ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort descending	Respondents
Dec. 29, 2005	Bearcat, Inc., Peter Fineberg, Seth Diamond, Salvatore Diambrosio, D&D Securities, Inc., Nicholas Dicicco, and Dominic Dicicco Release No. 3-10373
Dec. 28, 2005	Air Packaging Technologies, Inc., Apparel Technologies, Inc., Chantal Pharmaceutical Corp., Crown Laboratories, Inc., DBS Industries, Inc., Dental Medical Diagnostic Systems, Inc., Hybrid Networks, Inc., and iPrint Technologies, Inc., Microage, Inc., Network Computing Devices, Inc., Pacific Systems Control Technology, Inc., Pharmaprint, Inc., Pinnacle Micro, Inc., Sunrise Technologies International, Inc., and thehealthchannel.com, inc. Release No. 3-12099
Dec. 20, 2005	Paul A. Flynn Release No. 3-11390
Dec. 20, 2005	Gregory M. Dearlove, CPA Release No. 3-12064
Dec. 20, 2005	Gregory M. Dearlove, CPA Release No. 3-12064
Dec. 9, 2005	Gregory M. Dearlove, CPA Release No. 3-12064
Dec. 5, 2005	Gregory M. Dearlove, CPA Release No. 3-12064
Dec. 5, 2005	Gregory M. Dearlove, CPA Release No. 3-12064
Dec. 2, 2005	Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and Visionamerica, Inc. Release No. 3-12071
Nov. 29, 2005	E Trade Systems, Inc., (formerly known as Personal Portals Online, Inc.) Release No. 3-12062
Nov. 28, 2005	Gregory M. Dearlove, CPA Release No. 3-12064
Nov. 23, 2005	Robert Henricks Release No. 3-12093
Nov. 18, 2005	American Plastics & Chemicals, Inc., First Scientific, Inc., Migratec, Inc., Tristar Corp., and Vianet Technologies, Inc. Release No. 3-12070
Nov. 16, 2005	American Machine, Inc., Asia4Sale.com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring of Fire Marketing, LTD., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, LTD., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corporation, Premium Financial Services & Leasing, Inc., Arcadia Investments Corporation, Easy Living Investments, Inc., Vinex Wines, Inc., and Western Financial Corporation, Respondents Release No. 3-11979
Nov. 16, 2005	Enamelon, Inc., Paracelsian, Inc., Semiconductor Laser InternationalCorp., Socrates Technologies Corp., Star Technologies, Inc., Telemonde, Inc., and VDC Communications, Inc. Release No. 3-12031
Nov. 14, 2005	Danbury Financial, Inc. Release No. 3-12063
Nov. 10, 2005	Enamelon, Inc., Paracelsian, Inc., Semiconductor Laser International. Corp., Socrates Technologies Corp., Star Technologies, Inc., Telemonde, Inc., and VDC Communications, Inc. Release No. 3-12031
Nov. 7, 2005	Nexpub, Inc. Release No. 3-12014
Nov. 4, 2005	T. Gene Gilman Release No. 3-12019
Nov. 3, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Oct. 26, 2005	Philip A. Lehman Release No. 3-11972
Oct. 26, 2005	Susana P. Longo Release No. 3-12028
Oct. 26, 2005	Danbury Financial, Inc. Release No. 3-12063
Oct. 20, 2005	American Machine, Inc., et al. Release No. 3-11979
Oct. 20, 2005	Axess Media Group, Ltd. and Michael Dale Grandon Release No. 3-12017
Oct. 20, 2005	Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and VisionAmerica, Inc. Release No. 3-12071
Oct. 18, 2005	American Machine, Inc., et al. Release No. 3-11979
Oct. 13, 2005	Transmedia Asia Pacific, Inc. Release No. 3-12032
Oct. 11, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Oct. 11, 2005	Spectrum Brands Corp. Release No. 3-11981
Oct. 7, 2005	Frank Persico Release No. 3-11993
Oct. 6, 2005	Philip A. Lehman Release No. 3-11972
Oct. 5, 2005	NexPub, Inc. Release No. 3-12014
Sept. 30, 2005	American Machine, Inc., et al. Release No. 3-11979
Sept. 27, 2005	Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Sept. 27, 2005	Philip A. Lehman Release No. 3-11972
Sept. 26, 2005	Divedepot.com, Inc., GS Telecom Ltd., Rocky Mountain Financial Enterprises, Inc., Studio City Holding Corporation and US Data Authority, Inc. Release No. 3-12006
Sept. 16, 2005	F. Thomas Eck, III Release No. 3-12009 File Number: 3-12009
Sept. 15, 2005	NetCurrents Information Services, Inc. Release No. 3-11983
Sept. 12, 2005	American Machine, Inc., et al. Release No. 3-11979
Sept. 9, 2005	NexPub, Inc. Release No. 3-12014
Sept. 8, 2005	James T. Patten Release No. 3-11812
Sept. 8, 2005	Joseph Ferragamo Release No. 3-11948
Aug. 19, 2005	Vincent Langella Release No. 3-11926
Aug. 18, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould,Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias,Le Fond Mondial D'investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Aug. 18, 2005	Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Aug. 5, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Aug. 4, 2005	Busybox.com, Inc. Release No. 3-11962
Aug. 4, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
July 27, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
July 20, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
July 18, 2005	Active Link Communications, Inc. Release No. 3-11964
July 1, 2005	CMKM Diamonds, Inc. Release No. 3-11858
July 1, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
June 30, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
June 27, 2005	Gateway International Holdings, Inc., and Lawrence A. Consalvi Release No. 3-11894
June 10, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
June 7, 2005	David A. Finnerty, et al. Release No. 3-11893
May 24, 2005	PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
May 17, 2005	Marketxt, Inc., and Irfan Mohammed Amanat Release No. 3-11813
May 6, 2005	Harold F. Harris and Ronald E. Crews Release No. 3-11573
May 5, 2005	CMKM Diamonds, Inc. Release No. 3-11858
May 3, 2005	Vladen "Larry" Vindman Release No. 3-11247
May 2, 2005	CMKM Diamonds, Inc. Release No. 3-11858
April 27, 2005	ePhone Telecom, Inc.; National Institute Companies of America, Inc. Release No. 3-11912
April 25, 2005	Investment Technology Release No. 3-11824
April 21, 2005	Robert A. Tommassello Release No. 3-11859
April 20, 2005	Infotopia, Inc. Release No. 3-11860
April 13, 2005	David Hutter (A/K/A David Green) Release No. 3-11842
April 13, 2005	Tekron, Inc. Release No. 3-11823
April 12, 2005	Drkoop.Com, Inc., 1st Miracle Entertainment, Inc., and United States Crude International, Inc. Release No. 3-11829
April 12, 2005	Advanced Solutions & Technologies, Inc., Comparator Systems Corp., Emerging Enterprise Solutions, Inc., and Shaman Pharmaceuticals, Inc. Release No. 3-11830
April 12, 2005	CMKM Diamonds, Inc. Release No. 3-11858
April 4, 2005	Richard S. Kern and Charles Wilkins Release No. 3-11537
March 31, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
March 28, 2005	Eagletech Communications, Inc. Release No. 3-11832
March 21, 2005	Koji Goto Release No. 3-11768
March 16, 2005	Frederick J. Gilliland Release No. 3-11745
March 16, 2005	Mark D. Montana Release No. 3-11787
March 10, 2005	Amitelo Communications, Inc., and Whitehall Enterprises, Inc. Release No. 3-11831 File Number: 3-11831
March 9, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
March 3, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
March 3, 2005	Saverio (Sammy) Galasso III Release No. 3-11843
March 2, 2005	Roberto E. Veitia Release No. 3-11646 File Number: 3-11646
March 2, 2005	Scott F. Mccreadie Release No. 3-11807 File Number: 3-11807
March 1, 2005	John A. Carley, Mark N. Dohlen, Eugene C. Geiger, Paul A. Giles, Roy E. Gould, Thomas A. Kaufmann, Alfred Peeper, Edward H. Price, Christopher H. Zacharias, Le Fond Mondial D'Investissement S.A., and Spencer Edwards, Inc. Release No. 3-11626
Feb. 22, 2005	Vladislav Steven Zubkis Release No. 3-11625
Feb. 18, 2005	Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett Release No. 3-11086-EAJA
Feb. 17, 2005	Steven Wise and Vladen "Larry" Vindman Release No. 3-11247
Feb. 7, 2005	Lonnie Dragon Release No. 3-11776 File Number: 3-11776
Feb. 2, 2005	Derrick N. Mckinney and Rick R. Malizia Release No. 3-11605
Jan. 31, 2005	Lee E. Gahr Release No. 3-10648
Jan. 31, 2005	Michael Sydney Newman Release No. 3-11630 File Number: 3-11630
Jan. 28, 2005	Asset Equity Group, Inc., Household Direct, Inc., International Brands, Inc., Interspace Enterprises, Inc., JSJ Capital II, Inc., Mega Micro Technologies Group, Inc., S D E Holdings 2, Inc., Vertical Computer Systems, Inc., and VSAT Net, Inc. Release No. 3-11761
Jan. 25, 2005	James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Jan. 25, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Jan. 25, 2005	Thomas J. Donovan Release No. 3-11716
Jan. 24, 2005	James F. Glaza, d/b/a Falcon Financial Services, Inc. Release No. 3-11012
Jan. 24, 2005	Raymond James Financial Services, Inc., J. Stephen Putnam and David Lee Ullom Release No. 3-11692
Jan. 21, 2005	Daniel E. Charboneau Release No. 3-11765

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ALJ Orders