Comments on Rulemaking Petition: Request for rulemaking to adopt new Rule 15c3-4 to address the practice of market participants redefining securities in customer accounts past T+3

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Date Sort descending	Letter Type	Commenter Name
July 21, 2008	Public Comment	Robert Almy
June 17, 2008	Public Comment	C. Rice
June 17, 2008	Public Comment	Kirk Ross
June 17, 2008	Public Comment	Nathan Sayler
June 17, 2008	Public Comment	Thyra Mangan
May 30, 2008	Public Comment	Ronald Rennie
May 12, 2008	Public Comment	Jim Campbell
May 11, 2008	Public Comment	James Kreider
April 29, 2008	Public Comment	Dennis Fulk
April 29, 2008	Public Comment	George Klein
April 28, 2008	Public Comment	John A. Zotter
April 25, 2008	Public Comment	Dennis Fulk
April 24, 2008	Public Comment	Don Miller
April 24, 2008	Public Comment	W. Anderson
April 22, 2008	Public Comment	James W. Humphries
April 21, 2008	Public Comment	Karl Schreiber
April 20, 2008	Public Comment	John O'Brien
April 18, 2008	Public Comment	Anonymous
April 18, 2008	Public Comment	Sian Tong
April 17, 2008	Public Comment	W.J. Murphey
April 15, 2008	Public Comment	Larry Gadbois, Bothell, Washington
April 14, 2008	Public Comment	Bruce Hudson
April 14, 2008	Public Comment	George Vlahos
April 13, 2008	Public Comment	D. L. Keith, Private Investor
April 13, 2008	Public Comment	Larry Greco
April 13, 2008	Public Comment	Patricia Petersen, Investor
April 12, 2008	Public Comment	Lawrence Shultz, Arnold, Missouri
April 12, 2008	Public Comment	Mark Lee
April 12, 2008	Public Comment	Michael F. Mather
April 12, 2008	Public Comment	Ralph Gang

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-557