Comments on State of the Municipal Securities Market Field Hearings

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 13, 2011, meeting with a representative of Bond view. com, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 18, 2011, meeting with representatives of BondDesk Trading LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 19, 2011, meeting with representatives of the Government Finance Officers Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 20, 2011, conference call with representatives of AARP, PIABA, Consumer Federation of America, and Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 29, 2011, meeting with representatives of the Bond Dealers of America
Public Comment John Lemmon
Public Comment Susan Munson, Fixed Income Live
Public Comment John Lemmon
Public Comment Christine P. Nguyen, Ph.D
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 11, 2011, conference call with representatives of the National Federation of Municipal Analysts (NFMA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 24, 2011, telephone call with a representative of Invesco Fixed Income
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 25, 2011, conference call with representatives of the National Association of State Auditors, Comptrollers and Treasurers (NASACT)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 2, 2011, meeting with representatives of the National Association of Health and Educational Facilities Finance Authorities (NAHEFFA)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 8, 2011, conference call with Joseph Hurley of www.savingforcollege.com
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 8, 2011, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 5, 2011, conference call with a representative of Municipal Market Advisors
Public Comment Thomas Doe, CEO, Municipal Market Advisors
Public Comment Robert H. Attmore, Chairman, Governmental Accounting Standards Board
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with a representative of Merritt Research Services, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 18, 2011, meeting with representatives of MSRB
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 25, 2011, meeting with representatives of FINRA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 30, 2011, conference call with a representative of the Governmental Accounting Standards Board
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 30, 2011, conference call with representatives of the Vanguard Group, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 12, 2011, conference call with Stanley Keller of Edwards Angell Palmer & Dodge LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 12, 2011, meeting with representative of Standard & Poor's
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 12, 2011, meeting with representatives of Moody's Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 27, 2011, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 28, 2011, meeting with representatives of the National Association of Bond Lawyers
Public Comment John Yinger, Trustee Professor of Public Administration and Economics, Syracuse University
Public Comment Thomas F. Dolan, Jr., Marietta, Georgia

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-610
Release Number
34-62853
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