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Comments on Rulemaking Petition:
Request for rulemaking to adopt new Rule 15c3-4 to address the practice of market participants redefining securities in customer accounts past T+3

[File No. 4-557]


Jul. 21, 2008 Robert Almy
Jun. 17, 2008 Thyra Mangan
Jun. 17, 2008 Nathan Sayler
Jun. 17, 2008 C. Rice
Jun. 17, 2008 Kirk Ross
May 30, 2008 Ronald Rennie
May 12, 2008 Jim Campbell
May 11, 2008 James Kreider
Apr. 29, 2008 Dennis Fulk
Apr. 29, 2008 George Klein
Apr. 28, 2008 John A. Zotter
Apr. 25, 2008 Dennis Fulk
Apr. 24, 2008 W. Anderson
Apr. 24, 2008 Don Miller
Apr. 22, 2008 James W. Humphries
Apr. 21, 2008 Karl Schreiber
Apr. 20, 2008 John O’Brien
Apr. 18, 2008 Anonymous
Apr. 18, 2008 Sian Tong
Apr. 17, 2008 W.J. Murphey
Apr. 15, 2008 Larry Gadbois, Bothell, Washington
Apr. 14, 2008 George Vlahos
Apr. 14, 2008 Bruce Hudson
Apr. 13, 2008 D. L. Keith, Private Investor
Apr. 13, 2008 Larry Greco
Apr. 13, 2008 Patricia Petersen, Investor
Apr. 12, 2008 Ross C. Burlemann, CPA, Private Investor
Apr. 12, 2008 Michael F. Mather
Apr. 12, 2008 Mark Lee
Apr. 12, 2008 Ralph Gang
Apr. 12, 2008 Lawrence Shultz, Arnold, Missouri
Apr. 12, 2008 Wayne Jett, Managing Principal and Chief Economist, Classical Capital LLC, San Marino, CA
Apr. 11, 2008 Dean Middleton
Apr. 11, 2008 Feb Grumman
Apr. 10, 2008 Angelina Gonzales
Apr. 10, 2008 Mary Helburn
Apr. 10, 2008 Arun V. Someshwar, Ph. D.
Apr. 10, 2008 Donald Miller
Apr. 10, 2008 James Carnes
Apr. 10, 2008 William Scott
Apr. 10, 2008 Mark McCowen, Midland, Texas
Apr. 10, 2008 Robin Mark Kolesinsky
Apr. 10, 2008 Robin Loebel
Apr. 10, 2008 Thomas L. Wright
Apr. 10, 2008 Michael Traugott
Apr. 10, 2008 William W. Thorne
Apr. 10, 2008 Kevin Dalton
Apr. 10, 2008 Barry White
Apr. 9, 2008 Robert Naishtat
Apr. 9, 2008 Bruce Thompson

 

http://www.sec.gov/comments/4-557/4-557.shtml

Modified: 10/16/2014