ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort descending Respondents
Release No. 3-13109
Release No. 3-12943
Release No. 3-13294
Release No. 3-12943
Release No. 3-13290
Release No. 3-13292
Release No. 3-12918
Release No. 3-13142
Release No. 3-13254
Release No. 3-13260
Release No. 3-13229
Release No. 3-12966
Release No. 3-13203
Release No. 3-13196
Release No. 3-13179
Release No. 3-13191
Release No. 3-13220
Release No. 3-13207
Release No. 3-13198
Release No. 3-13201
Release No. 3-13239
Release No. 3-13118
Release No. 3-13186
Release No. 3-13117
Release No. 3-13188
Release No. 3-13206
Release No. 3-13221
Release No. 3-13224
Release No. 3-13180
Release No. 3-13185
Release No. 3-13223
Release No. 3-13178
Release No. 3-13174
Release No. 3-13177
Release No. 3-13161
Release No. 3-13160
Release No. 3-13171
Release No. 3-13192
Release No. 3-13229
Release No. 3-13154
Release No. 3-13227
Release No. 3-13123
Release No. 3-13142
Release No. 3-13182
Release No. 3-13184
Release No. 3-13202
Release No. 3-13219
Release No. 3-13139
Release No. 3-13159
Release No. 3-13208
Release No. 3-13172
Release No. 3-13183
Release No. 3-13218
Release No. 3-13158
Release No. 3-13138
Release No. 3-13176
Release No. 3-13186
Release No. 3-13193
Release No. 3-13156
Release No. 3-13175
Release No. 3-13173
Release No. 3-13170
Release No. 3-13120
Release No. 3-13140
Release No. 3-13153
Release No. 3-13141
Release No. 3-13153
Release No. 3-13134
Release No. 3-13100
Release No. 3-13135
Release No. 3-13105
Release No. 3-13133
Release No. 3-13133
Release No. 3-13140
Release No. 3-13008
Release No. 3-13116
Release No. 3-13133
Release No. 3-13123
Release No. 3-13101
Release No. 3-13078
Release No. 3-13086
Release No. 3-13063
Release No. 3-13079
Release No. 3-13080
Release No. 3-13026
Release No. 3-13075
Release No. 3-13061
Release No. 3-12918
Release No. 3-13044
Release No. 3-13075
Release No. 3-13082
Release No. 3-13077
Release No. 3-13036
Release No. 3-13008
Release No. 3-13038
Release No. 3-13045
Release No. 3-13027
Release No. 3-12579
Release No. 3-13034
Release No. 3-13037