital Group, Crawford & Company, Grass Valley USA LLC, Miami-Dade County Public Schools, Solix, Inc., University of Colorado – Treasurer’s Office, and WellCare Health Plans, Inc.
Apr. 2, 2012 Capital Advisors Group
Mar. 30, 2012 Melanie L. Fein, Fein Law Offices, District of Columbia
Mar. 29, 2012 David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum, Washington, District of Columbia
Mar. 28, 2012 Edward J. Zabrocki, Executive Board Chairman and Mayor, Village of Tinley Park, Illlinois
Mar. 28, 2012 William C. Hein, Tampa, Florida
Mar. 26, 2012 John D. Hawke, Jr., Arnold & Porter, LLP
Mar. 24, 2012 Donald Brundrett
Mar. 24, 2012 Emmanuel and Maria Frangos, Trinity, Florida
Mar. 20, 2012 Kevin M. Brinegar President & CEO, Indiana Chamber of Commerce
Mar. 19, 2012 Tony Carfang, Partner and Cathy Gregg, Partner, Treasury Strategies, Inc.
Mar. 19, 2012 John D. Hawke, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc.
Mar. 18, 2012 Watson Wilkins & Brown, LLC
Mar. 16, 2012 Robert K. Ward, Chief Operating Officer, SunGard Global Network
Mar. 16, 2012 John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Mar. 13, 2012 Tony Carfang, Partner and Cathy Gregg, Partner, Treasury Strategies, Inc.
Mar. 13, 2012 Tony Carfang and Cathy Gregg, Treasury Strategies, Inc.
Mar. 9, 2012 Thomas A. McDonnell, Chief Executive Officer, DST Systems, Inc.
Mar. 8, 2012 Niels Holch, Executive Director, Coalition of Mutual Fund lnvestors
Mar. 8, 2012 American Public Power Association, Council of Development Finance Agencies, Council of Infrastructure Financing Authorities, Government Finance Officers Association, International City/County Management Association, International Municipal Lawyers Association, National Association of Counties, National Association of Health and Educational Facilities Finance Authorities, National Association of Local Housing Financing Agencies, National Association of State Auditors, Comptrollers and Treasurers, National Association of State Treasurers, National Council of State Housing Agencies, National League of Cities, U.S. Conference of Mayors
Mar. 2, 2012 DST Systems, Inc.
Mar. 2, 2012 BlackRock, Inc.
Mar. 1, 2012 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Feb. 28, 2012 Andrew G. Moretz, VP of Government Affairs, Greater Raleigh Chamber of Commerce
Feb. 27, 2012 Bill Hammond, President and Chief Executive Officer, Texas Association of Business
Feb. 24, 2012 Joseph L. (Jay) Hooley, Chairman, President and Chief Executive Officer, State Street Corporation
Feb. 24, 2012 David J. Merkel, CFA, MA
Feb. 24, 2012 John D. Hawke, Jr., Arnold & Porter LLP, on behalf of Federated Investors
Feb. 22, 2012 Henry M. Paulson, Jr. (received by email May 30, 2012)
Feb. 16, 2012 Karrie McMillan, General Counsel, Investment Company Institute
Feb. 7, 2012 Bob Maddox, Charlotte, North Carolina
Feb. 3, 2012 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Jan. 20, 2012 Steve Stevens, CCE, President, Northern Kentucky Chamber of Commerce
Jan. 12, 2012 Thomas R. Horgan, President and CEO, New Hampshire College & University Council
Dec. 15, 2011 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia
Dec. 15, 2011 John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia
Dec. 12, 2011 George W. Hagerman, Cachematrix Holdings LLC
Dec. 2, 2011 Jill Fisch, University of Pennsylvania Law School and Eric Roiter, Boston University School of Law
Nov. 18, 2011 William F. Spivey, Jr., President, Keystone ELF Inc, Orlando, Florida
Nov. 17, 2011 David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce
Nov. 15, 2011 James L. Mcintire, Washington State Treasurer
Aug. 12, 2011 Jeffrey N. Gordon, Professor of Law, Columbia Law School, New York, New York
Jul. 11, 2011 John G. Donnadio, Esq., Executive Director, New Jersey Association of Counties
Jun. 30, 2011 Richard M. Whiting, Executive Director & General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Jun. 21, 2011 John LeFebvre, Association President, Colorado County Treasurers' Association
May 19, 2011 John W. McGonigle, Vice Chairman, Federated Investors, Inc.
May 6, 2011 Daniel M. Perkins, RIA, Roseland, New Jersey
May 6, 2011 John W. McGonigle, Vice Chairman, Federated Investors, Inc.
Apr. 29, 2011 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company; Carrie E. Dwyer, Executive Vice President, General Counsel and Corporate Secretary, The Charles Schwab Corporation; and C. David Messman, Secretary and Chief Legal Officer, Wells Fargo Funds Management, LLC
Apr. 29, 2011 George W. Hagerman, CEO, Cachematrix, Denver, Colorado
Apr. 28, 2011 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and James C. Allen, CFA, Head, Capital Markets Policy, CFA Institute
Apr. 14, 2011 William F. Spivey, Jr., Orlando, Florida
Mar. 25, 2011 John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Mar. 15, 2011 John D. Hawke, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc.
Mar. 2, 2011 Dan Calabria
Mar. 2, 2011 Andrew V. Tignanelli, CFP, CPA, President, Financial Consulate, Inc.
Feb. 28, 2011 John Flint, Chief Executive, HSBC Global Asset Management
Feb. 24, 2011 John D. Hawke, Jr., on behalf of Federated Investors, Washington, District of Columbia
Feb. 14, 2011 Shadow Financial Regulatory Committee
Feb. 11, 2011 Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, Washington, District of Columbia
Feb. 11, 2011 Paul A. Volcker
Feb. 7, 2011 Terri L. Cole, CCE President and CEO, Greater Albuquerque Chamber of Commerce
Feb. 7, 2011 Jara Bluhm, Assistant Vice President, Energy & Federal Affairs
Feb. 3, 2011 Jeff Atwater, Chief Financial Officer, State of Florida
Jan. 31, 2011 Laurie White, President, Greater Providence Chamber of Commerce and Donna Cupelo, Chair, Chair
Jan. 31, 2011 Beverlee J. McClure, President & CEO, Association of Commerce & Industry
Jan. 31, 2011 Andrew G. Moretz, Vice President of Government Affairs, Greater Raleigh Chamber of Commerce
Jan. 31, 2011 Christopher Quinn, Jacksonville Regional Chamber of Commerce, Jacksonville, Florida
Jan. 31, 2011 Kathleen Steinbacher, CCE, President & CEO, Greater Durham Chamber of Commerce, Durham , North Carolina
Jan. 28, 2011 Mark Wilson, President and CEO, Florida Chamber of Commerce
Jan. 28, 2011 Paul Guzzi, President and CEO, Greater Boston Chamber of Commerce, Boston, Massachusetts
Jan. 28, 2011 Sarah Merklein, President, and Paul Gutierrez, Executive Director, New Mexico Association of Counties
Jan. 26, 2011 Keith W. Stokes, Executive Director, Rhode Island Economic Development Corporation
Jan. 25, 2011 S. Lewis Ebert, President & CEO, North Carolina Chamber, Raleigh, North Carolina
Jan. 21, 2011 Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Jan. 21, 2011 Bill Longley, Legal Counsel, Texas Municipal League
Jan. 21, 2011 Robert L. Moran, Director, Federal Relations and Policy Analysis, American Association of State Colleges and Universities
Jan. 20, 2011 Richard K. Ellis, Utah State Treasurer
Jan. 18, 2011 Beckwith B. Miller, CEO, Ethics Metrics LLC
Jan. 18, 2011 Mary Ellen Peppard, Manager, Government Relations, New Jersey Chamber of Commerce
Jan. 15, 2011 John C. Gregory, IOM, President/CEO, Northern Rhode Island Chamber of Commerce, Lincoln, Rhode Island
Jan. 14, 2011 René M. Stulz, Squam Lake Group
Jan. 14, 2011 Kenneth Adams, President, Business Council of New York State, Albany, New York
Jan. 13, 2011 Ralph Becker, Mayor, Salt Lake City Corporation
Jan. 13, 2011 Ellen G. van der Horst, President & CEO, Cincinnati USA Regional Chamber
Jan. 11, 2011 Kenneth H. Bullock, Executive Director, Utah League of Cities and Towns
Jan. 10, 2011 Lane Beattie, President and CEO, Salt Lake Chamber
Jan. 10, 2011 Jeffrey M. Lacker, President, Federal Reserve Bank of Richmond
Jan. 10, 2011 Dale E. Brown, CAE, President & CEO, Financial Services Institute, Inc.
Jan. 10, 2011 Catherine A. Provencher, New Hampshire State Treasurer, Concord, New Hampshire
Jan. 10, 2011 James A. McNamara, Managing Director, Goldman Sachs Asset Management, L.P., New York, New York
Jan. 10, 2011 Keith A. Weller, Executive Director, UBS Global Asset Management, New York, New York
Jan. 10, 2011 Paul Schott Stevens, President & CEO, Investment Company Institute
Jan. 10, 2011 Matthew Freund, Senior Vice President, Investment Portfolio Management, USAA Investment Management Company, San Antonio, Texas
Jan. 10, 2011 J. Charles Cardona, President, The Dreyfus Corporation
Jan. 10, 2011 Jay Barksdale, Vice President, Public Policy, Dallas Regional Chamber
Jan. 10, 2011 George C.W. Gatch, J.P. Morgan Asset Management
Jan. 10, 2011 Anthony J. Carfang, Partner; Cathryn R. Gregg, Partner; and Jacob Nygren, Manager; Treasury Strategies, Inc.
Jan. 10, 2011 Charles George, Kentucky Chamber of Commerce, Frankfort, Kentucky
Jan. 10, 2011 Peter G. Crane, President, Crane Data LLC, Westborough, Massachusetts
Jan. 10, 2011 John W. McGonigle, Vice Chairman, Federated Investors, Inc.
Jan. 10, 2011 Karla M. Rabusch, President, Wells Fargo Funds Management, LLC
Jan. 10, 2011 American Public Power Association, Council of Development Finance Agencies, Council of Infrastructure Financing Authorities, Government Finance Officers Association, International City/County Managers Association International Municipal Lawyers Association, National Association of Counties, National Association of Local Housing Financing Agencies, National Association of State Auditors, Comptrollers and Treasurers, National Association of State Treasurers, National League of Cities and U.S. Conference of Mayors
Jan. 10, 2011 Eric Pagniez, Association Française de la Gestion financière, Paris, France
Jan. 10, 2011 Cristeena Naser, Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association, Washington, District of Columbia
Jan. 10, 2011 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Jan. 10, 2011 Joseph W. Sarbinowski, Kevin E. Bannerton, and Joseph Benevento, Managing Directors, Deutsche Investment Management Americas Inc.
Jan. 10, 2011 Lyman Missimer, Head of Global Cash Management, Invesco Advisers, Inc.
Jan. 10, 2011 Agilent Technologies, Inc., Air Products & Chemicals, Inc., Association for Financial Professionals, The Boeing Company, Cadence Design Systems, CVS Caremark Corporation, Devon Energy, Dominion Resources, Inc., Eastman Chemical Company, Eli Lilly & Company, Financial Executives International's Committee on Corporate Treasury, FMC Corporation, Institutional Cash Distributors, Kentucky Chamber of Commerce, Kraft Foods Global, Inc., National Association of Corporate Treasurers, New Hampshire Business and Industry Association, Nissan North America Inc., Pacific Gas and Electric Company, Safeway Inc., Weatherford International, Ltd., U.S. Chamber of Commerce
Jan. 10, 2011 Dorothy A. Berry, Chair, IDC Governing Council, Independent Directors Council
Jan. 10, 2011 Todd Hollenbach, IV, Kentucky State Treasurer, Frankfort, Kentucky
Jan. 10, 2011 David Oestreicher, Chief Legal Counsel; Joseph K. Lynagh, Vice President and Porfolio Manager; Darrell N. Braman, Managing Counsel; and Fran Pollack-Matz, Senior Legal Counsel; T. Rowe Price Associates, Inc., Baltimore, Maryland
Jan. 10, 2011 Adam C. Dean, President; Joe Morgan, Chief Investment Officer; and Melina Hadiwono, Head of Credit Research, SVB Asset Management, San Francisco, California
Jan. 10, 2011 Russell W. Swansen, President, Thrivent Mutual Funds, Minneapolis, Minnesota
Jan. 10, 2011 Barney T. Bishop, III, President & CEO, Associated Industries of Florida (AIF), Tallahassee, Florida
Jan. 10, 2011 David B. Smith, Jr., Executive Vice President and General Counsel, The Mutual Fund Directors Forum
Jan. 10, 2011 Timothy W. Cameron, Managing Director, Asset Management GroupSecurities Industry and Financial Markets Association
Jan. 10, 2011 Simon Mendelson, Managing Director, and Richard Hoerner, Managing Director, BlackRock, Inc., New York, New York
Jan. 10, 2011 Gail Le Coz, Chief Executive, Institutional Money Market Funds Association
Jan. 10, 2011 F. William McNabb III, Chairman and Chief Executive Officer, Vanguard
Jan. 10, 2011 Mark J. Schlafly, President CEO, FSC Securities Corporation, Atlanta, Georgia
Jan. 10, 2011 Jeff Jellison, Chief Executive Officer - North America, Institutional Cash Distributors, LLC
Jan. 10, 2011 Joseph C. Meekand and Denise Laussade, Association for Financial Professionals
Jan. 10, 2011 Peter De Proft, Director General, European Fund and Asset Management Association
Jan. 8, 2011 Jonathan R. Macey, Sam Harris Professor of Corporate Law, Corporate Finance and Securities Law, Yale Law School, New Haven, Connecticut
Jan. 7, 2011 John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Jan. 7, 2011 John C. Mok, Chief Executive Officer, Cincinnati/Northern Kentucky International Airport, Cincinnati, Ohio
Jan. 7, 2011 Jeffrey M. Auld, President and CEO, SagePoint Financial, Inc., Phoenix, Arizona
Jan. 7, 2011 Arthur Tambaro, President & CEO, Royal Alliance Associates, New York, New York
Jan. 6, 2011 Ramon Yi, Senior Director, Finance, Port of Houston Authority, Houston, Texas
Jan. 5, 2011 John M. Winters, CFA, Hingham, Massachusetts
Jan. 3, 2011 Joseph M. Tully, Investment Management Executive, Pennington, New Jersey
Dec. 26, 2010 Tom Welch
Dec. 21, 2010 James B. Lewis, President, National Association of State Treasurers
Dec. 17, 2010 Anthony J. Carfang, Partner, Treasury Strategies, Inc., Chicago, Illinois
Dec. 3, 2010 Ted Lapis, Sheridan, Wyoming
Nov. 29, 2010 Susan O. Seltzer, President, The Derivative Project

Meetings with SEC Officials

(
Click here for submitted comments from the public)
May 28, 2013 Memorandum from the Office of the Chairman regarding a May 24, 2013, meeting with representatives of the Systemic Risk Council
Mar. 13, 2013 Memorandum from the Office of the Chairman regarding a March 4, 2013, meeting with representatives of the National Asian American Coalition
Nov. 13, 2012 Memorandum from the Office of Commissioner Paredes regarding a November 13, 2012, meeting with representatives of Capstone LLC, et al.
Jun. 22, 2012 Memorandum from the Office of Commissioner Aguilar regarding a June 22, 2012, meeting with representatives of Federated Investors, Inc.
Jun. 18, 2012 Memorandum from the Office of Commissioner Walter regarding a June 5, 2012, meeting with representatives of Fidelity Investments
Jun. 7, 2012 Memorandum from the Office of the Chairman regarding a June 5, 2012, meeting with representatives of Fidelity
May 14, 2012 Memorandum from the Division of Investment Management regarding a May 8, 2012, meeting with representatives of Vanguard, BlackRock, Invesco Ltd., and J.P. Morgan
May 4, 2012 Memorandum from the Office of the Chairman regarding a May 3, 2012, telephone conference with the U.S. Chamber of Commerce and Corporate Treasurers
Apr. 22, 2012 Memorandum from the Office of Commissioner Walter regarding a March 30, 2012, telephone discussion with representatives of Arnold & Porter LLP
Apr. 24, 2012 Memorandum from the Office of the Chairman regarding an April 23, 2012, telephone discussion with representatives of Treasury Strategies
Apr. 10, 2012 Memorandum from the Office of Commissioner Aguilar regarding an April 4, 2012, meeting with representatives of Treasury Strategies
Mar. 19, 2012 Memorandum from the Office of the Chairman regarding a March 14, 2012, meeting with representatives of Fidelity
Mar. 15, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 14, 2012, meeting with representatives of Fidelity
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 6, 2012, meeting with representatives of Invesco
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 28, 2012, meeting with representatives of Mutual Fund Directors Forum
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 29, 2011, meeting with representatives of HSBC Global Asset Management
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 13, 2011, meeting with representatives of Fidelity Investments
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 25, 2012, meeting with representatives of J.P. Morgan Chase
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 24, 2012, meeting with representatives of the Investment Company Institute
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 8, 2012, meeting with representatives of Charles Schwab
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 28, 2012, conference call with representatives of the U.S. Chamber of Commerce's Center for Capital Markets Competitiveness and Corporate Treasurers
Mar. 8, 2012 Memorandum from the Office of the Chairman regarding a March 8, 2012, meeting with representatives of Charles Schwab
Feb. 21, 2012 Memorandum from the Office of the Chairman regarding a February 16, 2012, meeting with representatives of BlackRock
Feb. 17, 2012 Memorandum from the Office of the Chairman regarding a February 15, 2012, meeting with Paul A. Volcker
Feb. 9, 2012 Memorandum from the Office of the Chairman regarding a February 8, 2012, meeting with representatives of Fidelity
Dec. 15, 2011 Memorandum from the Office of the Chairman regarding a December 15, 2012, meeting with representatives of the Investment Company Institute
Jul. 19, 2011 Memorandum from the Commissioner Aguilar regarding a July 19, 2011, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness, CVS Caremark, Safeway, and The ServiceMaster Company
Jun. 21, 2011 Memorandum from the Office of the Chairman regarding a June 20, 2011, meeting with representatives of J.P. Morgan
May 11, 2011 Memorandum from the Office of the Chairman regarding a May 4, 2011, meeting with representatives of Fidelity
Apr. 26, 2011 Memorandum from the Office of the Chairman regarding an April 25, 2011, meeting with representatives of the Investment Company Institute
Apr. 7, 2011 Memorandum from the Office of Commissioner Walter regarding an April 7, 2011, meeting with representatives of Fidelity Investments
Apr. 7, 2011 Memorandum from the Office of Commissioner Aguilar regarding an April 7, 2011, meeting with representatives of Fidelity
Apr. 7, 2011 Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA
Feb. 3, 2011 Memorandum from the Office of the Chairman regarding a January 26, 2011, meeting with representatives of Fidelity
Jan. 4, 2011 Memorandum from the Division of Investment Management regarding a January 4, 2011, meeting with representatives of Fidelity
Dec. 1, 2010 Memorandum from the Office of the Chairman regarding a December 1, 2010, meeting with representatives of BlackRock
Nov. 23, 2010 Memorandum from the Office of Chairman Schapiro regarding a November 23, 2010, meeting with representatives of Federated Investors

 

http://www.sec.gov/comments/4-619/4-619.shtml


Modified: 10/16/2014