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President's Working Group Report on Money Market Fund Reform (Request for Comment)
[Release No. IC-29497; File No. 4-619]
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(Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type A: 2256 |
Comments have been received from individuals and entities using the following Letter Type B: 5 |
Comments have been received from individuals and entities using the following Letter Type C: 3 |
Nov. 27, 2012 | Jonathan R. Macey, Yale Law School |
Nov. 10, 2012 | William G. Staton |
Nov. 7, 2012 | David W. Matthews |
Nov. 5, 2012 | George Bailey, et al., Occupy the SEC and OWS Alternative Banking Group |
Nov. 2, 2012 | John D. Hawke, Jr., Arnold and Porter LLP, on behalf of Federated Investors, Inc., Washington, District of Columbia |
Oct. 30, 2012 | Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
Aug. 30, 2012 | Douglas M. Brown, III, Head of Global Marketing, ICD (Institutional Cash Distributors), San Francisco, California |
Aug. 27, 2012 | Susan Seltzer, The Derivative Project |
Aug. 23, 2012 | Paul Moser |
Aug. 23, 2012 | Ray and Dianna Jackson |
Aug. 21, 2012 | American Benefits Council, American Society Of Pension Professionals & Actuaries, The Erisa Industry Committee, Financial Services Institute, Inc., Investment Company Institute, National Association Of Insurance and Financial Advisors, National Telecommunications Cooperative Association, Plan Sponsor Council Of America, Securities Industry and Financial Markets Association, The Small Business Council of America, The Society for Human Resource Management, The Spark Institute, United States Chamber of Commerce |
Aug. 21, 2012 | David Daniel |
Aug. 20, 2012 | Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia |
Aug. 17, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc., Washington, District of Columbia |
Aug. 17, 2012 | Edward Dinaro |
Aug. 16, 2012 | Scott O'Reilly |
Aug. 16, 2012 | Marcia Williams |
Aug. 16, 2012 | Craig Kern |
Aug. 16, 2012 | Annette Awank |
Aug. 16, 2012 | Matthew Hackethal |
Aug. 16, 2012 | Charles Johnson |
Aug. 15, 2012 | Anthony J. Carfang, Partner; Cathryn R. Gregg, Partner; and Jacob Nygren, Manager; Treasury Strategies, Inc. |
Aug. 15, 2012 | Mary Ellen Mullen, CFA |
Aug. 15, 2012 | Craig Adamson |
Aug. 15, 2012 | Keith Weltens |
Aug. 15, 2012 | Michael Hall |
Aug. 15, 2012 | Jeff McCoy |
Aug. 15, 2012 | Rick Fetterman |
Aug. 15, 2012 | Robert Stritzinger |
Aug. 15, 2012 | Warren J. Mackensen, CFP |
Aug. 15, 2012 | Richard Fredenburg |
Aug. 15, 2012 | Matthew Lazaroff |
Aug. 15, 2012 | Troy E. Jones |
Aug. 14, 2012 | Vincent Morrow |
Aug. 14, 2012 | Susan Cornick |
Aug. 14, 2012 | Jerry Anderson |
Aug. 14, 2012 | Rich Greenwald |
Aug. 14, 2012 | Geoffrey Bergler |
Aug. 14, 2012 | Terrence K. Lapan, AAMS |
Aug. 14, 2012 | Bruce Browne |
Aug. 14, 2012 | Albino Matesic |
Aug. 14, 2012 | Gregory N. Wynn |
Aug. 14, 2012 | Jeff Levi |
Aug. 14, 2012 | Joe McNamara |
Aug. 14, 2012 | Rudy Mueller |
Aug. 14, 2012 | Eric Stubbs |
Aug. 14, 2012 | Carina Dietman |
Aug. 14, 2012 | Hal Goldberg |
Aug. 14, 2012 | Mel Dawson |
Aug. 13, 2012 | Brian Smith |
Aug. 11, 2012 | Edward Tan |
Aug. 9, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc., Washington, District of Columbia |
Aug. 7, 2012 | J. Charles Cardona, President, The Dreyfus Corporation |
Jul. 27, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Jul. 25, 2012 | Michael B. Hancock, Mayor, Denver, Colorado |
Jul. 20, 2012 | Stephanie Rawlings-Blake, Mayor, City of Baltimore, Maryland |
Jul. 20, 2012 | Kelly Brough, President and CEO, Denver Metro Chamber of Commerce |
Jul. 19, 2012 | Dawn Johnson, Executive Director, Louisiana Retailers Association |
Jul. 17, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc. |
Jul. 16, 2012 | Ralph S. Saul |
Jul. 13, 2012 | Tom Clark, CEO, Metro Denver Economic Development Corporation |
Jul. 12, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP |
Jul. 11, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Jul. 3, 2012 | Jeffrey N. Gordon, Professor of Law, Columbia University, New York, New York |
Jun. 28, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Jun. 28, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Jun. 27, 2012 | David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
Jun. 27, 2012 | L. Brent Gardner, Executive Director, Utah Association of Counties |
Jun. 26, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Jun. 20, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Inc. |
Jun. 20, 2012 | Stephen J. Acquario, Executive Director, New York State Association of Counties |
Jun. 20, 2012 | Kathleen C. Joaquin, Chief Industry Operations Officer, Investment Company Institute |
Jun. 19, 2012 | Lynn Dudley, Senior Vice President, Policy, American Benefits Council |
Jun. 19, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia |
Jun. 4, 2012 | Gus Sauter, Chief Investment Officer, Vanguard |
Jun. 4, 2012 | J. and J.M. |
Jun. 1, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia |
Jun. 1, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia |
Jun. 1, 2012 | Tony Carfang, Partner, and Cathy Gregg, Partner, Treasury Strategies, Inc. |
May 31, 2012 | Access Technology Systema; Alert Stamping & Mfg. Co., Inc.; Alro Enterprises, LLC; Altus; Alydar Agency Inc.; Association for Financial Professionals; Association of Washington Business; BARD Materials; BD Construction, Inc. / Kearney; Bear City Glass Co.; Beaudoin Electrical Construction; Bellevue Drug Company, Inc.; Black-Haak Heating; Brandywine Communications; Brooks Bridge Bar-B-Que and Cafe Inc.; Burns Petroleum LLC; Business Services Etc, Inc.; Cadence Design Systems, Inc.; Cap tel; Castle Hunter Construction LLC; Center Sports, Inc.; Classic Bars Inc.; Conveyors Inc.; Crafts, Etc.; Crane Data; Crestview Taxi LLC; Cross Diamond Electric; Cruise Control Auto Care; D.O.INC.; Dennis Neuhaus Inc.; Devon Energy; Diamond Rigging Corporation; Diversified Insurance Management; Downey-Goodlein Elevator Corporation; East Tennessee Section of AACE International; Easter Seals Northwest Alabama; Elite Insurance Agency, Inc.; Eye Kraft Optical, Inc.; Fairbanks Construction; Fairweather Medical Group; Financial Executives International Committee on Corporate Treasury; Financial Services Institute; FMC, Corp.; Four Sons Quality Cleaners; G&R Sales & Service; George's Rental & Supply Inc.; Georgetown Auto Parts; Global Tooling Solutions LLC; Greater Pittsburgh Chamber of Commerce; Greater Springfield Chamber of Commerce; Greg A. Parker, PE Consulting Engineer, Inc.; Gyminny Kids, Inc.; Hanweck Associates, LLC; Hastings Area Chamber of Commerce; Heart of the Valley Chamber of Commerce; Heating, Air-Conditioning and Refrigeration Distributors International (HARDI); Henderson Area Chamber of Commerce; Hermiston Chamber of Commerce; Imperial Door Controls, Inc.; Joe West Company; Johnson City/Jonesborough/Washington County (IN) Chamber; Kauai Nursery & Landscaping Inc.; Kentucky Chamber of Commerce; Kerns Trucking, Inc.; Kimmel Mechanical, Inc.; Machine Repair & Design Inc.; Magna Steel Sales Inc.; Merck; Midland Area Chamber of Commerce; Mike's Body Shop; Mohawk Valley Chamber of Commerce; Monticello Strategies; National Association of College and University Business Officers; National Association of Corporate Treasurers; National Shooting Sports Foundation; Nevada Blue LTD; Noel Sebastian Consulting; North Carolina Chamber; Outdoor Amusement Business Association, Inc.; Oxford Financial Services LLC; P&H Farms; P .L. Gaetano Transportation Inc.; Peninsular Mechanical Contractors, Inc.; Pennsylvania Chamber of Business and Industry; Pharmacy Solutions; PHIofGA; Plastics and Concepts of Connect, Inc.; Protective Security, Inc.; Quality Marble, Inc.; Red River Precision Manufacturing Inc.; Regal Marketing Inc.; Reiman Corp.; Retail Industry Leaders Association (RILA); Retirement Strategies Group, LLC; Rowan County Chamber of Commerce; Safeway Inc.; SASIND Aviation, Inc.; Scott Metals, Inc.; Selma Communications, SVC; Smith-Doyle Contractors, Inc.; Smithville Conununications, Inc.; Southern Tank & Mfg Co Inc.; Spin Techs Inc.; Stallion Machine Shop LLC; Stewart Alexander & Company, Inc.; Stowers Machinery Corporation; Texas Association of Business; The Boeing Company; The Witte Co, Inc.; Timberville Drug Store Inc.; Tioga Construction Co, Inc.; Towne East Investments Properties; Treasury Strategies, Inc.; Tri-State Financial Services; U.S. Chamber of Conunerce; Visteon Corporation; Water Resource Engineering Associates; Weslyn Mfg., Inc. and Wilhoite & Associates |
May 31, 2012 | Marie Chandoha, President, Charles Schwab Investment Management, Inc. |
May 30, 2012 | Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
May 25, 2012 | Lyman Missimer, Head of Global Cash Management, Invesco Ltd. |
May 25, 2012 | Karrie McMillan, General Counsel, Investment Company Institute |
May 17, 2012 | Nathaniel Pulsifer |
May 17, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
May 16, 2012 | Brian Reid, Chief Economist, Investment Company Institute |
May 11, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
May 10, 2012 | Kenneth H. Bullock, Executive Director, Utah League of Cities and Towns |
May 10, 2012 | Margaret Mahery, Executive Director, Tennessee Municipal League |
May 4, 2012 | David Matthews, Longwood, Florida |
May 4, 2012 | John D. Hawke, Jr., Arnold and Porter, LLP, on behalf of Federated Investors |
May 2, 2012 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council, and Susan Ferris Wyderko, President & CEO, Mutual Fund Directors Forum |
Apr. 27, 2012 | Tony Carfang, Partner and Cathy Gregg, Partner,Treasury Strategies, Inc. |
Apr. 26, 2012 | Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
Apr. 25, 2012 | Joe Wray, Brown County Treasurer, and President, Indiana County Treasurers Association |
Apr. 24, 2012 | Dennis Yablonsky, CEO, Allegheny Conference on Community Development, and Barbara McNees, President, Greater Pittsburgh Chamber of Commerce |
Apr. 19, 2012 | Karrie McMillan, General Counsel, Investment Company Institute |
Apr. 18, 2012 | Melanie L. Fein, Fein Law Offices, Washington, D.C., District of Columbia |
Apr. 13, 2012 | A. Hope Williams, President, North Carolina Independent Colleges and Universities |
Apr. 13, 2012 | Karrie McMillan, General Counsel, Investment Company Institute |
Apr. 6, 2012 | Marie Chandoha, Executive Vice President,
President, Charles Schwab Investment Management |
Apr. 4, 2012 | Association for Financial Professionals, Benefit Resource, Inc. Blue Cross Blue Shield of Massachusetts, CacheMatrix, Catholic Health Initiatives, California ISO, CareSource, Centerline Capital Group, Crawford & Company, Grass Valley USA LLC, Miami-Dade County Public Schools, Solix, Inc., University of Colorado – Treasurer’s Office, and WellCare Health Plans, Inc. |
Apr. 2, 2012 | Capital Advisors Group |
Mar. 30, 2012 | Melanie L. Fein, Fein Law Offices, District of Columbia |
Mar. 29, 2012 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum, Washington, District of Columbia |
Mar. 28, 2012 | Edward J. Zabrocki, Executive Board Chairman
and Mayor, Village of Tinley Park, Illlinois |
Mar. 28, 2012 | William C. Hein, Tampa, Florida |
Mar. 26, 2012 | John D. Hawke, Jr., Arnold & Porter, LLP |
Mar. 24, 2012 | Donald Brundrett |
Mar. 24, 2012 | Emmanuel and Maria Frangos, Trinity, Florida |
Mar. 20, 2012 | Kevin M. Brinegar President & CEO, Indiana Chamber of Commerce |
Mar. 19, 2012 | Tony Carfang, Partner and Cathy Gregg, Partner, Treasury Strategies, Inc. |
Mar. 19, 2012 | John D. Hawke, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc. |
Mar. 18, 2012 | Watson Wilkins & Brown, LLC |
Mar. 16, 2012 | Robert K. Ward, Chief Operating Officer, SunGard Global Network |
Mar. 16, 2012 | John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania |
Mar. 13, 2012 | Tony Carfang, Partner and Cathy Gregg, Partner, Treasury Strategies, Inc. |
Mar. 13, 2012 | Tony Carfang and Cathy Gregg, Treasury Strategies, Inc. |
Mar. 9, 2012 | Thomas A. McDonnell, Chief Executive Officer, DST Systems, Inc. |
Mar. 8, 2012 | Niels Holch, Executive Director, Coalition of Mutual Fund lnvestors |
Mar. 8, 2012 | American Public Power Association, Council of Development Finance Agencies, Council of Infrastructure Financing Authorities, Government Finance Officers Association, International City/County Management Association, International Municipal Lawyers Association, National Association of Counties, National Association of Health and Educational Facilities Finance Authorities, National Association of Local Housing Financing Agencies, National Association of State Auditors, Comptrollers and Treasurers, National Association of State Treasurers, National Council of State Housing Agencies, National League of Cities, U.S. Conference of Mayors |
Mar. 2, 2012 | DST Systems, Inc. |
Mar. 2, 2012 | BlackRock, Inc. |
Mar. 1, 2012 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
Feb. 28, 2012 | Andrew G. Moretz, VP of Government Affairs, Greater Raleigh Chamber of Commerce |
Feb. 27, 2012 | Bill Hammond, President and Chief Executive Officer, Texas Association of Business |
Feb. 24, 2012 | Joseph L. (Jay) Hooley, Chairman, President and Chief Executive Officer, State Street Corporation |
Feb. 24, 2012 | David J. Merkel, CFA, MA |
Feb. 24, 2012 | John D. Hawke, Jr., Arnold & Porter LLP, on behalf of Federated Investors |
Feb. 22, 2012 | Henry M. Paulson, Jr. (received by email May 30, 2012) |
Feb. 16, 2012 | Karrie McMillan, General Counsel, Investment Company Institute |
Feb. 7, 2012 | Bob Maddox, Charlotte, North Carolina |
Feb. 3, 2012 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
Jan. 20, 2012 | Steve Stevens, CCE, President, Northern Kentucky Chamber of Commerce |
Jan. 12, 2012 | Thomas R. Horgan, President and CEO, New Hampshire College & University Council |
Dec. 15, 2011 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia |
Dec. 15, 2011 | John D. Hawke, Jr., Arnold and Porter, LLP on behalf of Federated Investors, Washington, District of Columbia |
Dec. 12, 2011 | George W. Hagerman, Cachematrix Holdings LLC |
Dec. 2, 2011 | Jill Fisch, University of Pennsylvania Law School and Eric Roiter, Boston University School of Law |
Nov. 18, 2011 | William F. Spivey, Jr., President, Keystone ELF Inc, Orlando, Florida |
Nov. 17, 2011 | David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce |
Nov. 15, 2011 | James L. Mcintire, Washington State Treasurer |
Aug. 12, 2011 | Jeffrey N. Gordon, Professor of Law, Columbia Law School, New York, New York |
Jul. 11, 2011 | John G. Donnadio, Esq., Executive Director, New Jersey Association of Counties |
Jun. 30, 2011 | Richard M. Whiting, Executive Director & General Counsel, The Financial Services Roundtable, Washington, District of Columbia |
Jun. 21, 2011 | John LeFebvre, Association President, Colorado County Treasurers' Association |
May 19, 2011 | John W. McGonigle, Vice Chairman, Federated Investors, Inc. |
May 6, 2011 | Daniel M. Perkins, RIA, Roseland, New Jersey |
May 6, 2011 | John W. McGonigle, Vice Chairman, Federated Investors, Inc. |
Apr. 29, 2011 | Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company; Carrie E. Dwyer, Executive Vice President, General Counsel and Corporate Secretary, The Charles Schwab Corporation; and C. David Messman, Secretary and Chief Legal Officer, Wells Fargo Funds Management, LLC |
Apr. 29, 2011 | George W. Hagerman, CEO, Cachematrix, Denver, Colorado |
Apr. 28, 2011 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and James C. Allen, CFA, Head, Capital Markets Policy, CFA Institute |
Apr. 14, 2011 | William F. Spivey, Jr., Orlando, Florida |
Mar. 25, 2011 | John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania |
Mar. 15, 2011 | John D. Hawke, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc. |
Mar. 2, 2011 | Dan Calabria |
Mar. 2, 2011 | Andrew V. Tignanelli, CFP, CPA, President, Financial Consulate, Inc. |
Feb. 28, 2011 | John Flint, Chief Executive, HSBC Global Asset Management |
Feb. 24, 2011 | John D. Hawke, Jr., on behalf of Federated Investors, Washington, District of Columbia |
Feb. 14, 2011 | Shadow Financial Regulatory Committee |
Feb. 11, 2011 | Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable, Washington, District of Columbia |
Feb. 11, 2011 | Paul A. Volcker |
Feb. 7, 2011 | Terri L. Cole, CCE President and CEO, Greater Albuquerque Chamber of Commerce |
Feb. 7, 2011 | Jara Bluhm, Assistant Vice President, Energy & Federal Affairs |
Feb. 3, 2011 | Jeff Atwater, Chief Financial Officer, State of Florida |
Jan. 31, 2011 | Laurie White, President, Greater Providence Chamber of Commerce and Donna Cupelo, Chair, Chair |
Jan. 31, 2011 | Beverlee J. McClure, President & CEO, Association of Commerce & Industry |
Jan. 31, 2011 | Andrew G. Moretz, Vice President of Government Affairs, Greater Raleigh Chamber of Commerce |
Jan. 31, 2011 | Christopher Quinn, Jacksonville Regional Chamber of Commerce, Jacksonville, Florida |
Jan. 31, 2011 | Kathleen Steinbacher, CCE, President & CEO, Greater Durham Chamber of Commerce, Durham , North Carolina |
Jan. 28, 2011 | Mark Wilson, President and CEO, Florida Chamber of Commerce |
Jan. 28, 2011 | Paul Guzzi, President and CEO, Greater Boston Chamber of Commerce, Boston, Massachusetts |
Jan. 28, 2011 | Sarah Merklein, President, and Paul Gutierrez, Executive Director, New Mexico Association of Counties |
Jan. 26, 2011 | Keith W. Stokes, Executive Director, Rhode Island Economic Development Corporation |
Jan. 25, 2011 | S. Lewis Ebert, President & CEO, North Carolina Chamber, Raleigh, North Carolina |
Jan. 21, 2011 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors |
Jan. 21, 2011 | Bill Longley, Legal Counsel, Texas Municipal League |
Jan. 21, 2011 | Robert L. Moran, Director, Federal Relations and Policy Analysis, American Association of State Colleges and Universities |
Jan. 20, 2011 | Richard K. Ellis, Utah State Treasurer |
Jan. 18, 2011 | Beckwith B. Miller, CEO, Ethics Metrics LLC |
Jan. 18, 2011 | Mary Ellen Peppard, Manager, Government Relations, New Jersey Chamber of Commerce |
Jan. 15, 2011 | John C. Gregory, IOM, President/CEO, Northern Rhode Island Chamber of Commerce, Lincoln, Rhode Island |
Jan. 14, 2011 | René M. Stulz, Squam Lake Group |
Jan. 14, 2011 | Kenneth Adams, President, Business Council of New York State, Albany, New York |
Jan. 13, 2011 | Ralph Becker, Mayor, Salt Lake City Corporation |
Jan. 13, 2011 | Ellen G. van der Horst, President & CEO, Cincinnati USA Regional Chamber |
Jan. 11, 2011 | Kenneth H. Bullock, Executive Director, Utah League of Cities and Towns |
Jan. 10, 2011 | Lane Beattie, President and CEO, Salt Lake Chamber |
Jan. 10, 2011 | Jeffrey M. Lacker, President, Federal Reserve Bank of Richmond |
Jan. 10, 2011 | Dale E. Brown, CAE, President & CEO, Financial Services Institute, Inc. |
Jan. 10, 2011 | Catherine A. Provencher, New Hampshire State Treasurer, Concord, New Hampshire |
Jan. 10, 2011 | James A. McNamara, Managing Director, Goldman Sachs Asset Management, L.P., New York, New York |
Jan. 10, 2011 | Keith A. Weller, Executive Director, UBS Global Asset Management, New York, New York |
Jan. 10, 2011 | Paul Schott Stevens, President & CEO, Investment Company Institute |
Jan. 10, 2011 | Matthew Freund, Senior Vice President, Investment Portfolio Management, USAA Investment Management Company, San Antonio, Texas |
Jan. 10, 2011 | J. Charles Cardona, President, The Dreyfus Corporation |
Jan. 10, 2011 | Jay Barksdale, Vice President, Public Policy, Dallas Regional Chamber |
Jan. 10, 2011 | George C.W. Gatch, J.P. Morgan Asset Management |
Jan. 10, 2011 | Anthony J. Carfang, Partner; Cathryn R. Gregg, Partner; and Jacob Nygren, Manager; Treasury Strategies, Inc. |
Jan. 10, 2011 | Charles George, Kentucky Chamber of Commerce, Frankfort, Kentucky |
Jan. 10, 2011 | Peter G. Crane, President, Crane Data LLC, Westborough, Massachusetts |
Jan. 10, 2011 | John W. McGonigle, Vice Chairman, Federated Investors, Inc. |
Jan. 10, 2011 | Karla M. Rabusch, President, Wells Fargo Funds Management, LLC |
Jan. 10, 2011 | American Public Power Association, Council of Development Finance Agencies, Council of Infrastructure Financing Authorities, Government Finance Officers Association, International City/County Managers Association International Municipal Lawyers Association, National Association of Counties, National Association of Local Housing Financing Agencies, National Association of State Auditors, Comptrollers and Treasurers, National Association of State Treasurers, National League of Cities and U.S. Conference of Mayors |
Jan. 10, 2011 | Eric Pagniez, Association Française de la Gestion financière, Paris, France |
Jan. 10, 2011 | Cristeena Naser, Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association, Washington, District of Columbia |
Jan. 10, 2011 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
Jan. 10, 2011 | Joseph W. Sarbinowski, Kevin E. Bannerton, and Joseph Benevento, Managing Directors, Deutsche Investment Management Americas Inc. |
Jan. 10, 2011 | Lyman Missimer, Head of Global Cash Management, Invesco Advisers, Inc. |
Jan. 10, 2011 | Agilent Technologies, Inc., Air Products & Chemicals, Inc., Association for Financial Professionals, The Boeing Company, Cadence Design Systems, CVS Caremark Corporation, Devon Energy, Dominion Resources, Inc., Eastman Chemical Company, Eli Lilly & Company, Financial Executives International's Committee on Corporate Treasury, FMC Corporation, Institutional Cash Distributors, Kentucky Chamber of Commerce, Kraft Foods Global, Inc., National Association of Corporate Treasurers, New Hampshire Business and Industry Association, Nissan North America Inc., Pacific Gas and Electric Company, Safeway Inc., Weatherford International, Ltd., U.S. Chamber of Commerce |
Jan. 10, 2011 | Dorothy A. Berry, Chair, IDC Governing Council, Independent Directors Council |
Jan. 10, 2011 | Todd Hollenbach, IV, Kentucky State Treasurer, Frankfort, Kentucky |
Jan. 10, 2011 | David Oestreicher, Chief Legal Counsel; Joseph K. Lynagh, Vice President and Porfolio Manager; Darrell N. Braman, Managing Counsel; and Fran Pollack-Matz, Senior Legal Counsel; T. Rowe Price Associates, Inc., Baltimore, Maryland |
Jan. 10, 2011 | Adam C. Dean, President; Joe Morgan, Chief Investment Officer; and Melina Hadiwono, Head of Credit Research, SVB Asset Management, San Francisco, California |
Jan. 10, 2011 | Russell W. Swansen, President, Thrivent Mutual Funds, Minneapolis, Minnesota |
Jan. 10, 2011 | Barney T. Bishop, III, President & CEO, Associated Industries of Florida (AIF), Tallahassee, Florida |
Jan. 10, 2011 | David B. Smith, Jr., Executive Vice President and General Counsel, The Mutual Fund Directors Forum |
Jan. 10, 2011 | Timothy W. Cameron, Managing Director, Asset Management GroupSecurities Industry and Financial Markets Association |
Jan. 10, 2011 | Simon Mendelson, Managing Director, and Richard Hoerner, Managing Director, BlackRock, Inc., New York, New York |
Jan. 10, 2011 | Gail Le Coz, Chief Executive, Institutional Money Market Funds Association |
Jan. 10, 2011 | F. William McNabb III, Chairman and Chief Executive Officer, Vanguard |
Jan. 10, 2011 | Mark J. Schlafly, President CEO, FSC Securities Corporation, Atlanta, Georgia |
Jan. 10, 2011 | Jeff Jellison, Chief Executive Officer - North America, Institutional Cash Distributors, LLC |
Jan. 10, 2011 | Joseph C. Meekand and Denise Laussade, Association for Financial Professionals |
Jan. 10, 2011 | Peter De Proft, Director General, European Fund and Asset Management Association |
Jan. 8, 2011 | Jonathan R. Macey, Sam Harris Professor of Corporate Law, Corporate Finance and Securities Law, Yale Law School, New Haven, Connecticut |
Jan. 7, 2011 | John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania |
Jan. 7, 2011 | John C. Mok, Chief Executive Officer, Cincinnati/Northern Kentucky International Airport, Cincinnati, Ohio |
Jan. 7, 2011 | Jeffrey M. Auld, President and CEO, SagePoint Financial, Inc., Phoenix, Arizona |
Jan. 7, 2011 | Arthur Tambaro, President & CEO, Royal Alliance Associates, New York, New York |
Jan. 6, 2011 | Ramon Yi, Senior Director, Finance, Port of Houston Authority, Houston, Texas |
Jan. 5, 2011 | John M. Winters, CFA, Hingham, Massachusetts |
Jan. 3, 2011 | Joseph M. Tully, Investment Management Executive, Pennington, New Jersey |
Dec. 26, 2010 | Tom Welch |
Dec. 21, 2010 | James B. Lewis, President, National Association of State Treasurers |
Dec. 17, 2010 | Anthony J. Carfang, Partner, Treasury Strategies, Inc., Chicago, Illinois |
Dec. 3, 2010 | Ted Lapis, Sheridan, Wyoming |
Nov. 29, 2010 | Susan O. Seltzer, President, The Derivative Project |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
May 28, 2013 | Memorandum from the Office of the Chairman regarding a May 24, 2013, meeting with representatives of the Systemic Risk Council |
Mar. 13, 2013 | Memorandum from the Office of the Chairman regarding a March 4, 2013, meeting with representatives of the National Asian American Coalition |
Nov. 13, 2012 | Memorandum from the Office of Commissioner Paredes regarding a November 13, 2012, meeting with representatives of Capstone LLC, et al. |
Jun. 22, 2012 | Memorandum from the Office of Commissioner Aguilar regarding a June 22, 2012, meeting with representatives of Federated Investors, Inc. |
Jun. 18, 2012 | Memorandum from the Office of Commissioner Walter regarding a June 5, 2012, meeting with representatives of Fidelity Investments |
Jun. 7, 2012 | Memorandum from the Office of the Chairman regarding a June 5, 2012, meeting with representatives of Fidelity |
May 14, 2012 | Memorandum from the Division of Investment Management regarding a May 8, 2012, meeting with representatives of Vanguard, BlackRock, Invesco Ltd., and J.P. Morgan |
May 4, 2012 | Memorandum from the Office of the Chairman regarding a May 3, 2012, telephone conference with the U.S. Chamber of Commerce and Corporate Treasurers |
Apr. 22, 2012 | Memorandum from the Office of Commissioner Walter regarding a March 30, 2012, telephone discussion with representatives of Arnold & Porter LLP |
Apr. 24, 2012 | Memorandum from the Office of the Chairman regarding an April 23, 2012, telephone discussion with representatives of Treasury Strategies |
Apr. 10, 2012 | Memorandum from the Office of Commissioner Aguilar regarding an April 4, 2012, meeting with representatives of Treasury Strategies |
Mar. 19, 2012 | Memorandum from the Office of the Chairman regarding a March 14, 2012, meeting with representatives of Fidelity |
Mar. 15, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 14, 2012, meeting with representatives of Fidelity |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 6, 2012, meeting with representatives of Invesco |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 28, 2012, meeting with representatives of Mutual Fund Directors Forum |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 29, 2011, meeting with representatives of HSBC Global Asset Management |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 13, 2011, meeting with representatives of Fidelity Investments |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 25, 2012, meeting with representatives of J.P. Morgan Chase |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 24, 2012, meeting with representatives of the Investment Company Institute |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 8, 2012, meeting with representatives of Charles Schwab |
Mar. 12, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 28, 2012, conference call with representatives of the U.S. Chamber of Commerce's Center for Capital Markets Competitiveness and Corporate Treasurers |
Mar. 8, 2012 | Memorandum from the Office of the Chairman regarding a March 8, 2012, meeting with representatives of Charles Schwab |
Feb. 21, 2012 | Memorandum from the Office of the Chairman regarding a February 16, 2012, meeting with representatives of BlackRock |
Feb. 17, 2012 | Memorandum from the Office of the Chairman regarding a February 15, 2012, meeting with Paul A. Volcker |
Feb. 9, 2012 | Memorandum from the Office of the Chairman regarding a February 8, 2012, meeting with representatives of Fidelity |
Dec. 15, 2011 | Memorandum from the Office of the Chairman regarding a December 15, 2012, meeting with representatives of the Investment Company Institute |
Jul. 19, 2011 | Memorandum from the Commissioner Aguilar regarding a July 19, 2011, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness, CVS Caremark, Safeway, and The ServiceMaster Company |
Jun. 21, 2011 | Memorandum from the Office of the Chairman regarding a June 20, 2011, meeting with representatives of J.P. Morgan |
May 11, 2011 | Memorandum from the Office of the Chairman regarding a May 4, 2011, meeting with representatives of Fidelity |
Apr. 26, 2011 | Memorandum from the Office of the Chairman regarding an April 25, 2011, meeting with representatives of the Investment Company Institute |
Apr. 7, 2011 | Memorandum from the Office of Commissioner Walter regarding an April 7, 2011, meeting with representatives of Fidelity Investments |
Apr. 7, 2011 | Memorandum from the Office of Commissioner Aguilar regarding an April 7, 2011, meeting with representatives of Fidelity |
Apr. 7, 2011 | Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA |
Feb. 3, 2011 | Memorandum from the Office of the Chairman regarding a January 26, 2011, meeting with representatives of Fidelity |
Jan. 4, 2011 | Memorandum from the Division of Investment Management regarding a January 4, 2011, meeting with representatives of Fidelity |
Dec. 1, 2010 | Memorandum from the Office of the Chairman regarding a December 1, 2010, meeting with representatives of BlackRock |
Nov. 23, 2010 | Memorandum from the Office of Chairman Schapiro regarding a November 23, 2010, meeting with representatives of Federated Investors |
http://www.sec.gov/comments/4-619/4-619.shtml
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