During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-12943
Date: Respondents:
Release No. 3-13109
Date: Respondents:
Release No. 3-13294
Date: Respondents:
Release No. 3-12943
Date: Respondents:
Release No. 3-13290
Date: Respondents:
Release No. 3-13292
Date: Respondents:
Release No. 3-12918
Date: Respondents:
Release No. 3-13142
Date: Respondents:
Release No. 3-13254
Date: Respondents:
Release No. 3-13260
Date: Respondents:
Release No. 3-12966
Date: Respondents:
Release No. 3-13229
Date: Respondents:
Release No. 3-13203
Date: Respondents:
Release No. 3-13196
Date: Respondents:
Release No. 3-13179
Date: Respondents:
Release No. 3-13191
Date: Respondents:
Release No. 3-13220
Date: Respondents:
Release No. 3-13207
Date: Respondents:
Release No. 3-13198
Date: Respondents:
Release No. 3-13201
Date: Respondents:
Release No. 3-13239
Date: Respondents:
Release No. 3-13117
Date: Respondents:
Release No. 3-13118
Date: Respondents:
Release No. 3-13186
Date: Respondents:
Release No. 3-13188
Date: Respondents:
Release No. 3-13206
Date: Respondents:
Release No. 3-13221
Date: Respondents:
Release No. 3-13224
Date: Respondents:
Release No. 3-13180
Date: Respondents:
Release No. 3-13185
Date: Respondents:
Release No. 3-13223
Date: Respondents:
Release No. 3-13178
Date: Respondents:
Release No. 3-13161
Date: Respondents:
Release No. 3-13174
Date: Respondents:
Release No. 3-13177
Date: Respondents:
Release No. 3-13160
Date: Respondents:
Release No. 3-13171
Date: Respondents:
Release No. 3-13192
Date: Respondents:
Release No. 3-13229
Date: Respondents:
Release No. 3-13154
Date: Respondents:
Release No. 3-13227
Date: Respondents:
Release No. 3-13123
Date: Respondents:
Release No. 3-13142
Date: Respondents:
Release No. 3-13182
Date: Respondents:
Release No. 3-13184
Date: Respondents:
Release No. 3-13202
Date: Respondents:
Release No. 3-13219
Date: Respondents:
Release No. 3-13139
Date: Respondents:
Release No. 3-13159
Date: Respondents:
Release No. 3-13208
Date: Respondents:
Release No. 3-13172
Date: Respondents:
Release No. 3-13183
Date: Respondents:
Release No. 3-13218
Date: Respondents:
Release No. 3-13158
Date: Respondents:
Release No. 3-13138
Date: Respondents:
Release No. 3-13176
Date: Respondents:
Release No. 3-13186
Date: Respondents:
Release No. 3-13193
Date: Respondents:
Release No. 3-13156
Date: Respondents:
Release No. 3-13175
Date: Respondents:
Release No. 3-13173
Date: Respondents:
Release No. 3-13170
Date: Respondents:
Release No. 3-13120
Date: Respondents:
Release No. 3-13140
Date: Respondents:
Release No. 3-13153
Date: Respondents:
Release No. 3-13141
Date: Respondents:
Release No. 3-13153
Date: Respondents:
Release No. 3-13134
Date: Respondents:
Release No. 3-13100
Date: Respondents:
Release No. 3-13135
Date: Respondents:
Release No. 3-13105
Date: Respondents:
Release No. 3-13133
Date: Respondents:
Release No. 3-13133
Date: Respondents:
Release No. 3-13008
Date: Respondents:
Release No. 3-13116
Date: Respondents:
Release No. 3-13140
Date: Respondents:
Release No. 3-13133
Date: Respondents:
Release No. 3-13123
Date: Respondents:
Release No. 3-13101
Date: Respondents:
Release No. 3-13078
Date: Respondents:
Release No. 3-13086
Date: Respondents:
Release No. 3-13063
Date: Respondents:
Release No. 3-13079
Date: Respondents:
Release No. 3-13080
Date: Respondents:
Release No. 3-13026
Date: Respondents:
Release No. 3-13075
Date: Respondents:
Release No. 3-13061
Date: Respondents:
Release No. 3-12918
Date: Respondents:
Release No. 3-13044
Date: Respondents:
Release No. 3-13075
Date: Respondents:
Release No. 3-13082
Date: Respondents:
Release No. 3-13077
Date: Respondents:
Release No. 3-13036
Date: Respondents:
Release No. 3-13008
Date: Respondents:
Release No. 3-13038
Date: Respondents:
Release No. 3-13045
Date: Respondents:
Release No. 3-13027
Date: Respondents:
Release No. 3-12579
Date: Respondents:
Release No. 3-13034
Date: Respondents:
Release No. 3-13037