Comments on Study on Extraterritorial Private Rights of Action

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 5

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Date Received
Date Letter Type Commenter Name
Public Comment George Conway, Wachtell, Lipton, Rosen & Katz
Public Comment Dr. Carsten Gerner-Beuerle, Prof. Alain Pietrancosta, Prof. Peter Mankowski, and Lee D. Neumann
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a May 3, 2011 meeting with representatives of the Swiss Bankers Association
Meeting with SEC Officials Memorandum from the Office of the General Counsel regarding attendance at the American Law Institute Conference on the Extraterritorial Application of Federal Securities Law
Public Comment Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding an April 8, 2011 meeting with representatives of the US Chamber Institute for Legal Reform, US Chamber Center for Capital Markets Competitiveness, and Gray & Schmitz, LLP
Meeting with SEC Officials Memorandum from the Office of the General Counsel regarding an April 5, 2011 meeting with representatives of public pension funds
Public Comment Mary K. Blasy, Scott + Scott, LLP
Public Comment Skadden, Arps, Slate, Meagher & Flom LLP
Public Comment Manuel Sager, The Ambassador of Switzerland
Public Comment Jonathan Faull, Director-General, DG Markt, European Commission
Public Comment Adrian Hood, Regulatory Adviser, Investment Management Association, London
Public Comment AGEST Superannuation Fund; Alecta pensionsfrskring, msesidigt; AMF Fonder AB; AMF Pensionsfrskring AB; APG Algemene Pensioen Groep N.V.; ASSETSuper Superannuation Fund; ATP - Arbejdsmarkedets Tillgspension; AUST (Q) Superannuation Fund; Australian Catholic Superannuation & Retirement Fund; Australian Institute of Superannuation Trustees; Australian Reward Investment Alliance; Australian Superannuation Fund; Australias Unclaimed Super Fund; AustSafe Superannuation Fund; AVSuper Superannuation Fund; Catholic Superannuation Fund; Construction & Building Industry Superannuation Fund; Danica Pension; Danske Invest Management A/S; Electricity Supply Industry Superannuation Fund; Emergency Services & State Superannuation Fund; Energy Industries Superannuation Scheme; FIL Investments International; FirstSuper Superannuation Fund; Folksam; Forsta AP-Founden; GMB Trade Union; Health Employees Superannuation Trust Australia; Health Superannuation Fund; HOSTPLUS Superannuation Fund; Industriens Pension; KLP Kapitalforvaltning; Labour Union Co-operative Retirement Fund; Legalsuper Superannuation Fund; Local Government Superannuation Scheme; Local Super (SA-NT) Superannuation Fund; Maritime Superannuation Fund; Media Superannuation Fund; Merseyside Pension Fund; Motor Trades Association of Australia Superannuation Fund; Non-Government Schools Superannuation Fund; Nordea Fondbolag Finland AB; Nordea Fondene Norge AS; Nordea Fonder AB; Nordea Investment Funds Company I S.A.; OMERS Administration Corporation; PFA Pension; PGGM Vermogensbeheer B.V. (PGGM Investments); Raiffiesien Capital Management; Retail Employees Superannuation Trust; Royal Mail Pension Plan; Sampension KP Livsforsikring A/S; SKAGEN A/S; Skandinaviska Enskilda Banken AB; SPEC Superannuation Fund; State Superannuation Scheme // SAS Trustee Corporation; Statewide Superannuation Fund; Sunsuper Superannuation Fund; Swedbank Robur Fonder AB; Syntrus Achmea; Tasplan Superannuation Fund; Telstra Superannuation Fund; The Australian Council of Superannuation Investors; TWUSUPER Superannuation Fund; UniSuper Superannuation Fund; Universities Superannuation Scheme; Varma Mutual Pension Insurance Company; VicSuper Superannuation Fund; VisionSuper Superannuation Fund
Public Comment Australian Government
Public Comment Brian Bartow, General Counsel, California State Teachers' Retirement System; Cynthia Collins, General Counsel, Delaware Public Employees' Retirement System; Jay Chaudhuri, General Counsel, North Carolina Department of State Treasurer; R. Dean Kenderdine, Executive Director, Maryland State Retirement and Pension System; Greg Smith, General Counsel & COO, Colorado Public Employees' Retirement System; Maureen Hazen, General Counsel, State Board of Administration of Florida; Catherine LaMarr, General Counsel, Connecticut Treasurer's Office; Gerald Gornish, Chief Counsel, Pennsylvania Public School Employees' Retirement System; Mark Dingley, General Counsel, Rhode Island General Treasurer; Michael G. Trotsky, Executive Director, Pension Reserves Investment Management Board, Commonwealth of Massachusetts; Samuel S. Yun, Acting Chief Counsel, Pennsylvania State Employees' Retirement System; Inga Van Eysden, Chief, Pensions Division, New York City Law Department, New York City Employees' Retirement System, New York City Police Pension Fund, Teachers' Retirement System of the City of New York, New York Fire Department Pension Fund, Board of Education Retirement System of the City of New York; Hank Kim, Executive Director and Counsel, National Conference on Public Employees Retirement System; Craig Slaughter, Executive Director, West Virginia Investment Management Board
Public Comment Bruce Raynor, Chairman of the Board of Trustees, Consolidated Retirement Fund
Public Comment Comments by Forty-Two Law Professors
Public Comment Dave Howes, London Borough of Southwark
Public Comment David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce Center for Capital Markets Competitiveness and Lisa Rickard, President, U.S. Chamber Institute for Legal Reform
Public Comment Eli K. Peterson, Vice President and Regulatory Counsel, The Clearing House Association L.L.C.; Eli K. Peterson, Vice President and Regulatory Counsel, The Clearing House Association L.L.C.; and Cecelia A. Calaby, Executive Director and General Counsel, ABA Securities Association
Public Comment George A Karolyi, Ph.D., Professor of Finance, Cornell University
Public Comment Hannah L. Buxbaum, Indiana University Maurer School of Law
Public Comment Jeffrey Dong, Chief Treasury Officer, City and County of Swansea Pension Fund
Public Comment Joelle Simon, Mouvement des Entreprises de France; Heiko Willems, Federation of German Industries; Thomas Plescher and Jan Atteslander, Economiesuisse; Guido Ravoet, European Banking Federation; Sarah A. Miller, Institute of International Bankers; Heinrich Siegmann, Swiss Bankers Association
Public Comment John Davidson, General Counsel and Group Company Secretary, SABMiller plc and Chair of the GC100, the Association of General Counsel and Company Secretaries of the UK FTSE 100
Public Comment Jordan I. Siegel, Associate Professor, Harvard University
Public Comment Julie E. Becker, Ohio Public Employees Retirement System; William J. Neville, State Teachers Retirement System of Ohio; Mary Beth Foley, Ohio Police and Fire Pension Fund; Joseph M. Maroth, School Employees Retirement System of Ohio; Dan Weiss, Ohio Highway Patrol Retirement System
Public Comment Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) and Lorraine Charlton, Managing Director and General Counsel, Association for Financial Markets in Europe (AFME)
Public Comment Klaus Botzet, Legal Adviser and Consul General, Embassy of the Federal Republic of Germany, Washington
Public Comment Law Society of England Wales and the City of London Law Society

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-617
Release Number
34-63174
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