ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Dec. 12, 2001	Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc. Release No. 3-10007
Dec. 7, 2001	Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
Nov. 27, 2001	Toks Inc. Release No. 3-10635
Nov. 27, 2001	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Release No. 3-10624
Nov. 20, 2001	Michael A. Furr Release No. 3-10581 File Number: 3-10581
Nov. 15, 2001	Robert Bruce Lohmann Release No. 3-10611
Oct. 22, 2001	Madera International, Inc. Release No. 3-10577
Oct. 9, 2001	Jean-Paul Bolduc, et al. Release No. 3-9793
Oct. 4, 2001	Jonathan Aerospace Materials, Corp. Release No. 3-10585
Oct. 3, 2001	James L. Binge and Eric V. Bartoli Release No. 3-10526 File Number: 3-10526
July 23, 2001	Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza, and Wayne W. Schumacher Release No. 3-10470 File Number: 3-10470
July 18, 2001	Am-Pac International, Inc. Release No. 3-10503 File Number: 3-10503
June 29, 2001	Van R. Lewis III Release No. 3-10467 File Number: 3-10467
April 12, 2001	Mumtaz Saxena Release No. 3-10319 File Number: 3-10319
March 14, 2001	Kevin E. Orton, CPA, and Orton & Company Release No. 3-9872
Feb. 28, 2001	Clark T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007

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